Generated summaryHamilton devotes six essays to the federal judiciary: how judges are chosen and kept independent, how far federal jurisdiction reaches, how the courts are structured and tied to the states, and why the objections raised against all of this do not hold up.
Federalist 78
Generated summaryJudges hold office during good behavior, since permanent tenure is the best safeguard of impartial justice. The judiciary is the weakest branch, holding neither force nor will. Yet it must be free to strike down laws that violate the Constitution, which expresses the people’s will above the legislature’s.Key points
Federal judges hold office during good behavior, the firmest security a government has for an impartial, independent judiciary.
The judiciary is the least dangerous branch: commanding neither sword nor purse, it has neither force nor will, only judgment.
Naturally the weakest branch, the judiciary needs permanency in office as the citadel of its independence.
In a limited Constitution the courts must declare void any law contrary to it, or reserved rights mean nothing.
Judicial review implies no supremacy of judges over legislators, only of the people, whose will is the Constitution, over both.
Independent judges need the fortitude to guard the Constitution and private rights against popular passions and unjust laws.
Permanent tenure alone draws the few men who unite the requisite legal skill with integrity.
I turn now to the judiciary. In laying out the Confederation’s defects, I showed why federal courts are needed. No one disputes the institution itself. The only questions are how it is constituted and how far its authority reaches. The first has three parts: (1) how judges are appointed, (2) their tenure, and (3) how judicial power is divided among the courts. Appointment follows the mode for Union officers, already covered.
OriginalWE PROCEED now to an examination of the judiciary department of the proposed government. In unfolding the defects of the existing Confederation, the utility and necessity of a federal judicature have been clearly pointed out. It is the less necessary to recapitulate the considerations there urged, as the propriety of the institution in the abstract is not disputed; the only questions which have been raised being relative to the manner of constituting it, and to its extent. To these points, therefore, our observations shall be confined.
The manner of constituting it seems to embrace these several objects: 1st. The mode of appointing the judges. 2d. The tenure by which they are to hold their places. 3d. The partition of the judiciary authority between different courts, and their relations to each other. First. As to the mode of appointing the judges; this is the same with that of appointing the officers of the Union in general, and has been so fully discussed in the two last numbers, that nothing can be said here which would not be useless repetition.
Tenure raises three concerns: how long judges stay, how they are paid, and how they answer for their conduct. Under the convention’s plan, all judges appointed by the United States hold office during good behavior. The most approved state constitutions agree. Good behavior in office is one of the most valuable modern improvements in government. In a monarchy it bars the despotism of the prince. In a republic it bars the encroachments of the representative body. It is the best device for a steady, upright, and impartial administration of the laws.
OriginalSecond. As to the tenure by which the judges are to hold their places; this chiefly concerns their duration in office; the provisions for their support; the precautions for their responsibility. According to the plan of the convention, all judges who may be appointed by the United States are to hold their offices during good behavior; which is conformable to the most approved of the State constitutions and among the rest, to that of this State. Its propriety having been drawn into question by the adversaries of that plan, is no light symptom of the rage for objection, which disorders their imaginations and judgments.
The standard of good behavior for the continuance in office of the judicial magistracy, is certainly one of the most valuable of the modern improvements in the practice of government. In a monarchy it is an excellent barrier to the despotism of the prince; in a republic it is a no less excellent barrier to the encroachments and oppressions of the representative body. And it is the best expedient which can be devised in any government, to secure a steady, upright, and impartial administration of the laws.
Where the departments are kept separate, the judiciary is always least dangerous to the political rights of the Constitution. It is least able to injure them. The Executive holds the sword. The legislature commands the purse and sets the rules for every citizen. The judiciary directs neither the strength nor the wealth of society and takes no action of its own. It has neither force nor will, but merely judgment, and depends on the executive arm to enforce its judgments.
OriginalWhoever attentively considers the different departments of power must perceive, that, in a government in which they are separated from each other, the judiciary, from the nature of its functions, will always be the least dangerous to the political rights of the Constitution; because it will be least in a capacity to annoy or injure them. The Executive not only dispenses the honors, but holds the sword of the community. The legislature not only commands the purse, but prescribes the rules by which the duties and rights of every citizen are to be regulated. The judiciary, on the contrary, has no influence over either the sword or the purse; no direction either of the strength or of the wealth of the society; and can take no active resolution whatever. It may truly be said to have neither FORCE nor WILL, but merely judgment; and must ultimately depend upon the aid of the executive arm even for the efficacy of its judgments.
So the judiciary is by far the weakest department. It can never attack the other two with success, and needs care to defend itself. The courts may oppress a person now and then, but the people’s general liberty can never be in danger. This holds so long as the judiciary stays truly distinct from the legislature and the Executive. Without that separation there is no liberty. Liberty fears nothing from the judiciary alone, but everything from its union with either. Weak by nature, it risks being overpowered or cowed by them. Nothing secures its independence like permanent tenure, the citadel of public justice and security.
OriginalThis simple view of the matter suggests several important consequences. It proves incontestably, that the judiciary is beyond comparison the weakest of the three departments of power; that it can never attack with success either of the other two; and that all possible care is requisite to enable it to defend itself against their attacks. It equally proves, that though individual oppression may now and then proceed from the courts of justice, the general liberty of the people can never be endangered from that quarter; I mean so long as the judiciary remains truly distinct from both the legislature and the Executive. For I agree, that "there is no liberty, if the power of judging be not separated from the legislative and executive powers." And it proves, in the last place, that as liberty can have nothing to fear from the judiciary alone, but would have every thing to fear from its union with either of the other departments; that as all the effects of such a union must ensue from a dependence of the former on the latter, notwithstanding a nominal and apparent separation; that as, from the natural feebleness of the judiciary, it is in continual jeopardy of being overpowered, awed, or influenced by its co-ordinate branches; and that as nothing can contribute so much to its firmness and independence as permanency in office, this quality may therefore be justly regarded as an indispensable ingredient in its constitution, and, in a great measure, as the citadel of the public justice and the public security.
Complete judicial independence is most needed in a limited Constitution. By that I mean one that bars the legislature from certain acts, such as bills of attainder. Such limits hold only through courts whose duty is to void all acts against the Constitution. Otherwise reserved rights mean nothing. Some suppose this makes the judiciary superior to the legislature, since whoever voids another’s acts must outrank him. But every act of a delegated authority against its commission is void. So is any statute against the Constitution. To deny this is to set the people’s representatives above the people themselves.
OriginalThe complete independence of the courts of justice is peculiarly essential in a limited Constitution. By a limited Constitution, I understand one which contains certain specified exceptions to the legislative authority; such, for instance, as that it shall pass no bills of attainder, no ex post facto laws, and the like. Limitations of this kind can be preserved in practice no other way than through the medium of courts of justice, whose duty it must be to declare all acts contrary to the manifest tenor of the Constitution void. Without this, all the reservations of particular rights or privileges would amount to nothing.
Some perplexity respecting the rights of the courts to pronounce legislative acts void, because contrary to the Constitution, has arisen from an imagination that the doctrine would imply a superiority of the judiciary to the legislative power. It is urged that the authority which can declare the acts of another void, must necessarily be superior to the one whose acts may be declared void. As this doctrine is of great importance in all the American constitutions, a brief discussion of the ground on which it rests cannot be unacceptable.
There is no position which depends on clearer principles, than that every act of a delegated authority, contrary to the tenor of the commission under which it is exercised, is void. No legislative act, therefore, contrary to the Constitution, can be valid. To deny this, would be to affirm, that the deputy is greater than his principal; that the servant is above his master; that the representatives of the people are superior to the people themselves; that men acting by virtue of powers, may do not only what their powers do not authorize, but what they forbid.
Suppose the legislature judges its own powers, binding the others. No provision warrants that reading, and the Constitution cannot let representatives put their will above their constituents’. Far more rational that the courts stand between people and legislature, holding it within its limits. Interpreting the laws is the courts’ proper work. A constitution is fundamental law, and where a statute conflicts with it the Constitution prevails. This does not put judges above legislators, only the people above both.
OriginalIf it be said that the legislative body are themselves the constitutional judges of their own powers, and that the construction they put upon them is conclusive upon the other departments, it may be answered, that this cannot be the natural presumption, where it is not to be collected from any particular provisions in the Constitution. It is not otherwise to be supposed, that the Constitution could intend to enable the representatives of the people to substitute their will to that of their constituents. It is far more rational to suppose, that the courts were designed to be an intermediate body between the people and the legislature, in order, among other things, to keep the latter within the limits assigned to their authority.
The interpretation of the laws is the proper and peculiar province of the courts. A constitution is, in fact, and must be regarded by the judges, as a fundamental law. It therefore belongs to them to ascertain its meaning, as well as the meaning of any particular act proceeding from the legislative body. If there should happen to be an irreconcilable variance between the two, that which has the superior obligation and validity ought, of course, to be preferred; or, in other words, the Constitution ought to be preferred to the statute, the intention of the people to the intention of their agents.
Nor does this conclusion by any means suppose a superiority of the judicial to the legislative power. It only supposes that the power of the people is superior to both; and that where the will of the legislature, declared in its statutes, stands in opposition to that of the people, declared in the Constitution, the judges ought to be governed by the latter rather than the former. They ought to regulate their decisions by the fundamental laws, rather than by those which are not fundamental.
Judges use this discretion between clashing laws in a familiar case. Two statutes often stand at once, and neither repeals the other. The courts must then fix what each one means. A fair reading reconciles them where it can; where it cannot, one must take effect and the other give way. The rule the courts settled on prefers the later statute to the earlier. No law imposes it. The judges adopted it themselves, holding that between clashing acts of an equal authority the later will should govern.
OriginalThis exercise of judicial discretion, in determining between two contradictory laws, is exemplified in a familiar instance. It not uncommonly happens, that there are two statutes existing at one time, clashing in whole or in part with each other, and neither of them containing any repealing clause or expression. In such a case, it is the province of the courts to liquidate and fix their meaning and operation. So far as they can, by any fair construction, be reconciled to each other, reason and law conspire to dictate that this should be done; where this is impracticable, it becomes a matter of necessity to give effect to one, in exclusion of the other.
The rule which has obtained in the courts for determining their relative validity is, that the last in order of time shall be preferred to the first. But this is a mere rule of construction, not derived from any positive law, but from the nature and reason of the thing. It is a rule not enjoined upon the courts by legislative provision, but adopted by themselves, as consonant to truth and propriety, for the direction of their conduct as interpreters of the law. They thought it reasonable, that between the interfering acts of an EQUAL authority, that which was the last indication of its will should have the preference.
Between a superior authority and a subordinate one, reason points the other way. The earlier act of the superior beats the later act of the inferior. So when a statute contradicts the Constitution, the courts must hold to the Constitution and disregard the statute. Some object that judges may claim a conflict and put their own pleasure in place of the legislature’s. The same could happen in any ruling on any statute. If that objection proved anything, it would prove we need no judges apart from the legislature.
OriginalBut in regard to the interfering acts of a superior and subordinate authority, of an original and derivative power, the nature and reason of the thing indicate the converse of that rule as proper to be followed. They teach us that the prior act of a superior ought to be preferred to the subsequent act of an inferior and subordinate authority; and that accordingly, whenever a particular statute contravenes the Constitution, it will be the duty of the judicial tribunals to adhere to the latter and disregard the former.
It can be of no weight to say that the courts, on the pretense of a repugnancy, may substitute their own pleasure to the constitutional intentions of the legislature. This might as well happen in the case of two contradictory statutes; or it might as well happen in every adjudication upon any single statute. The courts must declare the sense of the law; and if they should be disposed to exercise WILL instead of JUDGMENT, the consequence would equally be the substitution of their pleasure to that of the legislative body. The observation, if it prove any thing, would prove that there ought to be no judges distinct from that body.
If the courts are the bulwarks of a limited Constitution against legislative encroachments, that argues strongly for permanent tenure. Nothing else so builds the independent spirit this duty demands. Judges must also guard the Constitution and private rights against ill humors that designing men spread among the people. Such humors pass, yet meanwhile they breed dangerous changes and oppress the minority. I trust the friends of this plan will never question a republican principle. The people may alter or abolish the Constitution whenever they find it inconsistent with their happiness.
OriginalIf, then, the courts of justice are to be considered as the bulwarks of a limited Constitution against legislative encroachments, this consideration will afford a strong argument for the permanent tenure of judicial offices, since nothing will contribute so much as this to that independent spirit in the judges which must be essential to the faithful performance of so arduous a duty.
This independence of the judges is equally requisite to guard the Constitution and the rights of individuals from the effects of those ill humors, which the arts of designing men, or the influence of particular conjunctures, sometimes disseminate among the people themselves, and which, though they speedily give place to better information, and more deliberate reflection, have a tendency, in the meantime, to occasion dangerous innovations in the government, and serious oppressions of the minor party in the community. Though I trust the friends of the proposed Constitution will never concur with its enemies, in questioning that fundamental principle of republican government, which admits the right of the people to alter or abolish the established Constitution, whenever they find it inconsistent with their happiness,
That principle does not let representatives violate the Constitution whenever a passing wish seizes a majority of their constituents. The courts owe such breaches no more indulgence than the legislature’s own schemes. The established form binds the people until they annul or change it by some solemn act. Yet judges need uncommon courage to stay its faithful guardians when the major voice has prompted the invasion.
