Federal Governments Tends Towards Separation of Its Members Rather Than Tyranny Over Them
by Alexander Hamilton and James Madison
Generated summaryHamilton and Madison answer the fear that the federal government will turn tyrannical: state governments naturally hold the people's stronger loyalty, and history's confederacies, in Greece, Germany, Switzerland, and the Netherlands, prove that unions of sovereign states collapse into member rivalry and disunion, not central despotism.
Federalist 17
Generated summaryState governments will keep the people's deeper attachment because they run the everyday criminal and civil justice that touches ordinary lives most directly, which gives states, not the union, the natural edge in any contest for power.Key points
The real danger runs the other way: federal power is inherently weak, and the states will encroach on the union, not the reverse.
Federal administrators feel no temptation to seize local authorities; ambition is drawn to commerce, finance, and war instead.
All federal constitutions carry this inherent weakness, so the union deserves every force compatible with liberty.
Attachment weakens with distance, so people favor their nearer state governments over the distant union.
The states’ great advantage is the ordinary administration of justice, the cement of society and the source of popular attachment.
Like feudal barons who overmatched the crown, the states hold the people’s confidence and can resist every federal encroachment.
A different objection from the one I answered in my last paper may be urged against letting the union legislate for individual citizens. Critics may say it would make the union’s government too powerful and let it absorb the residual authorities left with the states for local purposes. Allowing for the greatest love of power that any reasonable man could imagine, I confess I am at a loss to discover what temptation federal administrators could feel to strip the states of such authorities. Regulating the mere domestic police of a state offers slender allurements to ambition. Commerce, finance, negotiation, and war seem to include every object that charms ambitious minds, and the powers those objects require belong, in the first instance, with the national government.
Administering private justice between citizens of the same state, supervising agriculture, and other such local concerns can never be desirable cares for a general jurisdiction. It is therefore improbable that the federal councils would try to usurp these powers. The attempt would be as troublesome as it would be useless, and their possession would add nothing to the dignity, importance, or splendor of the national government.
OriginalAN OBJECTION, of a nature different from that which has been stated and answered, in my last address, may perhaps be likewise urged against the principle of legislation for the individual citizens of America. It may be said that it would tend to render the government of the Union too powerful, and to enable it to absorb those residuary authorities, which it might be judged proper to leave with the States for local purposes. Allowing the utmost latitude to the love of power which any reasonable man can require, I confess I am at a loss to discover what temptation the persons intrusted with the administration of the general government could ever feel to divest the States of the authorities of that description. The regulation of the mere domestic police of a State appears to me to hold out slender allurements to ambition. Commerce, finance, negotiation, and war seem to comprehend all the objects which have charms for minds governed by that passion; and all the powers necessary to those objects ought, in the first instance, to be lodged in the national depository. The administration of private justice between the citizens of the same State, the supervision of agriculture and of other concerns of a similar nature, all those things, in short, which are proper to be provided for by local legislation, can never be desirable cares of a general jurisdiction. It is therefore improbable that there should exist a disposition in the federal councils to usurp the powers with which they are connected; because the attempt to exercise those powers would be as troublesome as it would be nugatory; and the possession of them, for that reason, would contribute nothing to the dignity, to the importance, or to the splendor of the national government.
But suppose, for argument’s sake, that lust of domination were enough to produce that disposition; even then the people of the several states, who choose the national representatives, would restrain so extravagant an appetite. It will always be far easier for the state governments to encroach upon the national authorities than the reverse. The proof lies in the greater influence that state governments, administered with uprightness and prudence, will generally hold over the people. That fact also teaches us that all federal constitutions carry an inherent weakness, and that we cannot take too much care to give them all the force compatible with liberty.
OriginalBut let it be admitted, for argument's sake, that mere wantonness and lust of domination would be sufficient to beget that disposition; still it may be safely affirmed, that the sense of the constituent body of the national representatives, or, in other words, the people of the several States, would control the indulgence of so extravagant an appetite. It will always be far more easy for the State governments to encroach upon the national authorities than for the national government to encroach upon the State authorities. The proof of this proposition turns upon the greater degree of influence which the State governments if they administer their affairs with uprightness and prudence, will generally possess over the people; a circumstance which at the same time teaches us that there is an inherent and intrinsic weakness in all federal constitutions; and that too much pains cannot be taken in their organization, to give them all the force which is compatible with the principles of liberty.
This superior influence of the state governments will result partly from the diffuse structure of the national government, but chiefly from the nature of the objects the states attend to.
OriginalThe superiority of influence in favor of the particular governments would result partly from the diffusive construction of the national government, but chiefly from the nature of the objects to which the attention of the State administrations would be directed.
Human affection commonly weakens as its object grows more distant or diffuse. A man is more attached to his family than to his neighborhood, and to his neighborhood than to the community at large. On the same principle, the people of each state will lean toward their local governments over the union, unless a much better federal administration destroys that bias.
OriginalIt is a known fact in human nature, that its affections are commonly weak in proportion to the distance or diffusiveness of the object. Upon the same principle that a man is more attached to his family than to his neighborhood, to his neighborhood than to the community at large, the people of each State would be apt to feel a stronger bias towards their local governments than towards the government of the Union; unless the force of that principle should be destroyed by a much better administration of the latter.
This strong propensity of the human heart will find powerful allies in the objects of state regulation. The many minute interests under local supervision form so many rivulets of influence running through every part of society; to list them would be more tedious than instructive.
OriginalThis strong propensity of the human heart would find powerful auxiliaries in the objects of State regulation. The variety of more minute interests, which will necessarily fall under the superintendence of the local administrations, and which will form so many rivulets of influence, running through every part of the society, cannot be particularized, without involving a detail too tedious and uninteresting to compensate for the instruction it might afford.
One transcendent advantage of the state governments settles the matter by itself: the ordinary administration of criminal and civil justice. This is the most powerful, most universal, and most attractive source of popular obedience and attachment. It is the immediate and visible guardian of life and property, its benefits and terrors constantly before the public eye, touching the concerns people feel most keenly. More than anything else, it impresses affection, esteem, and reverence toward government on people’s minds. This great cement of society will flow almost wholly through the channels of the state governments, securing them so firm a hold over their citizens that they will always counterbalance, and often dangerously rival, the union’s power.
OriginalThere is one transcendant advantage belonging to the province of the State governments, which alone suffices to place the matter in a clear and satisfactory light,--I mean the ordinary administration of criminal and civil justice. This, of all others, is the most powerful, most universal, and most attractive source of popular obedience and attachment. It is that which, being the immediate and visible guardian of life and property, having its benefits and its terrors in constant activity before the public eye, regulating all those personal interests and familiar concerns to which the sensibility of individuals is more immediately awake, contributes, more than any other circumstance, to impressing upon the minds of the people, affection, esteem, and reverence towards the government. This great cement of society, which will diffuse itself almost wholly through the channels of the particular governments, independent of all other causes of influence, would insure them so decided an empire over their respective citizens as to render them at all times a complete counterpoise, and, not unfrequently, dangerous rivals to the power of the Union.
The operations of the national government, by contrast, fall less immediately under the eye of ordinary citizens, and its benefits will chiefly be noticed by speculative men. Because those operations concern more general interests, they come home less to people’s feelings, and so inspire less habitual obligation and less active attachment. The experience of every federal constitution we know, and of every government resembling one, has abundantly confirmed this reasoning.
OriginalThe operations of the national government, on the other hand, falling less immediately under the observation of the mass of the citizens, the benefits derived from it will chiefly be perceived and attended to by speculative men. Relating to more general interests, they will be less apt to come home to the feelings of the people; and, in proportion, less likely to inspire an habitual sense of obligation, and an active sentiment of attachment. The reasoning on this head has been abundantly exemplified by the experience of all federal constitutions with which we are acquainted, and of all others which have borne the least analogy to them.
The ancient feudal systems were not, strictly speaking, confederacies, but they shared the nature of such associations. A common head, chieftain, or sovereign ruled the whole nation, while subordinate vassals held large tracts of land, worked by inferior retainers bound to them by fealty and obedience. Each principal vassal was a kind of sovereign within his own domain. The result was continual opposition to the sovereign and frequent wars among the great barons themselves. The head of the nation was commonly too weak to preserve the peace or to protect the people from the oppressions of their immediate lords. Historians pointedly call this period the times of feudal anarchy.