Originalyet it is not to be inferred from this principle, that the representatives of the people, whenever a momentary inclination happens to lay hold of a majority of their constituents, incompatible with the provisions in the existing Constitution, would, on that account, be justifiable in a violation of those provisions; or that the courts would be under a greater obligation to connive at infractions in this shape, than when they had proceeded wholly from the cabals of the representative body. Until the people have, by some solemn and authoritative act, annulled or changed the established form, it is binding upon themselves collectively, as well as individually; and no presumption, or even knowledge, of their sentiments, can warrant their representatives in a departure from it, prior to such an act. But it is easy to see, that it would require an uncommon portion of fortitude in the judges to do their duty as faithful guardians of the Constitution, where legislative invasions of it had been instigated by the major voice of the community.
The judges’ independence guards more than the Constitution. Ill humors also injure the private rights of certain classes of citizens through unjust and partial laws. A firm judiciary softens such laws, and it checks the legislature in passing them. Lawmakers who expect the courts’ scruples to block an unjust design are forced by that very injustice to hold back. This shapes our governments more than most realize. No man can be sure that tomorrow he will not suffer the injustice he gains by today.
OriginalBut it is not with a view to infractions of the Constitution only, that the independence of the judges may be an essential safeguard against the effects of occasional ill humors in the society. These sometimes extend no farther than to the injury of the private rights of particular classes of citizens, by unjust and partial laws. Here also the firmness of the judicial magistracy is of vast importance in mitigating the severity and confining the operation of such laws. It not only serves to moderate the immediate mischiefs of those which may have been passed, but it operates as a check upon the legislative body in passing them; who, perceiving that obstacles to the success of iniquitous intention are to be expected from the scruples of the courts, are in a manner compelled, by the very motives of the injustice they meditate, to qualify their attempts.
This is a circumstance calculated to have more influence upon the character of our governments, than but few may be aware of. The benefits of the integrity and moderation of the judiciary have already been felt in more States than one; and though they may have displeased those whose sinister expectations they may have disappointed, they must have commanded the esteem and applause of all the virtuous and disinterested. Considerate men, of every description, ought to prize whatever will tend to beget or fortify that temper in the courts: as no man can be sure that he may not be to-morrow the victim of a spirit of injustice, by which he may be a gainer to-day. And every man must now feel, that the inevitable tendency of such a spirit is to sap the foundations of public and private confidence, and to introduce in its stead universal distrust and distress.
Judges on a temporary commission cannot hold so firmly to the rights of the Constitution and of individuals. Appointments renewed at set terms, however arranged, would prove fatal to the independence judges need. Left to the Executive or the legislature, they would breed deference to that branch. Left to both, an unwillingness to risk the anger of either. Left to the people, too great a wish to court popularity. In none could we trust that only the Constitution and the laws would guide them.
OriginalThat inflexible and uniform adherence to the rights of the Constitution, and of individuals, which we perceive to be indispensable in the courts of justice, can certainly not be expected from judges who hold their offices by a temporary commission. Periodical appointments, however regulated, or by whomsoever made, would, in some way or other, be fatal to their necessary independence. If the power of making them was committed either to the Executive or legislature, there would be danger of an improper complaisance to the branch which possessed it; if to both, there would be an unwillingness to hazard the displeasure of either; if to the people, or to persons chosen by them for the special purpose, there would be too great a disposition to consult popularity, to justify a reliance that nothing would be consulted but the Constitution and the laws.
A weightier reason lies in what the office demands. Free government brings a vast body of laws, and strict rules and precedents must bind the courts against arbitrary discretion. Those records swell to a bulk demanding long study. Few men have skill enough in the laws to serve as judges, and fewer still join integrity to that knowledge. A temporary term would keep such men in lucrative practice, throwing justice into less able hands. The convention acted wisely in copying constitutions that make good behavior the judicial tenure; without it the plan would have been inexcusably defective.
OriginalThere is yet a further and a weightier reason for the permanency of the judicial offices, which is deducible from the nature of the qualifications they require. It has been frequently remarked, with great propriety, that a voluminous code of laws is one of the inconveniences necessarily connected with the advantages of a free government. To avoid an arbitrary discretion in the courts, it is indispensable that they should be bound down by strict rules and precedents, which serve to define and point out their duty in every particular case that comes before them; and it will readily be conceived from the variety of controversies which grow out of the folly and wickedness of mankind, that the records of those precedents must unavoidably swell to a very considerable bulk, and must demand long and laborious study to acquire a competent knowledge of them.
Hence it is, that there can be but few men in the society who will have sufficient skill in the laws to qualify them for the stations of judges. And making the proper deductions for the ordinary depravity of human nature, the number must be still smaller of those who unite the requisite integrity with the requisite knowledge. These considerations apprise us, that the government can have no great option between fit character; and that a temporary duration in office, which would naturally discourage such characters from quitting a lucrative line of practice to accept a seat on the bench, would have a tendency to throw the administration of justice into hands less able, and less well qualified, to conduct it with utility and dignity. In the present circumstances of this country, and in those in which it is likely to be for a long time to come, the disadvantages on this score would be greater than they may at first sight appear; but it must be confessed, that they are far inferior to those which present themselves under the other aspects of the subject.
Upon the whole, there can be no room to doubt that the convention acted wisely in copying from the models of those constitutions which have established good behavior as the tenure of their judicial offices, in point of duration; and that so far from being blamable on this account, their plan would have been inexcusably defective, if it had wanted this important feature of good government. The experience of Great Britain affords an illustrious comment on the excellence of the institution. PUBLIUS
Federalist 79
Generated summaryFixed pay that the legislature may raise but never cut keeps judges free of any power over their living. Removal is confined to impeachment for misconduct. No workable test exists for mere incapacity, and a fixed retirement age would throw out able judges.Key points
Next to permanent tenure, a fixed salary secures judicial independence, for power over a man’s livelihood is power over his will.
Salaries may rise as circumstances change but never fall for a sitting judge, who holds his place for life.
Judges answer through impeachment alone: the House impeaches for misconduct, the Senate tries and may remove.
No judge may be removed for mere incapacity, since fixing the bounds of ability would serve faction more than justice.
Next to permanence in office, nothing secures judicial independence more than fixed pay. A power over a man’s livelihood amounts to a power over his will. Judges who depend on the legislature’s occasional grants are never truly separate from it. State constitutions declared salaries permanent, yet such words proved too loose to stop legislative evasion. The plan of the convention provides that judges’ pay “shall not be diminished during their continuance in office.” Money changes value, and a sum fixed in the Constitution could grow meager in half a century. The legislature may therefore adjust pay, but never worsen a sitting judge’s situation.
OriginalNEXT to permanency in office, nothing can contribute more to the independence of the judges than a fixed provision for their support. The remark made in relation to the President is equally applicable here. In the general course of human nature, a power over a man's subsistence amounts to a power over his will. And we can never hope to see realized in practice, the complete separation of the judicial from the legislative power, in any system which leaves the former dependent for pecuniary resources on the occasional grants of the latter. The enlightened friends to good government in every State, have seen cause to lament the want of precise and explicit precautions in the State constitutions on this head. Some of these indeed have declared that permanent salaries should be established for the judges; but the experiment has in some instances shown that such expressions are not sufficiently definite to preclude legislative evasions.
Something still more positive and unequivocal has been evinced to be requisite. The plan of the convention accordingly has provided that the judges of the United States "shall at stated times receive for their services a compensation which shall not be diminished during their continuance in office." This, all circumstances considered, is the most eligible provision that could have been devised. It will readily be understood that the fluctuations in the value of money and in the state of society rendered a fixed rate of compensation in the Constitution inadmissible. What might be extravagant to-day, might in half a century become penurious and inadequate. It was therefore necessary to leave it to the discretion of the legislature to vary its provisions in conformity to the variations in circumstances, yet under such restrictions as to put it out of the power of that body to change the condition of the individual for the worse.
Under this rule a judge can be sure of the ground he stands on. No fear of a worse position can deter him from his duty. The convention treated the two offices differently: the President’s pay can be neither raised nor lowered, the judges’ only not lowered. The reason is likely tenure: the President serves at most four years, so a salary set at the start rarely fails by the end. A judge who behaves properly holds his place for life, and a stipend ample at his appointment may in time grow too small.
OriginalA man may then be sure of the ground upon which he stands, and can never be deterred from his duty by the apprehension of being placed in a less eligible situation. The clause which has been quoted combines both advantages. The salaries of judicial officers may from time to time be altered, as occasion shall require, yet so as never to lessen the allowance with which any particular judge comes into office, in respect to him. It will be observed that a difference has been made by the convention between the compensation of the President and of the judges, That of the former can neither be increased nor diminished; that of the latter can only not be diminished. This probably arose from the difference in the duration of the respective offices. As the President is to be elected for no more than four years, it can rarely happen that an adequate salary, fixed at the commencement of that period, will not continue to be such to its end. But with regard to the judges, who, if they behave properly, will be secured in their places for life, it may well happen, especially in the early stages of the government, that a stipend, which would be very sufficient at their first appointment, would become too small in the progress of their service.
This provision, with permanent tenure, offers a better prospect of judicial independence than any State constitution gives its own judges. The safeguards for the judges’ responsibility sit in the article on impeachments. The House of Representatives may impeach them for misconduct, and the Senate tries them. If convicted, they may be removed from office and barred from holding any other. This is the only such provision consistent with the independence the judicial office requires.
OriginalThis provision for the support of the judges bears every mark of prudence and efficacy; and it may be safely affirmed that, together with the permanent tenure of their offices, it affords a better prospect of their independence than is discoverable in the constitutions of any of the States in regard to their own judges. The precautions for their responsibility are comprised in the article respecting impeachments. They are liable to be impeached for malconduct by the House of Representatives, and tried by the Senate; and, if convicted, may be dismissed from office, and disqualified for holding any other. This is the only provision on the point which is consistent with the necessary independence of the judicial character, and is the only one which we find in our own Constitution in respect to our own judges.
Some complain that the plan provides no way to remove judges for incapacity. Such a provision would go unused, or be abused more than used well. Measuring the faculties of the mind is, I believe, no known art. Fixing the line between ability and inability would serve personal and party feeling more often than justice. Except in insanity, which disqualifies without express provision, the result would be arbitrary. New York fixes sixty as the test, and few now approve it. Deliberation and comparison keep their strength well past that age. In a republic, fortunes are modest and pensions unwise. Dismissing men who served long and depend on the office needs better ground than the imaginary danger of an aged bench.
OriginalThe want of a provision for removing the judges on account of inability has been a subject of complaint. But all considerate men will be sensible that such a provision would either not be practiced upon or would be more liable to abuse than calculated to answer any good purpose. The mensuration of the faculties of the mind has, I believe, no place in the catalogue of known arts. An attempt to fix the boundary between the regions of ability and inability, would much oftener give scope to personal and party attachments and enmities than advance the interests of justice or the public good. The result, except in the case of insanity, must for the most part be arbitrary; and insanity, without any formal or express provision, may be safely pronounced to be a virtual disqualification.
The constitution of New York, to avoid investigations that must forever be vague and dangerous, has taken a particular age as the criterion of inability. No man can be a judge beyond sixty. I believe there are few at present who do not disapprove of this provision. There is no station, in relation to which it is less proper than to that of a judge. The deliberating and comparing faculties generally preserve their strength much beyond that period in men who survive it; and when, in addition to this circumstance, we consider how few there are who outlive the season of intellectual vigor, and how improbable it is that any considerable portion of the bench, whether more or less numerous, should be in such a situation at the same time, we shall be ready to conclude that limitations of this sort have little to recommend them. In a republic, where fortunes are not affluent, and pensions not expedient, the dismission of men from stations in which they have served their country long and usefully, on which they depend for subsistence, and from which it will be too late to resort to any other occupation for a livelihood, ought to have some better apology to humanity than is to be found in the imaginary danger of a superannuated bench. PUBLIUS
Federalist 80
Generated summaryFederal courts should reach cases under federal law and treaties, cases touching the union’s peace with foreign nations or between states, and admiralty cases. They should also reach any case a state court could not be trusted to judge fairly. A government’s judicial reach should match its legislative reach.Key points
The federal judiciary ought to reach every case where national law, the Union’s peace, or impartial justice is at stake.
Constitutional bans on the States mean nothing without federal courts empowered to overrule State laws that defy them.
Judicial power should match the legislative; thirteen independent courts over the same laws would be a hydra of confusion.
Cases touching foreigners belong to the national courts, since a denied or perverted justice is a just cause of war.
Where a State court cannot be impartial, the national courts should preside, for no man should judge his own cause.
The plan’s actual grant of jurisdiction conforms to every principle that ought to govern the department.
I must first ask what the federal judiciary’s proper objects are. Six classes of cases seem scarcely open to dispute. (1) Cases arising under the laws of the United States, passed under their just and constitutional powers. (2) Cases about provisions written expressly into the articles of Union. (3) Cases in which the United States are a party. (4) Cases touching the peace of the confederacy, with foreign nations or between the States. (5) Admiralty and maritime cases arising on the high seas. (6) Cases where the State courts cannot be supposed impartial.
OriginalTO JUDGE with accuracy of the proper extent of the federal judicature, it will be necessary to consider, in the first place, what are its proper objects.