OriginalThough the ancient feudal systems were not, strictly speaking, confederacies, yet they partook of the nature of that species of association. There was a common head, chieftain, or sovereign, whose authority extended over the whole nation; and a number of subordinate vassals, or feudatories, who had large portions of land allotted to them, and numerous trains of INFERIOR vassals or retainers, who occupied and cultivated that land upon the tenure of fealty or obedience, to the persons of whom they held it. Each principal vassal was a kind of sovereign, within his particular demesnes. The consequences of this situation were a continual opposition to authority of the sovereign, and frequent wars between the great barons or chief feudatories themselves. The power of the head of the nation was commonly too weak, either to preserve the public peace, or to protect the people against the oppressions of their immediate lords. This period of European affairs is emphatically styled by historians, the times of feudal anarchy.
A vigorous, warlike sovereign of superior abilities could acquire personal weight that served, for a time, in place of more regular authority. In general, the barons triumphed over the prince; in many instances his dominion was thrown off entirely, and the great fiefs became independent principalities. Where the monarch finally prevailed, his success was chiefly owed to his vassals’ tyranny over their own dependents. The barons oppressed the common people and defied the sovereign; both dreaded and detested them, until shared danger and shared interest united king and people, to the ruin of aristocratic power. Had the nobles ruled with clemency and justice and kept their retainers’ loyalty, those contests would almost always have ended in the overthrow of royal authority.
OriginalWhen the sovereign happened to be a man of vigorous and warlike temper and of superior abilities, he would acquire a personal weight and influence, which answered, for the time, the purpose of a more regular authority. But in general, the power of the barons triumphed over that of the prince; and in many instances his dominion was entirely thrown off, and the great fiefs were erected into independent principalities or States. In those instances in which the monarch finally prevailed over his vassals, his success was chiefly owing to the tyranny of those vassals over their dependents. The barons, or nobles, equally the enemies of the sovereign and the oppressors of the common people, were dreaded and detested by both; till mutual danger and mutual interest effected a union between them fatal to the power of the aristocracy. Had the nobles, by a conduct of clemency and justice, preserved the fidelity and devotion of their retainers and followers, the contests between them and the prince must almost always have ended in their favor, and in the abridgment or subversion of the royal authority.
This is no mere speculation or conjecture; Scotland furnishes a cogent example. The spirit of clanship, introduced early into that kingdom, united nobles and their dependents by ties equivalent to kindred and made the aristocracy a constant overmatch for the monarch. Only the incorporation with England subdued that fierce and ungovernable spirit, bringing it under the rules of subordination that England’s more rational and energetic government had already established.
OriginalThis is not an assertion founded merely in speculation or conjecture. Among other illustrations of its truth which might be cited, Scotland will furnish a cogent example. The spirit of clanship which was, at an early day, introduced into that kingdom, uniting the nobles and their dependants by ties equivalent to those of kindred, rendered the aristocracy a constant overmatch for the power of the monarch, till the incorporation with England subdued its fierce and ungovernable spirit, and reduced it within those rules of subordination which a more rational and more energetic system of civil polity had previously established in the latter kingdom.
The separate governments in a confederacy may aptly be compared with the feudal baronies, with one advantage on their side. They will generally hold the people’s confidence and goodwill, and with that support they can resist every federal encroachment. It will be well if they cannot also counteract the union’s legitimate and necessary authority. The likeness lies in the rivalry of power in both cases, and in the concentration of the community’s strength into particular depositories: individuals in one case, political bodies in the other.
OriginalThe separate governments in a confederacy may aptly be compared with the feudal baronies; with this advantage in their favor, that from the reasons already explained, they will generally possess the confidence and good-will of the people, and with so important a support, will be able effectually to oppose all encroachments of the national government. It will be well if they are not able to counteract its legitimate and necessary authority. The points of similitude consist in the rivalship of power, applicable to both, and in the CONCENTRATION of large portions of the strength of the community into particular DEPOSITORIES, in one case at the disposal of individuals, in the other case at the disposal of political bodies.
A concise review of the events that have attended confederate governments will further illustrate this important doctrine. Inattention to it has been the great source of our political mistakes and has pointed our jealousy in the wrong direction. That review will form the subject of the papers that follow.
OriginalA concise review of the events that have attended confederate governments will further illustrate this important doctrine; an inattention to which has been the great source of our political mistakes, and has given our jealousy a direction to the wrong side. This review shall form the subject of some ensuing papers. PUBLIUS
Federalist 18
Generated summaryIn the Amphictyonic council and the Achaean league, Greek city-states nominally equal in the confederacy let their strongest members, Athens, Sparta, and Thebes, dominate the rest, and their internal rivalries let Philip of Macedon divide and conquer all of Greece.Key points
The Greek confederacies show that a union of sovereigns collapses into anarchy among its members, not tyranny in the head.