It seems scarcely to admit of controversy, that the judiciary authority of the Union ought to extend to these several descriptions of cases: 1st, to all those which arise out of the laws of the United States, passed in pursuance of their just and constitutional powers of legislation; 2d, to all those which concern the execution of the provisions expressly contained in the articles of Union; 3d, to all those in which the United States are a party; 4th, to all those which involve the PEACE of the CONFEDERACY, whether they relate to the intercourse between the United States and foreign nations, or to that between the States themselves; 5th, to all those which originate on the high seas, and are of admiralty or maritime jurisdiction; and, lastly, to all those in which the State tribunals cannot be supposed to be impartial and unbiased.
The first class rests on an obvious truth: a constitutional restriction needs a constitutional way to enforce it. The plan forbids the States a range of acts, and no sensible person believes such bans would hold without an effectual power to correct violations. That power must take one of two forms. It is either a direct veto on State laws, or authority in the federal courts to overrule State laws that plainly contradict the articles of Union. The convention preferred the second, and I presume the States will too.
OriginalThe first point depends upon this obvious consideration, that there ought always to be a constitutional method of giving efficacy to constitutional provisions. What, for instance, would avail restrictions on the authority of the State legislatures, without some constitutional mode of enforcing the observance of them? The States, by the plan of the convention, are prohibited from doing a variety of things, some of which are incompatible with the interests of the Union, and others with the principles of good government. The imposition of duties on imported articles, and the emission of paper money, are specimens of each kind. No man of sense will believe, that such prohibitions would be scrupulously regarded, without some effectual power in the government to restrain or correct the infractions of them.
This power must either be a direct negative on the State laws, or an authority in the federal courts to overrule such as might be in manifest contravention of the articles of Union. There is no third course that I can imagine. The latter appears to have been thought by the convention preferable to the former, and, I presume, will be most agreeable to the States.
The second class needs little argument. One axiom applies: a government’s judicial power should be as wide as its legislative power. Uniform interpretation of the national laws settles it by itself. Thirteen independent courts with final say over the same causes, under the same laws, would yield nothing but contradiction and confusion. The third class needs less still. Disputes between the nation and its members or citizens can only go to the national courts.
OriginalAs to the second point, it is impossible, by any argument or comment, to make it clearer than it is in itself. If there are such things as political axioms, the propriety of the judicial power of a government being coextensive with its legislative, may be ranked among the number. The mere necessity of uniformity in the interpretation of the national laws, decides the question. Thirteen independent courts of final jurisdiction over the same causes, arising upon the same laws, is a hydra in government, from which nothing but contradiction and confusion can proceed.
Still less need be said in regard to the third point. Controversies between the nation and its members or citizens, can only be properly referred to the national tribunals. Any other plan would be contrary to reason, to precedent, and to decorum.
In the fourth class, the peace of the whole must not depend on a part. The Union answers to foreign powers for its members’ conduct, so it must hold the power to prevent injury. A denial or perversion of justice by a court is justly counted a cause of war. So the federal judiciary ought to hear all causes involving citizens of other countries. Causes between two States, between a State and citizens of another, and between citizens of different States may be no less essential to the Union’s peace.
OriginalThe fourth point rests on this plain proposition, that the peace of the WHOLE ought not to be left at the disposal of a PART. The Union will undoubtedly be answerable to foreign powers for the conduct of its members. And the responsibility for an injury ought ever to be accompanied with the faculty of preventing it. As the denial or perversion of justice by the sentences of courts, as well as in any other manner, is with reason classed among the just causes of war, it will follow that the federal judiciary ought to have cognizance of all causes in which the citizens of other countries are concerned. This is not less essential to the preservation of the public faith, than to the security of the public tranquillity.
A distinction may perhaps be imagined between cases arising upon treaties and the laws of nations and those which may stand merely on the footing of the municipal law. The former kind may be supposed proper for the federal jurisdiction, the latter for that of the States. But it is at least problematical, whether an unjust sentence against a foreigner, where the subject of controversy was wholly relative to the lex loci, would not, if unredressed, be an aggression upon his sovereign, as well as one which violated the stipulations of a treaty or the general law of nations. And a still greater objection to the distinction would result from the immense difficulty, if not impossibility, of a practical discrimination between the cases of one complexion and those of the other. So great a proportion of the cases in which foreigners are parties, involve national questions, that it is by far most safe and most expedient to refer all those in which they are concerned to the national tribunals.
The power of determining causes between two States, between one State and the citizens of another, and between the citizens of different States, is perhaps not less essential to the peace of the Union than that which has been just examined. History gives us a horrid picture of the dissensions and private wars which distracted and desolated Germany prior to the institution of the Imperial Chamber by Maximilian, towards the close of the fifteenth century; and informs us, at the same time, of the vast influence of that institution in appeasing the disorders and establishing the tranquillity of the empire. This was a court invested with authority to decide finally all differences among the members of the Germanic body.
Even the imperfect system holding the States together gave a way to end boundary disputes under the federal head. But quarrels between the States rise from other sources too. I mean the fraudulent laws passed in too many of them. The Constitution guards against the cases already seen. Yet that spirit may take new shapes no one can foresee. Whatever tends to disturb the harmony between the States is a proper object of federal control.
OriginalA method of terminating territorial disputes between the States, under the authority of the federal head, was not unattended to, even in the imperfect system by which they have been hitherto held together. But there are many other sources, besides interfering claims of boundary, from which bickerings and animosities may spring up among the members of the Union. To some of these we have been witnesses in the course of our past experience. It will readily be conjectured that I allude to the fraudulent laws which have been passed in too many of the States. And though the proposed Constitution establishes particular guards against the repetition of those instances which have heretofore made their appearance, yet it is warrantable to apprehend that the spirit which produced them will assume new shapes, that could not be foreseen nor specifically provided against. Whatever practices may have a tendency to disturb the harmony between the States, are proper objects of federal superintendence and control.
A basis of the Union is that “the citizens of each State shall be entitled to all the privileges and immunities of citizens of the several States.” Every government ought to enforce its own provisions by its own authority. So the national judiciary ought to preside wherever one State or its citizens oppose another. To guard this against evasion, its reading belongs to a court with no local ties. Such a court is likely to be impartial between the States. Owing its existence to the Union, it will never turn against the principles that made it.
OriginalIt may be esteemed the basis of the Union, that "the citizens of each State shall be entitled to all the privileges and immunities of citizens of the several States." And if it be a just principle that every government ought to possess the means of executing its own provisions by its own authority, it will follow, that in order to the inviolable maintenance of that equality of privileges and immunities to which the citizens of the Union will be entitled, the national judiciary ought to preside in all cases in which one State or its citizens are opposed to another State or its citizens. To secure the full effect of so fundamental a provision against all evasion and subterfuge, it is necessary that its construction should be committed to that tribunal which, having no local attachments, will be likely to be impartial between the different States and their citizens, and which, owing its official existence to the Union, will never be likely to feel any bias inauspicious to the principles on which it is founded.
The fifth point draws little dispute. Maritime causes turn on the law of nations and touch foreigners’ rights, so they belong to the public peace. The sixth point speaks for itself: no man ought to judge his own cause. That marks the federal courts proper for disputes between States and their citizens. It applies too where citizens of one State claim land under grants of different States. Neither granting State’s courts could be expected to be impartial. The laws may even have prejudged it; and judges, being men, favor their own government.
OriginalThe fifth point will demand little animadversion. The most bigoted idolizers of State authority have not thus far shown a disposition to deny the national judiciary the cognizances of maritime causes. These so generally depend on the laws of nations, and so commonly affect the rights of foreigners, that they fall within the considerations which are relative to the public peace. The most important part of them are, by the present Confederation, submitted to federal jurisdiction.
The reasonableness of the agency of the national courts in cases in which the State tribunals cannot be supposed to be impartial, speaks for itself. No man ought certainly to be a judge in his own cause, or in any cause in respect to which he has the least interest or bias. This principle has no inconsiderable weight in designating the federal courts as the proper tribunals for the determination of controversies between different States and their citizens. And it ought to have the same operation in regard to some cases between citizens of the same State. Claims to land under grants of different States, founded upon adverse pretensions of boundary, are of this description. The courts of neither of the granting States could be expected to be unbiased. The laws may have even prejudged the question, and tied the courts down to decisions in favor of the grants of the State to which they belonged. And even where this had not been done, it would be natural that the judges, as men, should feel a strong predilection to the claims of their own government.
I now test the plan’s judicial powers by the principles just laid down. It extends, first, to all cases in law and equity under the Constitution and the laws of the United States. These answer the first two classes. It is asked how cases under the Constitution differ from those under its laws. The ban on paper money flows from the Constitution itself, not from any statute. So a suit over such money arises under the Constitution.
OriginalHaving thus laid down and discussed the principles which ought to regulate the constitution of the federal judiciary, we will proceed to test, by these principles, the particular powers of which, according to the plan of the convention, it is to be composed. It is to comprehend "all cases in law and equity arising under the Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority; to all cases affecting ambassadors, other public ministers, and consuls; to all cases of admiralty and maritime jurisdiction; to controversies to which the United States shall be a party; to controversies between two or more States; between a State and citizens of another State; between citizens of different States; between citizens of the same State claiming lands and grants of different States; and between a State or the citizens thereof and foreign states, citizens, and subjects." This constitutes the entire mass of the judicial authority of the Union. Let us now review it in detail. It is, then, to extend:
First. To all cases in law and equity, arising under the Constitution and the laws of the United States. This corresponds with the two first classes of causes, which have been enumerated, as proper for the jurisdiction of the United States. It has been asked, what is meant by "cases arising under the Constitution," in contradiction from those "arising under the laws of the United States"? The difference has been already explained. All the restrictions upon the authority of the State legislatures furnish examples of it. They are not, for instance, to emit paper money; but the interdiction results from the Constitution, and will have no connection with any law of the United States. Should paper money, notwithstanding, be emited, the controversies concerning it would be cases arising under the Constitution and not the laws of the United States, in the ordinary signification of the terms. This may serve as a sample of the whole.
It is asked what need there is of the word “equity.” Hardly any suit is free of fraud, accident, trust, or hardship. Such matters fit equity rather than law. A court of equity relieves against hard bargains. These are contracts that take undue advantage of one party’s need, though no fraud voids them at law. Where foreigners are parties, the federal courts could not do justice without equity as well as law.
OriginalIt has also been asked, what need of the word "equity". What equitable causes can grow out of the Constitution and laws of the United States? There is hardly a subject of litigation between individuals, which may not involve those ingredients of fraud, accident, trust, or hardship, which would render the matter an object of equitable rather than of legal jurisdiction, as the distinction is known and established in several of the States. It is the peculiar province, for instance, of a court of equity to relieve against what are called hard bargains: these are contracts in which, though there may have been no direct fraud or deceit, sufficient to invalidate them in a court of law, yet there may have been some undue and unconscionable advantage taken of the necessities or misfortunes of one of the parties, which a court of equity would not tolerate. In such cases, where foreigners were concerned on either side, it would be impossible for the federal judicatories to do justice without an equitable as well as a legal jurisdiction. Agreements to convey lands claimed under the grants of different States, may afford another example of the necessity of an equitable jurisdiction in the federal courts. This reasoning may not be so palpable in those States where the formal and technical distinction between LAW and EQUITY is not maintained, as in this State, where it is exemplified by every day's practice. The judiciary authority of the Union is to extend:
Second, to treaties and to all cases affecting ambassadors, other public ministers, and consuls. These are the fourth class, touching the national peace. Third, to admiralty and maritime cases: the fifth class. Fourth, to controversies where the United States is a party: the third class. Fifth, to controversies between two or more States, between a State and another’s citizens, and between citizens of different States: the fourth class. Sixth, to cases between citizens of one State claiming lands under grants of different States. This is the last class, the only same-State dispute the plan covers. Seventh, to cases between a State or its citizens and foreign states, citizens, or subjects: again the fourth class.
OriginalSecond. To treaties made, or which shall be made, under the authority of the United States, and to all cases affecting ambassadors, other public ministers, and consuls. These belong to the fourth class of the enumerated cases, as they have an evident connection with the preservation of the national peace.
Third. To cases of admiralty and maritime jurisdiction. These form, altogether, the fifth of the enumerated classes of causes proper for the cognizance of the national courts.
Fourth. To controversies to which the United States shall be a party. These constitute the third of those classes. Fifth. To controversies between two or more States; between a State and citizens of another State; between citizens of different States. These belong to the fourth of those classes, and partake, in some measure, of the nature of the last. Sixth. To cases between the citizens of the same State, claiming lands under grants of different States. These fall within the last class, and are the only instances in which the proposed Constitution directly contemplates the cognizance of disputes between the citizens of the same State. Seventh. To cases between a State and the citizens thereof, and foreign States, citizens, or subjects. These have been already explained to belong to the fourth of the enumerated classes, and have been shown to be, in a peculiar manner, the proper subjects of the national judicature.
From this review, the judiciary’s powers all appear to match the principles that ought to govern it. If some bring trouble in particular cases, the national legislature has ample power to make exceptions and rules. The chance of a particular harm is no solid objection to a general rule. That rule avoids general harms and wins general gains.