The Amphictyonic council held ample powers on paper (war, a final court, coercion, all backed by religion), exceeding even our Articles.
Yet, ruling cities not individuals, it let the strong tyrannize in turn, Athens then Sparta then Thebes, and reduced the small to satellites.
Its internal quarrels invited a foreign master: Philip of Macedon exploited them, bought a council seat, and subdued Greece.
The Achaean league was closer and wiser, with a single praetor and common laws and money, and bred more moderation and less sedition.
Yet it too fell to the arts of division, as Macedon and then Rome fed its quarrels and lured its members out one by one.
Among the confederacies of antiquity, the most important was that of the Greek republics joined under the Amphictyonic council. From the best accounts that survive of this celebrated body, it offers a very instructive parallel to the present Confederation of the American states.
OriginalAMONG the confederacies of antiquity, the most considerable was that of the Grecian republics, associated under the Amphictyonic council. From the best accounts transmitted of this celebrated institution, it bore a very instructive analogy to the present Confederation of the American States.
The members kept the character of independent and sovereign states, and had equal votes in the federal council. That council had general authority to propose and decide whatever it judged necessary for the common welfare of Greece: to declare and wage war, to settle all disputes between members as a final court, to fine the offending party, to turn the whole force of the confederacy against the disobedient, and to admit new members. The Amphictyons were guardians of religion and of the immense riches of the temple at Delphi, where they judged disputes between the inhabitants and those who came to consult the oracle. To strengthen the federal powers further, the members swore a mutual oath to defend and protect the united cities, to punish anyone who broke this oath, and to take vengeance on those who robbed the temple.
OriginalThe members retained the character of independent and sovereign states, and had equal votes in the federal council. This council had a general authority to propose and resolve whatever it judged necessary for the common welfare of Greece; to declare and carry on war; to decide, in the last resort, all controversies between the members; to fine the aggressing party; to employ the whole force of the confederacy against the disobedient; to admit new members. The Amphictyons were the guardians of religion, and of the immense riches belonging to the temple of Delphos, where they had the right of jurisdiction in controversies between the inhabitants and those who came to consult the oracle. As a further provision for the efficacy of the federal powers, they took an oath mutually to defend and protect the united cities, to punish the violators of this oath, and to inflict vengeance on sacrilegious despoilers of the temple.
In theory, and on paper, this array of powers seems fully sufficient for all general purposes. In several respects it goes beyond the powers listed in our own Articles of Confederation. The Amphictyons commanded the superstition of the age, one of the chief instruments by which government was then upheld; they had a declared authority to use force against defiant cities, and were bound by oath to use it when necessary.
OriginalIn theory, and upon paper, this apparatus of powers seems amply sufficient for all general purposes. In several material instances, they exceed the powers enumerated in the articles of confederation. The Amphictyons had in their hands the superstition of the times, one of the principal engines by which government was then maintained; they had a declared authority to use coercion against refractory cities, and were bound by oath to exert this authority on the necessary occasions.
Yet the experience was very different from the theory. These powers, like those of the present Congress, were exercised by deputies whom the cities appointed in their political capacities, and over those cities in the same capacities. Hence came the weakness, the disorders, and finally the destruction of the confederacy. The more powerful members, instead of being held in awe, tyrannized in turn over all the rest. Athens, as Demosthenes tells us, was the master of Greece for seventy-three years, the Spartans for the next twenty-nine, and after the battle of Leuctra the Thebans had their turn of dominance.
OriginalVery different, nevertheless, was the experiment from the theory. The powers, like those of the present Congress, were administered by deputies appointed wholly by the cities in their political capacities; and exercised over them in the same capacities. Hence the weakness, the disorders, and finally the destruction of the confederacy. The more powerful members, instead of being kept in awe and subordination, tyrannized successively over all the rest. Athens, as we learn from Demosthenes, was the arbiter of Greece seventy-three years. The Lacedaemonians next governed it twenty-nine years; at a subsequent period, after the battle of Leuctra, the Thebans had their turn of domination.
Too often, according to Plutarch, the deputies of the strongest cities overawed and bribed those of the weaker, so that judgment went in favor of the most powerful party.
OriginalIt happened but too often, according to Plutarch, that the deputies of the strongest cities awed and corrupted those of the weaker; and that judgment went in favor of the most powerful party.
Even in the midst of dangerous defensive wars against Persia and Macedon, the members never acted in concert, and some number of them were forever the dupes or the hirelings of the common enemy. The gaps between foreign wars were filled with domestic upheaval and slaughter.
OriginalEven in the midst of defensive and dangerous wars with Persia and Macedon, the members never acted in concert, and were, more or fewer of them, eternally the dupes or the hirelings of the common enemy. The intervals of foreign war were filled up by domestic vicissitudes convulsions, and carnage.
After the war with Xerxes, the Spartans demanded that a number of cities be expelled from the confederacy for their unfaithful conduct. The Athenians, seeing that this would cost the Spartans fewer partisans than themselves and would make them masters of the council, vigorously opposed and defeated the plan. This one episode shows at once the weakness of the union, the ambition and jealousy of its most powerful members, and the dependent, degraded state of the rest. The smaller members, entitled in theory to circle the common center in equal pride and majesty, had in fact become satellites of the greater bodies.
OriginalAfter the conclusion of the war with Xerxes, it appears that the Lacedaemonians required that a number of the cities should be turned out of the confederacy for the unfaithful part they had acted. The Athenians, finding that the Lacedaemonians would lose fewer partisans by such a measure than themselves, and would become masters of the public deliberations, vigorously opposed and defeated the attempt. This piece of history proves at once the inefficiency of the union, the ambition and jealousy of its most powerful members, and the dependent and degraded condition of the rest. The smaller members, though entitled by the theory of their system to revolve in equal pride and majesty around the common center, had become, in fact, satellites of the orbs of primary magnitude.
Had the Greeks, says the Abbe Milot, been as wise as they were brave, experience would have taught them the need for a closer union, and they would have used the peace that followed their success against Persia to bring it about. Instead, Athens and Sparta, puffed up by their victories and glory, became first rivals and then enemies, and did each other far more harm than Xerxes had done them. Their mutual jealousies, fears, hatreds, and injuries ended in the famous Peloponnesian War, which itself ended in the ruin and slavery of the very Athenians who had begun it.
OriginalHad the Greeks, says the Abbe Milot, been as wise as they were courageous, they would have been admonished by experience of the necessity of a closer union, and would have availed themselves of the peace which followed their success against the Persian arms, to establish such a reformation. Instead of this obvious policy, Athens and Sparta, inflated with the victories and the glory they had acquired, became first rivals and then enemies; and did each other infinitely more mischief than they had suffered from Xerxes. Their mutual jealousies, fears, hatreds, and injuries ended in the celebrated Peloponnesian war; which itself ended in the ruin and slavery of the Athenians who had begun it.
As a weak government, even when not at war, is always shaken by internal quarrels, so those quarrels never fail to bring fresh calamities from abroad. When the Phocians plowed up some consecrated ground belonging to the temple of Apollo, the Amphictyonic council, in keeping with the superstition of the age, fined the offenders. The Phocians, backed by Athens and Sparta, refused to submit. The Thebans and others undertook to uphold the authority of the Amphictyons and avenge the offended god. Being the weaker side, they called in the help of Philip of Macedon, who had secretly nursed the quarrel. Philip gladly seized the chance to carry out designs he had long laid against the liberties of Greece. By his intrigues and bribes he won over the popular leaders of several cities; through their influence and votes he gained a seat on the Amphictyonic council; and by his arts and his arms he made himself master of the confederacy.
OriginalAs a weak government, when not at war, is ever agitated by internal dissentions, so these never fail to bring on fresh calamities from abroad. The Phocians having ploughed up some consecrated ground belonging to the temple of Apollo, the Amphictyonic council, according to the superstition of the age, imposed a fine on the sacrilegious offenders. The Phocians, being abetted by Athens and Sparta, refused to submit to the decree. The Thebans, with others of the cities, undertook to maintain the authority of the Amphictyons, and to avenge the violated god. The latter, being the weaker party, invited the assistance of Philip of Macedon, who had secretly fostered the contest. Philip gladly seized the opportunity of executing the designs he had long planned against the liberties of Greece. By his intrigues and bribes he won over to his interests the popular leaders of several cities; by their influence and votes, gained admission into the Amphictyonic council; and by his arts and his arms, made himself master of the confederacy.