OriginalFrom this review of the particular powers of the federal judiciary, as marked out in the Constitution, it appears that they are all conformable to the principles which ought to have governed the structure of that department, and which were necessary to the perfection of the system. If some partial inconveniences should appear to be connected with the incorporation of any of them into the plan, it ought to be recollected that the national legislature will have ample authority to make such exceptions, and to prescribe such regulations as will be calculated to obviate or remove these inconveniences. The possibility of particular mischiefs can never be viewed, by a wellinformed mind, as a solid objection to a general principle, which is calculated to avoid general mischiefs and to obtain general advantages. PUBLIUS
Federalist 81
Generated summaryOne Supreme Court, mostly appellate, sits above whatever lower courts Congress creates, keeping only a narrow original jurisdiction. It cannot overpower the legislature: it commands no force, it depends on the other branches to enforce its rulings, and its judges can be impeached.Key points
The plan rightly vests judicial power in one Supreme Court and such inferior courts as Congress may establish.
Final judgment belongs to distinct, permanent judges, not the legislature: lawmakers will not moderate or repair their own bad laws as judges.
The courts’ power to read laws by the Constitution comes from any limited Constitution, not this plan, and binds the State courts alike.
The dreaded judicial encroachment on the legislature is a phantom; impeachment gives a complete check on the judges.
Congress may create inferior courts, perhaps districts whose judges ride circuit, keeping appeals within a narrow compass.
A State cannot be sued by an individual without its consent; sovereign immunity survives adoption of the plan.
The Supreme Court’s appellate jurisdiction over both law and fact abolishes trial by jury in no case.
I now return to how the judicial power is divided among the courts. The plan vests it in one Supreme Court and in whatever lower courts Congress creates. One final court is hardly disputed. The question is whether it should be a separate body or a branch of the legislature. Here the objection contradicts itself. Men who attack the Senate as a court of impeachments for mixing powers imply that final judgment belongs to the legislature, or part of it.
OriginalLET US now return to the partition of the judiciary authority between different courts, and their relations to each other. "The judicial power of the United States is" (by the plan of the convention) "to be vested in one Supreme Court, and in such inferior courts as the Congress may, from time to time, ordain and establish."
That there ought to be one court of supreme and final jurisdiction, is a proposition which is not likely to be contested. The reasons for it have been assigned in another place, and are too obvious to need repetition. The only question that seems to have been raised concerning it, is, whether it ought to be a distinct body or a branch of the legislature. The same contradiction is observable in regard to this matter which has been remarked in several other cases. The very men who object to the Senate as a court of impeachments, on the ground of an improper intermixture of powers, advocate, by implication at least, the propriety of vesting the ultimate decision of all causes, in the whole or in a part of the legislative body.
The charge: the Supreme Court, separate and independent, will stand above the legislature. Reading the laws by the spirit of the Constitution, it will shape them at will. No legislature can revise it. In Britain final judgment rests in the House of Lords, part of the legislature, and Parliament can correct bad rulings by law. So its errors and usurpations, they say, will be beyond remedy. First, no syllable of the plan gives the national courts wider latitude than the State courts claim. I grant that a law plainly against the Constitution must give way. That rule follows from the theory of a limited Constitution, not from this plan. The objection would strike the State courts just as hard.
OriginalThe arguments, or rather suggestions, upon which this charge is founded, are to this effect: "The authority of the proposed Supreme Court of the United States, which is to be a separate and independent body, will be superior to that of the legislature. The power of construing the laws according to the spirit of the Constitution, will enable that court to mould them into whatever shape it may think proper; especially as its decisions will not be in any manner subject to the revision or correction of the legislative body. This is as unprecedented as it is dangerous. In Britain, the judicial power, in the last resort, resides in the House of Lords, which is a branch of the legislature; and this part of the British government has been imitated in the State constitutions in general. The Parliament of Great Britain, and the legislatures of the several States, can at any time rectify, by law, the exceptionable decisions of their respective courts. But the errors and usurpations of the Supreme Court of the United States will be uncontrollable and remediless." This, upon examination, will be found to be made up altogether of false reasoning upon misconceived fact.
In the first place, there is not a syllable in the plan under consideration which directly empowers the national courts to construe the laws according to the spirit of the Constitution, or which gives them any greater latitude in this respect than may be claimed by the courts of every State. I admit, however, that the Constitution ought to be the standard of construction for the laws, and that wherever there is an evident opposition, the laws ought to give place to the Constitution. But this doctrine is not deducible from any circumstance peculiar to the plan of the convention, but from the general theory of a limited Constitution; and as far as it is true, is equally applicable to most, if not to all the State governments. There can be no objection, therefore, on this account, to the federal judicature which will not lie against the local judicatures in general, and which will not serve to condemn every constitution that attempts to set bounds to legislative discretion.
Perhaps the objection really rests on the Court being a distinct body of magistrates, not legislators. I concede that final judgment in part of the legislature may not breach the maxim of separation. Still, it comes so near that the convention’s way is better. A body that helped pass bad laws will rarely soften them in applying them. Men who broke the Constitution as legislators will hardly repair it as judges. Every reason for tenure during good behavior argues against a last resort of men with short, shifting terms. It is absurd to let men without legal training revise the work of men chosen for it.
OriginalBut perhaps the force of the objection may be thought to consist in the particular organization of the Supreme Court; in its being composed of a distinct body of magistrates, instead of being one of the branches of the legislature, as in the government of Great Britain and that of the State. To insist upon this point, the authors of the objection must renounce the meaning they have labored to annex to the celebrated maxim, requiring a separation of the departments of power. It shall, nevertheless, be conceded to them, agreeably to the interpretation given to that maxim in the course of these papers, that it is not violated by vesting the ultimate power of judging in a PART of the legislative body. But though this be not an absolute violation of that excellent rule, yet it verges so nearly upon it, as on this account alone to be less eligible than the mode preferred by the convention.
From a body which had even a partial agency in passing bad laws, we could rarely expect a disposition to temper and moderate them in the application. The same spirit which had operated in making them, would be too apt in interpreting them; still less could it be expected that men who had infringed the Constitution in the character of legislators, would be disposed to repair the breach in the character of judges. Nor is this all. Every reason which recommends the tenure of good behavior for judicial offices, militates against placing the judiciary power, in the last resort, in a body composed of men chosen for a limited period. There is an absurdity in referring the determination of causes, in the first instance, to judges of permanent standing; in the last, to those of a temporary and mutable constitution. And there is a still greater absurdity in subjecting the decisions of men, selected for their knowledge of the laws, acquired by long and laborious study, to the revision and control of men who, for want of the same advantage, cannot but be deficient in that knowledge.
Legislators are rarely chosen for the traits that fit a judge. Poor legal knowledge is a real danger. Such bodies also fall into parties, and faction may poison the fountains of justice. So I praise the States that gave final judicial power to distinct, independent bodies. The feature is called new, but it copies the constitutions of New Hampshire, Massachusetts, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina, and Georgia.
OriginalThe members of the legislature will rarely be chosen with a view to those qualifications which fit men for the stations of judges; and as, on this account, there will be great reason to apprehend all the ill consequences of defective information, so, on account of the natural propensity of such bodies to party divisions, there will be no less reason to fear that the pestilential breath of faction may poison the fountains of justice. The habit of being continually marshalled on opposite sides will be too apt to stifle the voice both of law and of equity.
These considerations teach us to applaud the wisdom of those States who have committed the judicial power, in the last resort, not to a part of the legislature, but to distinct and independent bodies of men. Contrary to the supposition of those who have represented the plan of the convention, in this respect, as novel and unprecedented, it is but a copy of the constitutions of New Hampshire, Massachusetts, Pennsylvania, Delaware, Maryland, Virginia, North Carolina, South Carolina, and Georgia; and the preference which has been given to those models is highly to be commended.
Second, Parliament and the State legislatures cannot correct bad rulings in any way a future Congress could not. No British or State constitution lets a legislature revise a judicial sentence. Nor does this Constitution forbid it any more than they do. The only bar is that it is wrong on the general principles of law and reason. A legislature cannot reverse a decision already made, though it may set a new rule for future cases.
OriginalIt is not true, in the second place, that the Parliament of Great Britain, or the legislatures of the particular States, can rectify the exceptionable decisions of their respective courts, in any other sense than might be done by a future legislature of the United States. The theory, neither of the British, nor the State constitutions, authorizes the revisal of a judicial sentence by a legislative act. Nor is there any thing in the proposed Constitution, more than in either of them, by which it is forbidden. In the former, as well as in the latter, the impropriety of the thing, on the general principles of law and reason, is the sole obstacle. A legislature, without exceeding its province, cannot reverse a determination once made in a particular case; though it may prescribe a new rule for future cases. This is the principle, and it applies in all its consequences, exactly in the same manner and extent, to the State governments, as to the national government now under consideration. Not the least difference can be pointed out in any view of the subject.
Finally, the danger that the judiciary will encroach on the legislature is a phantom. Some misreadings of the legislature’s will may happen, but never enough to disturb the political order. That follows from the nature of judicial power, its weakness, and its lack of force to back a usurpation. A constitutional check strengthens the point. One part of the legislature brings impeachments and the other tries them. That hold is a complete security. Judges will not risk provoking, by deliberate usurpations, the resentment of a body that can strip them of office.
OriginalIt may in the last place be observed that the supposed danger of judiciary encroachments on the legislative authority, which has been upon many occasions reiterated, is in reality a phantom. Particular misconstructions and contraventions of the will of the legislature may now and then happen; but they can never be so extensive as to amount to an inconvenience, or in any sensible degree to affect the order of the political system. This may be inferred with certainty, from the general nature of the judicial power, from the objects to which it relates, from the manner in which it is exercised, from its comparative weakness, and from its total incapacity to support its usurpations by force.
And the inference is greatly fortified by the consideration of the important constitutional check which the power of instituting impeachments in one part of the legislative body, and of determining upon them in the other, would give to that body upon the members of the judicial department. This is alone a complete security. There never can be danger that the judges, by a series of deliberate usurpations on the authority of the legislature, would hazard the united resentment of the body intrusted with it, while this body was possessed of the means of punishing their presumption, by degrading them from their stations. While this ought to remove all apprehensions on the subject, it affords, at the same time, a cogent argument for constituting the Senate a court for the trial of impeachments.
Having answered the objections to a distinct and independent Supreme Court, I turn to the power of creating lower courts. That power spares the country from carrying every federal case to the Supreme Court. It lets the national government set up, or authorize, a tribunal in each State or district for national matters.
OriginalHaving now examined, and, I trust, removed the objections to the distinct and independent organization of the Supreme Court, I proceed to consider the propriety of the power of constituting inferior courts, and the relations which will subsist between these and the former. The power of constituting inferior courts is evidently calculated to obviate the necessity of having recourse to the Supreme Court in every case of federal cognizance. It is intended to enable the national government to institute or authorize, in each State or district of the United States, a tribunal competent to the determination of matters of national jurisdiction within its limits.
Why not reach the same end through the existing State courts? Even if those courts were fully fit, this power belongs in the plan. It lets the national legislature give them cases arising under the Constitution. Handing them that jurisdiction is as much “to constitute tribunals” as building new courts. But should the plan have provided directly for the State courts? I think there are strong reasons against it.
OriginalBut why, it is asked, might not the same purpose have been accomplished by the instrumentality of the State courts? This admits of different answers. Though the fitness and competency of those courts should be allowed in the utmost latitude, yet the substance of the power in question may still be regarded as a necessary part of the plan, if it were only to empower the national legislature to commit to them the cognizance of causes arising out of the national Constitution. To confer the power of determining such causes upon the existing courts of the several States, would perhaps be as much "to constitute tribunals," as to create new courts with the like power. But ought not a more direct and explicit provision to have been made in favor of the State courts? There are, in my opinion, substantial reasons against such a provision:
No one can foresee how far a local spirit might unfit local courts for national cases. State judges who hold office at pleasure, or year to year, are too dependent to enforce national laws firmly. If national cases started with them, appeals would have to be left wide open. The more we trust the lower courts, the more appeals can be limited. I think the appellate jurisdiction the plan grants is proper; unrestrained appeals would burden everyone.
Originalthe most discerning cannot foresee how far the prevalency of a local spirit may be found to disqualify the local tribunals for the jurisdiction of national causes; whilst every man may discover, that courts constituted like those of some of the States would be improper channels of the judicial authority of the Union. State judges, holding their offices during pleasure, or from year to year, will be too little independent to be relied upon for an inflexible execution of the national laws. And if there was a necessity for confiding the original cognizance of causes arising under those laws to them there would be a correspondent necessity for leaving the door of appeal as wide as possible. In proportion to the grounds of confidence in, or distrust of, the subordinate tribunals, ought to be the facility or difficulty of appeals. And well satisfied as I am of the propriety of the appellate jurisdiction, in the several classes of causes to which it is extended by the plan of the convention. I should consider every thing calculated to give, in practice, an unrestrained course to appeals, as a source of public and private inconvenience.
I suspect it will prove useful to divide the United States into four, five, or half a dozen districts. Each would have one federal court, instead of a court in every State. Those judges, helped by the State judges, could ride circuit and try cases across their districts. Justice would be done with ease and speed, and appeals could safely be kept narrow. This requires the power to create inferior courts in the full extent the Constitution gives; without it the plan would be seriously defective.
OriginalI am not sure, but that it will be found highly expedient and useful, to divide the United States into four or five or half a dozen districts; and to institute a federal court in each district, in lieu of one in every State. The judges of these courts, with the aid of the State judges, may hold circuits for the trial of causes in the several parts of the respective districts. Justice through them may be administered with ease and despatch; and appeals may be safely circumscribed within a narrow compass. This plan appears to me at present the most eligible of any that could be adopted; and in order to it, it is necessary that the power of constituting inferior courts should exist in the full extent in which it is to be found in the proposed Constitution. These reasons seem sufficient to satisfy a candid mind, that the want of such a power would have been a great defect in the plan. Let us now examine in what manner the judicial authority is to be distributed between the supreme and the inferior courts of the Union.
Next, how is the judicial authority divided between the supreme and inferior courts? The Supreme Court has original jurisdiction only in cases touching ambassadors, other public ministers, and consuls, and in cases where a State is a party. Public ministers represent their sovereigns directly, and questions about them touch the public peace. Such cases should start in the highest court. Consuls are public agents of their nations, so the same reasoning holds. And a State’s dignity ill suits being sent down to an inferior tribunal.
OriginalThe Supreme Court is to be invested with original jurisdiction, only "in cases affecting ambassadors, other public ministers, and consuls, and those in which A STATE shall be a party." Public ministers of every class are the immediate representatives of their sovereigns. All questions in which they are concerned are so directly connected with the public peace, that, as well for the preservation of this, as out of respect to the sovereignties they represent, it is both expedient and proper that such questions should be submitted in the first instance to the highest judicatory of the nation. Though consuls have not in strictness a diplomatic character, yet as they are the public agents of the nations to which they belong, the same observation is in a great measure applicable to them. In cases in which a State might happen to be a party, it would ill suit its dignity to be turned over to an inferior tribunal.
One supposition has stirred alarm on mistaken grounds. Some say citizens who hold another State’s securities could sue that State in the federal courts. But by its nature a sovereign cannot be sued by an individual without its own consent. Unless the plan of the convention surrenders that immunity, the States keep it. Contracts between a nation and individuals bind only the conscience of the sovereign. No judgment on such a debt could be enforced without making war on the State. To read that power into the federal courts by mere implication would be forced and unwarranted.
OriginalThough it may rather be a digression from the immediate subject of this paper, I shall take occasion to mention here a supposition which has excited some alarm upon very mistaken grounds. It has been suggested that an assignment of the public securities of one State to the citizens of another, would enable them to prosecute that State in the federal courts for the amount of those securities; a suggestion which the following considerations prove to be without foundation.
It is inherent in the nature of sovereignty not to be amenable to the suit of an individual without its consent. This is the general sense, and the general practice of mankind; and the exemption, as one of the attributes of sovereignty, is now enjoyed by the government of every State in the Union. Unless, therefore, there is a surrender of this immunity in the plan of the convention, it will remain with the States, and the danger intimated must be merely ideal. The circumstances which are necessary to produce an alienation of State sovereignty were discussed in considering the article of taxation, and need not be repeated here. A recurrence to the principles there established will satisfy us, that there is no color to pretend that the State governments would, by the adoption of that plan, be divested of the privilege of paying their own debts in their own way, free from every constraint but that which flows from the obligations of good faith.
The contracts between a nation and individuals are only binding on the conscience of the sovereign, and have no pretensions to a compulsive force. They confer no right of action, independent of the sovereign will. To what purpose would it be to authorize suits against States for the debts they owe? How could recoveries be enforced? It is evident, it could not be done without waging war against the contracting State; and to ascribe to the federal courts, by mere implication, and in destruction of a pre-existing right of the State governments, a power which would involve such a consequence, would be altogether forced and unwarrantable.
To resume: that original jurisdiction covers two classes of case that will rarely arise. All other federal cases begin in the inferior courts. The Supreme Court hears them only on appeal, subject to exceptions and regulations Congress makes. That power has drawn little question as to law, but loud complaints as to fact. Some here read it by the forms of our own courts, and see trial by jury abolished in favor of the civil-law mode of admiralty, probate, and chancery. In New England, appeal from one jury to another is a matter of course.
OriginalLet us resume the train of our observations. We have seen that the original jurisdiction of the Supreme Court would be confined to two classes of causes, and those of a nature rarely to occur. In all other cases of federal cognizance, the original jurisdiction would appertain to the inferior tribunals; and the Supreme Court would have nothing more than an appellate jurisdiction, "with such exceptions and under such regulations as the Congress shall make."
The propriety of this appellate jurisdiction has been scarcely called in question in regard to matters of law; but the clamors have been loud against it as applied to matters of fact. Some well-intentioned men in this State, deriving their notions from the language and forms which obtain in our courts, have been induced to consider it as an implied supersedure of the trial by jury, in favor of the civil-law mode of trial, which prevails in our courts of admiralty, probate, and chancery. A technical sense has been affixed to the term "appellate," which, in our law parlance, is commonly used in reference to appeals in the course of the civil law. But if I am not misinformed, the same meaning would not be given to it in any part of New England. There an appeal from one jury to another, is familiar both in language and practice, and is even a matter of course, until there have been two verdicts on one side.
“Appellate” is read differently in New England and New York, so no State’s usage can fix its meaning. In the abstract it means only one court’s power to review another’s proceedings, as to law, fact, or both. How that review is done rests on custom or statute. A fact once found by a jury could be sent to a second jury, if it were re-examined at all. It does not follow that it will be. On a writ of error the higher court takes the fact from the record and states the law on it. That is jurisdiction of both, and the two cannot be separated.
OriginalThe word "appellate," therefore, will not be understood in the same sense in New England as in New York, which shows the impropriety of a technical interpretation derived from the jurisprudence of any particular State. The expression, taken in the abstract, denotes nothing more than the power of one tribunal to review the proceedings of another, either as to the law or fact, or both. The mode of doing it may depend on ancient custom or legislative provision (in a new government it must depend on the latter), and may be with or without the aid of a jury, as may be judged advisable. If, therefore, the re-examination of a fact once determined by a jury, should in any case be admitted under the proposed Constitution, it may be so regulated as to be done by a second jury, either by remanding the cause to the court below for a second trial of the fact, or by directing an issue immediately out of the Supreme Court.
But it does not follow that the re-examination of a fact once ascertained by a jury, will be permitted in the Supreme Court. Why may not it be said, with the strictest propriety, when a writ of error is brought from an inferior to a superior court of law in this State, that the latter has jurisdiction of the fact as well as the law? It is true it cannot institute a new inquiry concerning the fact, but it takes cognizance of it as it appears upon the record, and pronounces the law arising upon it. This is jurisdiction of both fact and law; nor is it even possible to separate them. Though the common-law courts of this State ascertain disputed facts by a jury, yet they unquestionably have jurisdiction of both fact and law; and accordingly when the former is agreed in the pleadings, they have no recourse to a jury, but proceed at once to judgment. I contend, therefore, on this ground, that the expressions, "appellate jurisdiction, both as to law and fact," do not necessarily imply a re-examination in the Supreme Court of facts decided by juries in the inferior courts.
This may well have guided the convention. Its appellate jurisdiction reaches cases decided by the common law and cases decided by the civil law. In common-law cases it will generally review only the law. In civil-law cases re-examining fact is customary, and in prize cases may be essential to the public peace. An express exception for jury cases would not do, since some States try every case that way. So the safest course was a general grant over law and fact, subject to such exceptions and regulations as the national legislature may prescribe.
OriginalThe following train of ideas may well be imagined to have influenced the convention, in relation to this particular provision. The appellate jurisdiction of the Supreme Court (it may have been argued) will extend to causes determinable in different modes, some in the course of the COMMON LAW, others in the course of the CIVIL LAW. In the former, the revision of the law only will be, generally speaking, the proper province of the Supreme Court; in the latter, the re-examination of the fact is agreeable to usage, and in some cases, of which prize causes are an example, might be essential to the preservation of the public peace. It is therefore necessary that the appellate jurisdiction should, in certain cases, extend in the broadest sense to matters of fact.
It will not answer to make an express exception of cases which shall have been originally tried by a jury, because in the courts of some of the States all causes are tried in this mode; and such an exception would preclude the revision of matters of fact, as well where it might be proper, as where it might be improper. To avoid all inconveniencies, it will be safest to declare generally, that the Supreme Court shall possess appellate jurisdiction both as to law and fact, and that this jurisdiction shall be subject to such exceptions and regulations as the national legislature may prescribe. This will enable the government to modify it in such a manner as will best answer the ends of public justice and security.
Congress has full power to provide that facts tried by juries below are not re-examined on appeal. In sum: the judicial authority is confined to cases plainly fit for the national courts. Only a small share of original jurisdiction stays with the Supreme Court; the rest goes to the lower courts. Its appellate jurisdiction covers law and fact, subject to whatever exceptions and regulations are thought advisable. That jurisdiction in no case abolishes trial by jury. And ordinary prudence and integrity in the national councils will secure us solid advantages from this judiciary.
OriginalThis view of the matter, at any rate, puts it out of all doubt that the supposed abolition of the trial by jury, by the operation of this provision, is fallacious and untrue. The legislature of the United States would certainly have full power to provide, that in appeals to the Supreme Court there should be no re-examination of facts where they had been tried in the original causes by juries. This would certainly be an authorized exception; but if, for the reason already intimated, it should be thought too extensive, it might be qualified with a limitation to such causes only as are determinable at common law in that mode of trial.
The amount of the observations hitherto made on the authority of the judicial department is this: that it has been carefully restricted to those causes which are manifestly proper for the cognizance of the national judicature; that in the partition of this authority a very small portion of original jurisdiction has been preserved to the Supreme Court, and the rest consigned to the subordinate tribunals; that the Supreme Court will possess an appellate jurisdiction, both as to law and fact, in all the cases referred to them, both subject to any exceptions and regulations which may be thought advisable; that this appellate jurisdiction does, in no case, abolish the trial by jury; and that an ordinary degree of prudence and integrity in the national councils will insure us solid advantages from the establishment of the proposed judiciary, without exposing us to any of the inconveniences which have been predicted from that source. PUBLIUS
Federalist 82
Generated summaryState courts keep concurrent jurisdiction over most cases touching federal law, unless a power is granted to the Union alone. Appeals from those cases run to the Supreme Court, since the State and national courts form one system.Key points
The State courts retain concurrent jurisdiction over federal cases, except where a power is exclusively delegated to the Union.
A power belongs to the Union alone only when granted in express terms, forbidden to the States, or incompatible with a like State authority.
Vesting judicial power in the federal courts merely names the national judiciary; it does not strip the State courts of shared jurisdiction.
An appeal will lie from the State courts to the Supreme Court, which harmonizes the principles of national justice.
Appeals from the State courts might even run to the lower federal courts, sparing the Supreme Court.
Building a new government, however careful the work, must raise hard questions. We should expect them most where a constitution joins separate sovereignties. Only time can mature so complex a system and fit its parts together. Such questions have arisen about the convention’s plan, above all the judiciary. The chief one concerns the State courts and the cases given to federal jurisdiction. Is that jurisdiction exclusive, or do the State courts share it? If they share it, what relation do they bear to the national courts?
OriginalTHE erection of a new government, whatever care or wisdom may distinguish the work, cannot fail to originate questions of intricacy and nicety; and these may, in a particular manner, be expected to flow from the establishment of a constitution founded upon the total or partial incorporation of a number of distinct sovereignties. 'Tis time only that can mature and perfect so compound a system, can liquidate the meaning of all the parts, and can adjust them to each other in a harmonious and consistent WHOLE.
Such questions, accordingly, have arisen upon the plan proposed by the convention, and particularly concerning the judiciary department. The principal of these respect the situation of the State courts in regard to those causes which are to be submitted to federal jurisdiction. Is this to be exclusive, or are those courts to possess a concurrent jurisdiction? If the latter, in what relation will they stand to the national tribunals? These are inquiries which we meet with in the mouths of men of sense, and which are certainly entitled to attention.
Earlier papers teach that the States keep every authority they held, unless granted to the Union alone. Such exclusive delegation happens in only three cases. First, the Constitution grants the Union an exclusive authority in express terms. Second, it grants an authority to the Union and forbids a like one to the States. Third, a similar State authority would be wholly incompatible with the one granted. These rules may bind judicial power less tightly than legislative, yet I think they mainly hold for both. So the State courts keep their present jurisdiction unless taken away in one of these ways.
OriginalThe principles established in a former paper teach us that the States will retain all pre-existing authorities which may not be exclusively delegated to the federal head; and that this exclusive delegation can only exist in one of three cases: where an exclusive authority is, in express terms, granted to the Union; or where a particular authority is granted to the Union, and the exercise of a like authority is prohibited to the States; or where an authority is granted to the Union, with which a similar authority in the States would be utterly incompatible. Though these principles may not apply with the same force to the judiciary as to the legislative power, yet I am inclined to think that they are, in the main, just with respect to the former, as well as the latter. And under this impression, I shall lay it down as a rule, that the State courts will retain the jurisdiction they now have, unless it appears to be taken away in one of the enumerated modes.
One passage seems to confine federal cases to the federal courts. It vests the judicial power “in one Supreme Court, and in such inferior courts as the Congress shall ordain and establish.” This reads two ways. It may mean the Union’s courts alone may decide the cases their authority reaches. Or it may only name the parts of the national judiciary, leaving the State courts their share. The first would alienate State power by implication, so the second seems to me more natural and defensible.