Such were the consequences of the false principle on which this notable body was founded. Had Greece, says a shrewd observer of her fate, been bound by a stricter confederation and held to it, she would never have worn the chains of Macedon, and might have stood as a barrier against the vast ambitions of Rome.
OriginalSuch were the consequences of the fallacious principle on which this interesting establishment was founded. Had Greece, says a judicious observer on her fate, been united by a stricter confederation, and persevered in her union, she would never have worn the chains of Macedon; and might have proved a barrier to the vast projects of Rome.
The Achaean league was another society of Greek republics, and it too offers valuable instruction.
OriginalThe Achaean league, as it is called, was another society of Grecian republics, which supplies us with valuable instruction.
Here the union was far closer, and its organization much wiser, than in the former case. And so it will appear that, though it met a similar fate, it by no means equally deserved it.
OriginalThe Union here was far more intimate, and its organization much wiser, than in the preceding instance. It will accordingly appear, that though not exempt from a similar catastrophe, it by no means equally deserved it.
The cities of this league kept their local jurisdiction, appointed their own officers, and enjoyed perfect equality. The senate in which they were represented had the sole right of peace and war, of sending and receiving ambassadors, of making treaties and alliances, and of appointing a chief magistrate, or praetor, who commanded their armies. With the advice and consent of ten senators, this magistrate not only administered the government while the senate was in recess but had a large share in its deliberations when it met. The original constitution named two praetors, but experience led them to prefer a single one.
OriginalThe cities composing this league retained their municipal jurisdiction, appointed their own officers, and enjoyed a perfect equality. The senate, in which they were represented, had the sole and exclusive right of peace and war; of sending and receiving ambassadors; of entering into treaties and alliances; of appointing a chief magistrate or praetor, as he was called, who commanded their armies, and who, with the advice and consent of ten of the senators, not only administered the government in the recess of the senate, but had a great share in its deliberations, when assembled. According to the primitive constitution, there were two praetors associated in the administration; but on trial a single one was preferred.
It appears that the cities had the same laws and customs, the same weights and measures, and the same money. How far this came from the authority of the federal council is left uncertain; it is said only that the cities were in effect compelled to adopt the same laws and usages. When Sparta was brought into the league by Philopoemen, it meant abolishing the institutions and laws of Lycurgus and adopting those of the Achaeans. The Amphictyonic confederacy, of which Sparta had been a member, had left her the full exercise of her own government and laws. This difference alone marks a very real difference in the spirit of the two systems.
OriginalIt appears that the cities had all the same laws and customs, the same weights and measures, and the same money. But how far this effect proceeded from the authority of the federal council is left in uncertainty. It is said only that the cities were in a manner compelled to receive the same laws and usages. When Lacedaemon was brought into the league by Philopoemen, it was attended with an abolition of the institutions and laws of Lycurgus, and an adoption of those of the Achaeans. The Amphictyonic confederacy, of which she had been a member, left her in the full exercise of her government and her legislation. This circumstance alone proves a very material difference in the genius of the two systems.
It is much to be regretted that so few records of this remarkable political structure survive. Could its inner workings and regular operation be known, it would probably shed more light on the science of federal government than any other experiment of the kind we know of.
OriginalIt is much to be regretted that such imperfect monuments remain of this curious political fabric. Could its interior structure and regular operation be ascertained, it is probable that more light would be thrown by it on the science of federal government, than by any of the like experiments with which we are acquainted.
One fact seems to be attested by every historian who touches Achaean affairs. Both after the league was renewed by Aratus, and before it was dissolved by the arts of Macedon, there was far more moderation and justice in its government, and far less violence and sedition among its people, than in any of the cities that exercised all the powers of sovereignty singly. The Abbe Mably, in his observations on Greece, says that popular government, so stormy elsewhere, caused no such disorders among the members of the Achaean republic, because there it was tempered by the general authority and laws of the confederacy.
OriginalOne important fact seems to be witnessed by all the historians who take notice of Achaean affairs. It is, that as well after the renovation of the league by Aratus, as before its dissolution by the arts of Macedon, there was infinitely more of moderation and justice in the administration of its government, and less of violence and sedition in the people, than were to be found in any of the cities exercising SINGLY all the prerogatives of sovereignty. The Abbe Mably, in his observations on Greece, says that the popular government, which was so tempestuous elsewhere, caused no disorders in the members of the Achaean republic, BECAUSE IT WAS THERE TEMPERED BY THE GENERAL AUTHORITY AND LAWS OF THE CONFEDERACY.