OriginalThe only thing in the proposed Constitution, which wears the appearance of confining the causes of federal cognizance to the federal courts, is contained in this passage: "THE JUDICIAL POWER of the United States shall be vested in one Supreme Court, and in such inferior courts as the Congress shall from time to time ordain and establish." This might either be construed to signify, that the supreme and subordinate courts of the Union should alone have the power of deciding those causes to which their authority is to extend; or simply to denote, that the organs of the national judiciary should be one Supreme Court, and as many subordinate courts as Congress should think proper to appoint; or in other words, that the United States should exercise the judicial power with which they are to be invested, through one supreme tribunal, and a certain number of inferior ones, to be instituted by them. The first excludes, the last admits, the concurrent jurisdiction of the State tribunals; and as the first would amount to an alienation of State power by implication, the last appears to me the most natural and the most defensible construction.
This shared jurisdiction clearly covers only cases the State courts already handled. Cases peculiar to the new Constitution are another matter. To bar the State courts takes away no authority they had. I do not claim the Union may never give such cases to the federal courts alone. I claim only that the State courts lose no original jurisdiction, except as to appeal. Judicial power reaches past a government’s own local laws. The laws of Japan, no less than New York’s, may furnish argument in our courts. The State and national governments are parts of one whole. So the State courts would share jurisdiction in all cases under the Union’s laws, unless expressly forbidden.
OriginalBut this doctrine of concurrent jurisdiction is only clearly applicable to those descriptions of causes of which the State courts have previous cognizance. It is not equally evident in relation to cases which may grow out of, and be peculiar to, the Constitution to be established; for not to allow the State courts a right of jurisdiction in such cases, can hardly be considered as the abridgment of a pre-existing authority. I mean not therefore to contend that the United States, in the course of legislation upon the objects intrusted to their direction, may not commit the decision of causes arising upon a particular regulation to the federal courts solely, if such a measure should be deemed expedient; but I hold that the State courts will be divested of no part of their primitive jurisdiction, further than may relate to an appeal; and I am even of opinion that in every case in which they were not expressly excluded by the future acts of the national legislature, they will of course take cognizance of the causes to which those acts may give birth. This I infer from the nature of judiciary power, and from the general genius of the system. The judiciary power of every government looks beyond its own local or municipal laws, and in civil cases lays hold of all subjects of litigation between parties within its jurisdiction, though the causes of dispute are relative to the laws of the most distant part of the globe. Those of Japan, not less than of New York, may furnish the objects of legal discussion to our courts. When in addition to this we consider the State governments and the national governments, as they truly are, in the light of kindred systems, and as parts of ONE WHOLE, the inference seems to be conclusive, that the State courts would have a concurrent jurisdiction in all cases arising under the laws of the Union, where it was not expressly prohibited.
Where they share jurisdiction, an appeal would certainly lie from the State courts to the Supreme Court. The Constitution gives that Court appellate jurisdiction in all listed federal cases where it has no original jurisdiction. Nothing confines that appeal to the lower federal courts. Without it, any plaintiff or prosecutor could evade the Union’s judicial authority. The other course is to shut the State courts out of national matters. The State courts serve as natural auxiliaries to the laws of the Union. Appeals from them run to the tribunal meant to harmonize national justice. The plan’s aim is that every specified case get its first or final decision in the courts of the Union.
OriginalHere another question occurs: What relation would subsist between the national and State courts in these instances of concurrent jurisdiction? I answer, that an appeal would certainly lie from the latter, to the Supreme Court of the United States. The Constitution in direct terms gives an appellate jurisdiction to the Supreme Court in all the enumerated cases of federal cognizance in which it is not to have an original one, without a single expression to confine its operation to the inferior federal courts. The objects of appeal, not the tribunals from which it is to be made, are alone contemplated. From this circumstance, and from the reason of the thing, it ought to be construed to extend to the State tribunals.
Either this must be the case, or the local courts must be excluded from a concurrent jurisdiction in matters of national concern, else the judiciary authority of the Union may be eluded at the pleasure of every plaintiff or prosecutor. Neither of these consequences ought, without evident necessity, to be involved; the latter would be entirely inadmissible, as it would defeat some of the most important and avowed purposes of the proposed government, and would essentially embarrass its measures. Nor do I perceive any foundation for such a supposition. Agreeably to the remark already made, the national and State systems are to be regarded as ONE WHOLE. The courts of the latter will of course be natural auxiliaries to the execution of the laws of the Union, and an appeal from them will as naturally lie to that tribunal which is destined to unite and assimilate the principles of national justice and the rules of national decisions. The evident aim of the plan of the convention is, that all the causes of the specified classes shall, for weighty public reasons, receive their original or final determination in the courts of the Union. To confine, therefore, the general expressions giving appellate jurisdiction to the Supreme Court, to appeals from the subordinate federal courts, instead of allowing their extension to the State courts, would be to abridge the latitude of the terms, in subversion of the intent, contrary to every sound rule of interpretation.
Could an appeal from the State courts lie instead to the lower federal courts? That is harder, but several considerations favor it. The plan lets Congress set up tribunals inferior to the Supreme Court. It divides that Court’s jurisdiction into original and appellate. For the lower courts it says only that they are inferior and within the federal judiciary’s limits. Whether their power is original, appellate, or both is left to the legislature. So I see no obstacle to such an appeal. It would lessen the motive to multiply federal courts, narrow the Supreme Court’s appellate jurisdiction, and leave the State courts a fuller charge of federal cases.
OriginalBut could an appeal be made to lie from the State courts to the subordinate federal judicatories? This is another of the questions which have been raised, and of greater difficulty than the former. The following considerations countenance the affirmative. The plan of the convention, in the first place, authorizes the national legislature "to constitute tribunals inferior to the Supreme Court." It declares, in the next place, that "the JUDICIAL POWER of the United States shall be vested in one Supreme Court, and in such inferior courts as Congress shall ordain and establish"; and it then proceeds to enumerate the cases to which this judicial power shall extend. It afterwards divides the jurisdiction of the Supreme Court into original and appellate, but gives no definition of that of the subordinate courts.
The only outlines described for them, are that they shall be "inferior to the Supreme Court," and that they shall not exceed the specified limits of the federal judiciary. Whether their authority shall be original or appellate, or both, is not declared. All this seems to be left to the discretion of the legislature. And this being the case, I perceive at present no impediment to the establishment of an appeal from the State courts to the subordinate national tribunals; and many advantages attending the power of doing it may be imagined. It would diminish the motives to the multiplication of federal courts, and would admit of arrangements calculated to contract the appellate jurisdiction of the Supreme Court. The State tribunals may then be left with a more entire charge of federal causes; and appeals, in most cases in which they may be deemed proper, instead of being carried to the Supreme Court, may be made to lie from the State courts to district courts of the Union. PUBLIUS
Federalist 83
Generated summaryThe Constitution’s silence about civil jury trials is not their abolition; the reading that claims otherwise twists the usual rules of interpretation. The jury’s tie to liberty runs mainly through criminal trials, which the Constitution already secures, and civil practice varies too much between the States for one fixed rule.Key points
The Constitution’s mere silence on civil jury trial does not abolish it; silence is not abolition.
Requiring juries in all criminal cases removes only the obligation, not the power, to use them in civil ones.
In ordinary disputes between individuals, jury trial stays where the State constitutions place it, beyond the national judiciary’s reach.
Liberty’s real security is criminal jury trial and habeas corpus, both amply provided in the plan.
Civil jury trial’s chief value lies in guarding property and against corruption, not in securing liberty.
No uniform civil-jury rule was possible: the States differ widely in the scope of jury trial.
Jury trial is unsuitable in some cases: those turning on the law of nations, prize cases, and equity.
A government’s general genius, not particular provisions, secures liberty; Connecticut, the most popular State, guarantees neither.
One objection to the convention’s plan has taken hold here, and probably in other States. The Constitution, they say, nowhere guarantees jury trial in civil cases. Opponents state this in a misleading way, as I have shown before. They treat mere silence as if it abolished the jury, and some stretch the charge to criminal trials too. Anyone with judgment sees the gap between silence and abolition. Yet the fallacy leans on two maxims of interpretation: specifying particulars excludes the general, and expressing one thing excludes another. Juries are secured in criminal cases and unmentioned in civil ones. That silence, they say, forbids them.
OriginalTHE objection to the plan of the convention, which has met with most success in this State, and perhaps in several of the other States, is that relative to the want of a constitutional provision for the trial by jury in civil cases. The disingenuous form in which this objection is usually stated has been repeatedly adverted to and exposed, but continues to be pursued in all the conversations and writings of the opponents of the plan. The mere silence of the Constitution in regard to civil causes, is represented as an abolition of the trial by jury, and the declamations to which it has afforded a pretext are artfully calculated to induce a persuasion that this pretended abolition is complete and universal, extending not only to every species of civil, but even to criminal causes. To argue with respect to the latter would, however, be as vain and fruitless as to attempt the serious proof of the existence of matter, or to demonstrate any of those propositions which, by their own internal evidence, force conviction, when expressed in language adapted to convey their meaning.
With regard to civil causes, subtleties almost too contemptible for refutation have been employed to countenance the surmise that a thing which is only not provided for, is entirely abolished. Every man of discernment must at once perceive the wide difference between silence and abolition. But as the inventors of this fallacy have attempted to support it by certain legal maxims of interpretation, which they have perverted from their true meaning, it may not be wholly useless to explore the ground they have taken.
The maxims on which they rely are of this nature: "A specification of particulars is an exclusion of generals"; or, "The expression of one thing is the exclusion of another." Hence, say they, as the Constitution has established the trial by jury in criminal cases, and is silent in respect to civil, this silence is an implied prohibition of trial by jury in regard to the latter.
Rules of legal interpretation are rules of common sense, so the test is whether the result matches it. Does a command to try all crimes by jury strip the legislature of a power it already had? The power to create courts includes the power to prescribe how trials run. Silence would leave the legislature free to use juries or not. The express command narrows that choice for criminal cases only. In civil cases the document says nothing, so the choice stays open. The jury is therefore not abolished. Even in their technical sense, these maxims would not govern a constitution, where the plain meaning of the words is the standard.
OriginalThe rules of legal interpretation are rules of common sense, adopted by the courts in the construction of the laws. The true test, therefore, of a just application of them is its conformity to the source from which they are derived. This being the case, let me ask if it is consistent with common-sense to suppose that a provision obliging the legislative power to commit the trial of criminal causes to juries, is a privation of its right to authorize or permit that mode of trial in other cases? Is it natural to suppose, that a command to do one thing is a prohibition to the doing of another, which there was a previous power to do, and which is not incompatible with the thing commanded to be done? If such a supposition would be unnatural and unreasonable, it cannot be rational to maintain that an injunction of the trial by jury in certain cases is an interdiction of it in others.
A power to constitute courts is a power to prescribe the mode of trial; and consequently, if nothing was said in the Constitution on the subject of juries, the legislature would be at liberty either to adopt that institution or to let it alone. This discretion, in regard to criminal causes, is abridged by the express injunction of trial by jury in all such cases; but it is, of course, left at large in relation to civil causes, there being a total silence on this head. The specification of an obligation to try all criminal causes in a particular mode, excludes indeed the obligation or necessity of employing the same mode in civil causes, but does not abridge the power of the legislature to exercise that mode if it should be thought proper. The pretense, therefore, that the national legislature would not be at full liberty to submit all the civil causes of federal cognizance to the determination of juries, is a pretense destitute of all just foundation.
From these observations this conclusion results: that the trial by jury in civil cases would not be abolished; and that the use attempted to be made of the maxims which have been quoted, is contrary to reason and common-sense, and therefore not admissible. Even if these maxims had a precise technical sense, corresponding with the idea of those who employ them upon the present occasion, which, however, is not the case, they would still be inapplicable to a constitution of government. In relation to such a subject, the natural and obvious sense of its provisions, apart from any technical rules, is the true criterion of construction.
The maxims do have a proper use, best shown by example. The plan declares that the power of the national legislature extends to certain listed cases. That listing excludes any claim to a general legislative authority; granting specific powers would be pointless if a general one were meant. In the same way, the judicial authority of the federal courts covers specified cases, and naming them marks the limit of their jurisdiction. One further case shows both use and abuse.
OriginalHaving now seen that the maxims relied upon will not bear the use made of them, let us endeavor to ascertain their proper use and true meaning. This will be best done by examples. The plan of the convention declares that the power of Congress, or, in other words, of the national legislature, shall extend to certain enumerated cases. This specification of particulars evidently excludes all pretension to a general legislative authority, because an affirmative grant of special powers would be absurd, as well as useless, if a general authority was intended.
In like manner the judicial authority of the federal judicatures is declared by the Constitution to comprehend certain cases particularly specified. The expression of those cases marks the precise limits, beyond which the federal courts cannot extend their jurisdiction, because the objects of their cognizance being enumerated, the specification would be nugatory if it did not exclude all ideas of more extensive authority.
These examples are sufficient to elucidate the maxims which have been mentioned, and to designate the manner in which they should be used. But that there may be no misapprehensions upon this subject, I shall add one case more, to demonstrate the proper use of these maxims, and the abuse which has been made of them.
Suppose that under this State’s laws a married woman could not convey her estate. The legislature enacts that she may dispose of it by deed made before a magistrate. That specification does exclude other modes, since she had no power to convey before. Now suppose the act adds a further rule. No woman may dispose of an estate above a certain value without three near relations signing. Could anyone infer that she may not also seek their approval for a smaller deed? The inference is absurd, yet it is exactly the opponents’ position.
OriginalLet us suppose that by the laws of this State a married woman was incapable of conveying her estate, and that the legislature, considering this as an evil, should enact that she might dispose of her property by deed executed in the presence of a magistrate. In such a case there can be no doubt but the specification would amount to an exclusion of any other mode of conveyance, because the woman having no previous power to alienate her property, the specification determines the particular mode which she is, for that purpose, to avail herself of. But let us further suppose that in a subsequent part of the same act it should be declared that no woman should dispose of any estate of a determinate value without the consent of three of her nearest relations, signified by their signing the deed; could it be inferred from this regulation that a married woman might not procure the approbation of her relations to a deed for conveying property of inferior value? The position is too absurd to merit a refutation, and yet this is precisely the position which those must establish who contend that the trial by juries in civil cases is abolished, because it is expressly provided for in cases of a criminal nature.
Jury trial, then, is nowhere abolished by the proposed Constitution. In disputes between individuals it stays exactly where the State constitutions place it. The national judiciary will have no authority over such cases. Land cases and suits between citizens of the same State belong to the State courts alone. Two exceptions: land claims under conflicting grants from different States, and disputes turning on a State legislature violating the articles of union. Admiralty and nearly all equity cases are already decided here without a jury. The institution can hardly be much affected by the change.
OriginalFrom these observations it must appear unquestionably true, that trial by jury is in no case abolished by the proposed Constitution, and it is equally true, that in those controversies between individuals in which the great body of the people are likely to be interested, that institution will remain precisely in the same situation in which it is placed by the State constitutions, and will be in no degree altered or influenced by the adoption of the plan under consideration. The foundation of this assertion is, that the national judiciary will have no cognizance of them, and of course they will remain determinable as heretofore by the State courts only, and in the manner which the State constitutions and laws prescribe. All land causes, except where claims under the grants of different States come into question, and all other controversies between the citizens of the same State, unless where they depend upon positive violations of the articles of union, by acts of the State legislatures, will belong exclusively to the jurisdiction of the State tribunals. Add to this, that admiralty causes, and almost all those which are of equity jurisdiction, are determinable under our own government without the intervention of a jury, and the inference from the whole will be, that this institution, as it exists with us at present, cannot possibly be affected to any great extent by the proposed alteration in our system of government.
Friends and adversaries of the plan agree on the value of jury trial. One side calls it a valuable safeguard of liberty; the other, the very palladium of free government. Still, I cannot easily see an inseparable bond between liberty itself and the civil jury. Arbitrary impeachments, arbitrary prosecutions, and arbitrary punishments on arbitrary convictions are the great engines of judicial despotism, and all of them are criminal. Jury trial in criminal cases, with the writ of habeas corpus, is what liberty truly rests on. The plan provides both.
OriginalThe friends and adversaries of the plan of the convention, if they agree in nothing else, concur at least in the value they set upon the trial by jury; or if there is any difference between them it consists in this: the former regard it as a valuable safeguard to liberty; the latter represent it as the very palladium of free government. For my own part, the more the operation of the institution has fallen under my observation, the more reason I have discovered for holding it in high estimation; and it would be altogether superfluous to examine to what extent it deserves to be esteemed useful or essential in a representative republic, or how much more merit it may be entitled to, as a defense against the oppressions of an hereditary monarch, than as a barrier to the tyranny of popular magistrates in a popular government. Discussions of this kind would be more curious than beneficial, as all are satisfied of the utility of the institution, and of its friendly aspect to liberty.
But I must acknowledge that I cannot readily discern the inseparable connection between the existence of liberty, and the trial by jury in civil cases. Arbitrary impeachments, arbitrary methods of prosecuting pretended offenses, and arbitrary punishments upon arbitrary convictions, have ever appeared to me to be the great engines of judicial despotism; and these have all relation to criminal proceedings. The trial by jury in criminal cases, aided by the habeas corpus act, seems therefore to be alone concerned in the question. And both of these are provided for, in the most ample manner, in the plan of the convention.
Some claim the jury guards against oppressive taxation. It cannot influence how much tax the legislature lays, on what, or how it is shared. Its only reach is the method of collection and the conduct of revenue officers. Our own State mostly collects without juries. Taxes are levied by the quicker process of seizure and sale, which everyone admits the revenue laws require. A lawsuit against each taxpayer would move too slowly and often cost more than the tax. For the officers, the criminal jury supplies the protection sought. Deliberate abuse of public authority and official extortion are crimes, punishable by indictment.
OriginalIt has been observed, that trial by jury is a safeguard against an oppressive exercise of the power of taxation. This observation deserves to be canvassed. It is evident that it can have no influence upon the legislature, in regard to the amount of taxes to be laid, to the objects upon which they are to be imposed, or to the rule by which they are to be apportioned. If it can have any influence, therefore, it must be upon the mode of collection, and the conduct of the officers intrusted with the execution of the revenue laws.
As to the mode of collection in this State, under our own Constitution, the trial by jury is in most cases out of use. The taxes are usually levied by the more summary proceeding of distress and sale, as in cases of rent. And it is acknowledged on all hands, that this is essential to the efficacy of the revenue laws. The dilatory course of a trial at law to recover the taxes imposed on individuals, would neither suit the exigencies of the public nor promote the convenience of the citizens. It would often occasion an accumulation of costs, more burdensome than the original sum of the tax to be levied. And as to the conduct of the officers of the revenue, the provision in favor of trial by jury in criminal cases, will afford the security aimed at. Wilful abuses of a public authority, to the oppression of the subject, and every species of official extortion, are offenses against the government, for which the persons who commit them may be indicted and punished according to the circumstances of the case.
The real merit of the civil jury lies elsewhere: it guards against corruption. A permanent body of magistrates offers more time to tamper than a jury called for one occasion. Yet the sheriff summons ordinary juries and the clerks name special ones. Both are permanent officers acting alone. They may be corrupted more easily than judges acting as a body, and could pick jurors to serve a party. Even so, the jury multiplies the obstacles. Both court and jury must be bought, since the court usually grants a new trial where a jury has clearly erred. This double security discourages the attempt on either.
OriginalThe excellence of the trial by jury in civil cases appears to depend on circumstances foreign to the preservation of liberty. The strongest argument in its favor is, that it is a security against corruption. As there is always more time and better opportunity to tamper with a standing body of magistrates than with a jury summoned for the occasion, there is room to suppose that a corrupt influence would more easily find its way to the former than to the latter. The force of this consideration is, however, diminished by others. The sheriff, who is the summoner of ordinary juries, and the clerks of courts, who have the nomination of special juries, are themselves standing officers, and, acting individually, may be supposed more accessible to the touch of corruption than the judges, who are a collective body. It is not difficult to see, that it would be in the power of those officers to select jurors who would serve the purpose of the party as well as a corrupted bench. In the next place, it may fairly be supposed, that there would be less difficulty in gaining some of the jurors promiscuously taken from the public mass, than in gaining men who had been chosen by the government for their probity and good character.
But making every deduction for these considerations, the trial by jury must still be a valuable check upon corruption. It greatly multiplies the impediments to its success. As matters now stand, it would be necessary to corrupt both court and jury; for where the jury have gone evidently wrong, the court will generally grant a new trial, and it would be in most cases of little use to practice upon the jury, unless the court could be likewise gained. Here then is a double security; and it will readily be perceived that this complicated agency tends to preserve the purity of both institutions. By increasing the obstacles to success, it discourages attempts to seduce the integrity of either. The temptations to prostitution which the judges might have to surmount, must certainly be much fewer, while the co-operation of a jury is necessary, than they might be, if they had themselves the exclusive determination of all causes.
So I doubt that the civil jury is essential to liberty. Under proper regulation it is still, in most cases, an excellent way to decide questions of property. On that ground alone it would deserve a place in the Constitution, if its limits could be fixed. Fixing them is always hard, and a federal government joins societies whose ideas and institutions on this matter differ widely. Every fresh look convinces me of the difficulty. We are told it kept such a provision out of the convention’s plan.
OriginalNotwithstanding, therefore, the doubts I have expressed, as to the essentiality of trial by jury in civil cases to liberty, I admit that it is in most cases, under proper regulations, an excellent method of determining questions of property; and that on this account alone it would be entitled to a constitutional provision in its favor if it were possible to fix the limits within which it ought to be comprehended. There is, however, in all cases, great difficulty in this; and men not blinded by enthusiasm must be sensible that in a federal government, which is a composition of societies whose ideas and institutions in relation to the matter materially vary from each other, that difficulty must be not a little augmented. For my own part, at every new view I take of the subject, I become more convinced of the reality of the obstacles which, we are authoritatively informed, prevented the insertion of a provision on this head in the plan of the convention.
The States differ widely in how far jury trial reaches, and few people understand this. New York’s courts come closest to Britain’s: common law, probate, admiralty, and chancery. Jury trial prevails only in the common-law courts. New Jersey has no admiralty or probate courts in our sense, so its common-law courts take those cases and its jury reaches further. In the four Eastern States the jury stands on the broadest ground. There an appeal lies from one jury to another until two verdicts of three agree.
OriginalThe great difference between the limits of the jury trial in different States is not generally understood; and as it must have considerable influence on the sentence we ought to pass upon the omission complained of in regard to this point, an explanation of it is necessary. In this State, our judicial establishments resemble, more nearly than in any other, those of Great Britain. We have courts of common law, courts of probates (analogous in certain matters to the spiritual courts in England), a court of admiralty and a court of chancery. In the courts of common law only, the trial by jury prevails, and this with some exceptions. In all the others a single judge presides, and proceeds in general either according to the course of the canon or civil law, without the aid of a jury. In New Jersey, there is a court of chancery which proceeds like ours, but neither courts of admiralty nor of probates, in the sense in which these last are established with us. In that State the courts of common law have the cognizance of those causes which with us are determinable in the courts of admiralty and of probates, and of course the jury trial is more extensive in New Jersey than in New York. In Pennsylvania, this is perhaps still more the case, for there is no court of chancery in that State, and its common-law courts have equity jurisdiction. It has a court of admiralty, but none of probates, at least on the plan of ours. Delaware has in these respects imitated Pennsylvania. Maryland approaches more nearly to New York, as does also Virginia, except that the latter has a plurality of chancellors. North Carolina bears most affinity to Pennsylvania; South Carolina to Virginia. I believe, however, that in some of those States which have distinct courts of admiralty, the causes depending in them are triable by juries.
In Georgia there are none but common-law courts, and an appeal of course lies from the verdict of one jury to another, which is called a special jury, and for which a particular mode of appointment is marked out. In Connecticut, they have no distinct courts either of chancery or of admiralty, and their courts of probates have no jurisdiction of causes. Their common-law courts have admiralty and, to a certain extent, equity jurisdiction. In cases of importance, their General Assembly is the only court of chancery. In Connecticut, therefore, the trial by jury extends in practice further than in any other State yet mentioned. Rhode Island is, I believe, in this particular, pretty much in the situation of Connecticut. Massachusetts and New Hampshire, in regard to the blending of law, equity, and admiralty jurisdictions, are in a similar predicament. In the four Eastern States, the trial by jury not only stands upon a broader foundation than in the other States, but it is attended with a peculiarity unknown, in its full extent, to any of them. There is an appeal of course from one jury to another, till there have been two verdicts out of three on one side.
This survey shows real diversity across the States, both in the form of civil jury trial and in its extent. Two things follow. First, the convention could have fixed no general rule that matched the circumstances of every State. Second, taking any one State’s system as the standard would have risked at least as much as leaving the matter, as was done, to legislative regulation.
OriginalFrom this sketch it appears that there is a material diversity, as well in the modification as in the extent of the institution of trial by jury in civil cases, in the several States; and from this fact these obvious reflections flow: first, that no general rule could have been fixed upon by the convention which would have corresponded with the circumstances of all the States; and secondly, that more or at least as much might have been hazarded by taking the system of any one State for a standard, as by omitting a provision altogether and leaving the matter, as has been done, to legislative regulation.
The proposals to fill the gap illustrate the difficulty rather than solve it. The Pennsylvania minority proposed the words “Trial by jury shall be as heretofore.” I maintain this is meaningless. General provisions in the Constitution must refer to the United States collectively. There jury trial is at present unknown, since the federal government has no judicial power. The wording would also be unwise. Its intent, I take it, is that a federal case get a jury whenever a similar State case would. Whether a case got a jury would then turn on the accidental location of the court and parties.
OriginalThe propositions which have been made for supplying the omission have rather served to illustrate than to obviate the difficulty of the thing. The minority of Pennsylvania have proposed this mode of expression for the purpose--"Trial by jury shall be as heretofore"--and this I maintain would be senseless and nugatory. The United States, in their united or collective capacity, are the OBJECT to which all general provisions in the Constitution must necessarily be construed to refer. Now it is evident that though trial by jury, with various limitations, is known in each State individually, yet in the United States, as such, it is at this time altogether unknown, because the present federal government has no judiciary power whatever; and consequently there is no proper antecedent or previous establishment to which the term heretofore could relate. It would therefore be destitute of a precise meaning, and inoperative from its uncertainty.