We should not conclude too quickly, however, that faction did not to some degree stir the individual cities, much less that perfect order and harmony reigned in the whole system. The opposite is plain enough in the fortunes and fate of the republic.
OriginalWe are not to conclude too hastily, however, that faction did not, in a certain degree, agitate the particular cities; much less that a due subordination and harmony reigned in the general system. The contrary is sufficiently displayed in the vicissitudes and fate of the republic.
While the Amphictyonic confederacy lasted, the Achaean league, which took in only the lesser cities, made little figure in Greece. When the former fell to Macedon, the latter was spared by the policy of Philip and Alexander. Under their successors, though, a different policy prevailed: the arts of division were used against the Achaeans, each city was drawn into a separate interest, and the union dissolved. Some cities fell under the tyranny of Macedonian garrisons, others under usurpers who rose out of their own confusions.
Before long, shame and oppression woke their love of liberty. A few cities reunited; others followed as chances came to cut off their tyrants; and the league soon embraced almost the whole Peloponnesus. Macedon watched its growth but was kept by internal quarrels from stopping it. All Greece caught the enthusiasm and seemed ready to unite in one confederacy, when the jealousy of Sparta and Athens at the rising glory of the Achaeans threw a fatal chill on the enterprise. Fearing Macedon, the league sought alliance with the kings of Egypt and Syria, rivals of the Macedonian king. This policy was undone by Cleomenes, king of Sparta, whose ambition led him to attack his Achaean neighbors, and who had influence enough with the Egyptian and Syrian princes to break their engagements with the league.
The Achaeans now had to choose between submitting to Cleomenes and begging aid from Macedon, their old oppressor. They chose the latter. The quarrels of the Greeks always gave that powerful neighbor a welcome chance to meddle. A Macedonian army soon appeared, Cleomenes was beaten, and the Achaeans learned, as often happens, that a victorious and powerful ally is only another name for a master. All their most abject submissions could win from him was leave to keep their own laws. Philip, now on the throne of Macedon, soon provoked fresh combinations among the Greeks by his tyrannies. The Achaeans, weakened by internal strife and by the revolt of one of their members, Messene, joined the Aetolians and Athenians and raised the standard of resistance. Finding themselves still unequal to the task, they once more took the dangerous step of calling in foreign arms. The Romans, invited to help, eagerly accepted. Philip was beaten and Macedon subdued.
A new crisis then came upon the league. Quarrels broke out among its members, and the Romans fed them. Callicrates and other popular leaders became paid tools for entrapping their countrymen. To nourish discord all the more, the Romans had, to the astonishment of those who trusted their sincerity, already proclaimed universal liberty throughout Greece. With the same treacherous aim, they now lured members away from the league by appealing to their pride, telling them the league violated their sovereignty. By these arts this union, the last hope of Greece and of ancient liberty, was torn to pieces, and such weakness and disorder followed that the arms of Rome had little trouble completing the ruin their arts had begun. The Achaeans were cut to pieces, and Achaia was loaded with the chains under which it groans to this hour.