As, on the one hand, the form of the provision would not fulfil the intent of its proposers, so, on the other, if I apprehend that intent rightly, it would be in itself inexpedient. I presume it to be, that causes in the federal courts should be tried by jury, if, in the State where the courts sat, that mode of trial would obtain in a similar case in the State courts; that is to say, admiralty causes should be tried in Connecticut by a jury, in New York without one. The capricious operation of so dissimilar a method of trial in the same cases, under the same government, is of itself sufficient to indispose every wellregulated judgment towards it. Whether the cause should be tried with or without a jury, would depend, in a great number of cases, on the accidental situation of the court and parties.
But this is not the strongest objection. I am deeply convinced that jury trial is unsuitable in many cases, above all in cases touching the public peace with foreign nations. These turn wholly on the law of nations; all prize cases are of this kind. Juries cannot be assumed competent in inquiries that require a thorough knowledge of the laws and usages of nations. Their decisions might infringe the rights of other nations and so give occasions for reprisal and war. A jury’s proper role is to determine facts, yet here law and fact cannot be separated. Britain, under treaties, decides prize cases before the king in his privy council.
OriginalBut this is not, in my estimation, the greatest objection. I feel a deep and deliberate conviction that there are many cases in which the trial by jury is an ineligible one. I think it so particularly in cases which concern the public peace with foreign nations--that is, in most cases where the question turns wholly on the laws of nations. Of this nature, among others, are all prize causes. Juries cannot be supposed competent to investigations that require a thorough knowledge of the laws and usages of nations; and they will sometimes be under the influence of impressions which will not suffer them to pay sufficient regard to those considerations of public policy which ought to guide their inquiries. There would of course be always danger that the rights of other nations might be infringed by their decisions, so as to afford occasions of reprisal and war. Though the proper province of juries be to determine matters of fact, yet in most cases legal consequences are complicated with fact in such a manner as to render a separation impracticable.
It will add great weight to this remark, in relation to prize causes, to mention that the method of determining them has been thought worthy of particular regulation in various treaties between different powers of Europe, and that, pursuant to such treaties, they are determinable in Great Britain, in the last resort, before the king himself, in his privy council, where the fact, as well as the law, undergoes a re-examination. This alone demonstrates the impolicy of inserting a fundamental provision in the Constitution which would make the State systems a standard for the national government in the article under consideration, and the danger of encumbering the government with any constitutional provisions the propriety of which is not indisputable.
I am equally convinced that separating equity from law brings great advantages, and that equity cases would be wrongly given to juries. A court of equity exists to relieve extraordinary cases, which are exceptions to general rules. Merging them with ordinary jurisdiction would unsettle those rules and make every case special. Separation makes each court a sentinel over the other. Besides, equity cases are often so intricate that they suit ill with jury trial, which requires a single obvious point. Jury trial has been unknown wherever law and equity are united. Extending the law courts into equity would undermine it by bringing in questions too complicated to decide that way.
OriginalMy convictions are equally strong that great advantages result from the separation of the equity from the law jurisdiction, and that the causes which belong to the former would be improperly committed to juries. The great and primary use of a court of equity is to give relief in extraordinary cases, which are exceptions to general rules. To unite the jurisdiction of such cases with the ordinary jurisdiction, must have a tendency to unsettle the general rules, and to subject every case that arises to a special determination; while a separation of the one from the other has the contrary effect of rendering one a sentinel over the other, and of keeping each within the expedient limits. Besides this, the circumstances that constitute cases proper for courts of equity are in many instances so nice and intricate, that they are incompatible with the genius of trials by jury. They require often such long, deliberate, and critical investigation as would be impracticable to men called from their occupations, and obliged to decide before they were permitted to return to them. The simplicity and expedition which form the distinguishing characters of this mode of trial require that the matter to be decided should be reduced to some single and obvious point; while the litigations usual in chancery frequently comprehend a long train of minute and independent particulars.
It is true that the separation of the equity from the legal jurisdiction is peculiar to the English system of jurisprudence: which is the model that has been followed in several of the States. But it is equally true that the trial by jury has been unknown in every case in which they have been united. And the separation is essential to the preservation of that institution in its pristine purity. The nature of a court of equity will readily permit the extension of its jurisdiction to matters of law; but it is not a little to be suspected, that the attempt to extend the jurisdiction of the courts of law to matters of equity will not only be unproductive of the advantages which may be derived from courts of chancery, on the plan upon which they are established in this State, but will tend gradually to change the nature of the courts of law, and to undermine the trial by jury, by introducing questions too complicated for a decision in that mode.
These reasons are conclusive against folding all the States’ systems into the national judiciary, the Pennsylvania minority’s apparent aim. Massachusetts proposes this: every issue of fact in common-law actions between citizens of different States may be tried by a jury if either party asks. At best this covers one class of cases. Either the Massachusetts convention thought it the only federal class fit for a jury, or it wanted more and could frame nothing suitable. On the first reading, so narrow an omission is no serious flaw. On the second, it confirms how hard the thing is.
OriginalThese appeared to be conclusive reasons against incorporating the systems of all the States, in the formation of the national judiciary, according to what may be conjectured to have been the attempt of the Pennsylvania minority. Let us now examine how far the proposition of Massachusetts is calculated to remedy the supposed defect. It is in this form: "In civil actions between citizens of different States, every issue of fact, arising in actions at common law, may be tried by a jury if the parties, or either of them request it."
This, at best, is a proposition confined to one description of causes; and the inference is fair, either that the Massachusetts convention considered that as the only class of federal causes, in which the trial by jury would be proper; or that if desirous of a more extensive provision, they found it impracticable to devise one which would properly answer the end. If the first, the omission of a regulation respecting so partial an object can never be considered as a material imperfection in the system. If the last, it affords a strong corroboration of the extreme difficulty of the thing.
No words are vaguer than those marking which cases carry a right to jury trial. In New York the line between actions at common law and actions of equity follows England’s rules; elsewhere it blurs. In some States every cause is tried in a common-law court. So every action may go to a jury if either party chooses. The Massachusetts proposal breeds the same confusion as the Pennsylvania plan. A case tried by jury in one State must be decided without one in another. It cannot serve as a general rule until the States adopt a uniform plan on the limits of common-law and equity jurisdiction. That task is hard, perhaps impossible.
OriginalBut this is not all: if we advert to the observations already made respecting the courts that subsist in the several States of the Union, and the different powers exercised by them, it will appear that there are no expressions more vague and indeterminate than those which have been employed to characterize that species of causes which it is intended shall be entitled to a trial by jury. In this State, the boundaries between actions at common law and actions of equitable jurisdiction, are ascertained in conformity to the rules which prevail in England upon that subject. In many of the other States the boundaries are less precise. In some of them every cause is to be tried in a court of common law, and upon that foundation every action may be considered as an action at common law, to be determined by a jury, if the parties, or either of them, choose it. Hence the same irregularity and confusion would be introduced by a compliance with this proposition, that I have already noticed as resulting from the regulation proposed by the Pennsylvania minority. In one State a cause would receive its determination from a jury, if the parties, or either of them, requested it; but in another State, a cause exactly similar to the other, must be decided without the intervention of a jury, because the State judicatories varied as to common-law jurisdiction.
It is obvious, therefore, that the Massachusetts proposition, upon this subject cannot operate as a general regulation, until some uniform plan, with respect to the limits of common-law and equitable jurisdictions, shall be adopted by the different States. To devise a plan of that kind is a task arduous in itself, and which it would require much time and reflection to mature. It would be extremely difficult, if not impossible, to suggest any general regulation that would be acceptable to all the States in the Union, or that would perfectly quadrate with the several State institutions.
One might ask why the convention did not take this State’s constitution as the standard. My answer is that the other States are unlikely to value our institutions as we do. Each is attached to its own and would press for the preference. It is also uncertain which State would have been chosen, and many would be unfit. Even granting a sound choice, the other States would resent the partiality shown to one. That would give the plan’s enemies a fine pretext for raising local prejudices, and might have endangered its adoption.
OriginalIt may be asked, Why could not a reference have been made to the constitution of this State, taking that, which is allowed by me to be a good one, as a standard for the United States? I answer that it is not very probable the other States would entertain the same opinion of our institutions as we do ourselves. It is natural to suppose that they are hitherto more attached to their own, and that each would struggle for the preference. If the plan of taking one State as a model for the whole had been thought of in the convention, it is to be presumed that the adoption of it in that body would have been rendered difficult by the predilection of each representation in favor of its own government; and it must be uncertain which of the States would have been taken as the model. It has been shown that many of them would be improper ones. And I leave it to conjecture, whether, under all circumstances, it is most likely that New York, or some other State, would have been preferred.
But admit that a judicious selection could have been effected in the convention, still there would have been great danger of jealousy and disgust in the other States, at the partiality which had been shown to the institutions of one. The enemies of the plan would have been furnished with a fine pretext for raising a host of local prejudices against it, which perhaps might have hazarded, in no inconsiderable degree, its final establishment.
Some men of enthusiastic temper would dodge the trouble of defining which cases the jury should cover. They suggest a provision establishing it in all cases whatever. I believe no member of the Union offers a precedent, and the Pennsylvania objections show it would have been an unpardonable error. The more one studies it, the harder the task appears. A provision must say neither too little to serve the purpose nor too much to be advisable. It must not open fresh sources of opposition to a firm national government.
OriginalTo avoid the embarrassments of a definition of the cases which the trial by jury ought to embrace, it is sometimes suggested by men of enthusiastic tempers, that a provision might have been inserted for establishing it in all cases whatsoever. For this I believe, no precedent is to be found in any member of the Union; and the considerations which have been stated in discussing the proposition of the minority of Pennsylvania, must satisfy every sober mind that the establishment of the trial by jury in all cases would have been an unpardonable error in the plan. In short, the more it is considered the more arduous will appear the task of fashioning a provision in such a form as not to express too little to answer the purpose, or too much to be advisable; or which might not have opened other sources of opposition to the great and essential object of introducing a firm national government.
I have now placed the subject in several lights that should calm candid minds. They show four things. The security of liberty is concerned only in jury trial for criminal cases, which the plan amply provides. In the great majority of civil cases, those touching most people, jury trial stays in full force as the State constitutions set it. It is in no case abolished by the plan. And great, if not insurmountable, difficulties stand in the way of any precise provision for it in a Constitution for the United States.
OriginalI cannot but persuade myself, on the other hand, that the different lights in which the subject has been placed in the course of these observations, will go far towards removing in candid minds the apprehensions they may have entertained on the point. They have tended to show that the security of liberty is materially concerned only in the trial by jury in criminal cases, which is provided for in the most ample manner in the plan of the convention; that even in far the greatest proportion of civil cases, and those in which the great body of the community is interested, that mode of trial will remain in its full force, as established in the State constitutions, untouched and unaffected by the plan of the convention; that it is in no case abolished by that plan; and that there are great if not insurmountable difficulties in the way of making any precise and proper provision for it in a Constitution for the United States.
The best judges will be the least eager for a constitutional guarantee of civil jury trial. Society changes, and another way of deciding property questions may come to serve better. All reasonable men concede the jury should not govern every case. Since the point where it ought to stop cannot be fixed, I would leave the matter to the legislature.
OriginalThe best judges of the matter will be the least anxious for a constitutional establishment of the trial by jury in civil cases, and will be the most ready to admit that the changes which are continually happening in the affairs of society may render a different mode of determining questions of property preferable in many cases in which that mode of trial now prevails. For my part, I acknowledge myself to be convinced that even in this State it might be advantageously extended to some cases to which it does not at present apply, and might as advantageously be abridged in others. It is conceded by all reasonable men that it ought not to obtain in all cases. The examples of innovations which contract its ancient limits, as well in these States as in Great Britain, afford a strong presumption that its former extent has been found inconvenient, and give room to suppose that future experience may discover the propriety and utility of other exceptions. I suspect it to be impossible in the nature of the thing to fix the salutary point at which the operation of the institution ought to stop, and this is with me a strong argument for leaving the matter to the discretion of the legislature.
Jury trial here rests on an express article of our constitution. Yet it has suffered more encroachments since the Revolution than in Connecticut or Great Britain. The general genius of a government is what secures lasting effects; particular provisions carry less force than people suppose. It sounds harsh to say a Constitution gives no security for liberty because it establishes criminal jury trial and not civil. But Connecticut, always thought the most popular State in the Union, provides for neither.
OriginalThis is now clearly understood to be the case in Great Britain, and it is equally so in the State of Connecticut; and yet it may be safely affirmed that more numerous encroachments have been made upon the trial by jury in this State since the Revolution, though provided for by a positive article of our constitution, than has happened in the same time either in Connecticut or Great Britain. It may be added that these encroachments have generally originated with the men who endeavor to persuade the people they are the warmest defenders of popular liberty, but who have rarely suffered constitutional obstacles to arrest them in a favorite career. The truth is that the general GENIUS of a government is all that can be substantially relied upon for permanent effects. Particular provisions, though not altogether useless, have far less virtue and efficacy than are commonly ascribed to them; and the want of them will never be, with men of sound discernment, a decisive objection to any plan which exhibits the leading characters of a good government.
It certainly sounds not a little harsh and extraordinary to affirm that there is no security for liberty in a Constitution which expressly establishes the trial by jury in criminal cases, because it does not do it in civil also; while it is a notorious fact that Connecticut, which has been always regarded as the most popular State in the Union, can boast of no constitutional provision for either. PUBLIUS