OriginalWhilst the Amphictyonic confederacy remained, that of the Achaeans, which comprehended the less important cities only, made little figure on the theatre of Greece. When the former became a victim to Macedon, the latter was spared by the policy of Philip and Alexander. Under the successors of these princes, however, a different policy prevailed. The arts of division were practiced among the Achaeans. Each city was seduced into a separate interest; the union was dissolved. Some of the cities fell under the tyranny of Macedonian garrisons; others under that of usurpers springing out of their own confusions. Shame and oppression erelong awaken their love of liberty. A few cities reunited. Their example was followed by others, as opportunities were found of cutting off their tyrants. The league soon embraced almost the whole Peloponnesus. Macedon saw its progress; but was hindered by internal dissensions from stopping it. All Greece caught the enthusiasm and seemed ready to unite in one confederacy, when the jealousy and envy in Sparta and Athens, of the rising glory of the Achaeans, threw a fatal damp on the enterprise. The dread of the Macedonian power induced the league to court the alliance of the Kings of Egypt and Syria, who, as successors of Alexander, were rivals of the king of Macedon. This policy was defeated by Cleomenes, king of Sparta, who was led by his ambition to make an unprovoked attack on his neighbors, the Achaeans, and who, as an enemy to Macedon, had interest enough with the Egyptian and Syrian princes to effect a breach of their engagements with the league. The Achaeans were now reduced to the dilemma of submitting to Cleomenes, or of supplicating the aid of Macedon, its former oppressor. The latter expedient was adopted. The contests of the Greeks always afforded a pleasing opportunity to that powerful neighbor of intermeddling in their affairs. A Macedonian army quickly appeared. Cleomenes was vanquished. The Achaeans soon experienced, as often happens, that a victorious and powerful ally is but another name for a master. All that their most abject compliances could obtain from him was a toleration of the exercise of their laws. Philip, who was now on the throne of Macedon, soon provoked by his tyrannies, fresh combinations among the Greeks. The Achaeans, though weakened by internal dissensions and by the revolt of Messene, one of its members, being joined by the AEtolians and Athenians, erected the standard of opposition. Finding themselves, though thus supported, unequal to the undertaking, they once more had recourse to the dangerous expedient of introducing the succor of foreign arms. The Romans, to whom the invitation was made, eagerly embraced it. Philip was conquered; Macedon subdued. A new crisis ensued to the league. Dissensions broke out among it members. These the Romans fostered. Callicrates and other popular leaders became mercenary instruments for inveigling their countrymen. The more effectually to nourish discord and disorder the Romans had, to the astonishment of those who confided in their sincerity, already proclaimed universal liberty throughout Greece. With the same insidious views, they now seduced the members from the league, by representing to their pride the violation it committed on their sovereignty. By these arts this union, the last hope of Greece, the last hope of ancient liberty, was torn into pieces; and such imbecility and distraction introduced, that the arms of Rome found little difficulty in completing the ruin which their arts had commenced. The Achaeans were cut to pieces, and Achaia loaded with chains, under which it is groaning at this hour.
I have thought it worthwhile to sketch this important stretch of history, both because it teaches more than one lesson and because, as a supplement to the outline of the Achaean constitution, it strikingly shows how federal bodies tend toward anarchy among the members rather than tyranny in the head.
OriginalI have thought it not superfluous to give the outlines of this important portion of history; both because it teaches more than one lesson, and because, as a supplement to the outlines of the Achaean constitution, it emphatically illustrates the tendency of federal bodies rather to anarchy among the members, than to tyranny in the head. PUBLIUS
Federalist 19
Generated summaryThe Germanic empire, Poland, and the Swiss cantons each show that governing sovereign states rather than individuals breeds constant civil war among members, foreign meddling, and paralyzed defense, since jealous, formally equal sovereigns cannot be compelled without extreme measures.Key points
The Germanic empire, a community of sovereigns, is a nerveless body: unable to govern its members, defenseless abroad, forever in ferment.
On paper its diet and emperor wield grand powers, to legislate, make war, coin money, and ban a defiant member.
In practice its history is endless war, emperor against princes and states against states, with requisitions ignored and foreigners meddling.
The circles meant to enforce its laws only exposed the vice, either failing or executing with the devastation of civil war.
What holds it together is the members’ weakness and the emperor’s private weight, while neighbors keep it weak on purpose.
Poland, a government over local sovereigns, confirms it: unfit for self-rule or defense, and lately dismembered by its neighbors.
The Swiss are barely a confederacy, held by geography and fear, not federal power; religious quarrels split them into separate diets.
The ancient confederacies cited in my last paper do not exhaust the store of experience on this subject. There are living institutions, built on a similar principle, that deserve particular notice. The first that presents itself is the Germanic body.
OriginalTHE examples of ancient confederacies, cited in my last paper, have not exhausted the source of experimental instruction on this subject. There are existing institutions, founded on a similar principle, which merit particular consideration. The first which presents itself is the Germanic body.
In the early ages of Christianity, Germany was held by seven distinct nations with no common chief. One of them, the Franks, having conquered the Gauls, founded the kingdom that took their name. In the ninth century their warlike monarch Charlemagne carried his victorious arms in every direction, and Germany became part of his vast dominions. When his empire was divided among his sons, this part was raised into a separate and independent empire. Charlemagne and his immediate descendants held the reality, as well as the marks and dignity, of imperial power. But the chief vassals, whose fiefs had become hereditary and who made up the national diets that Charlemagne had not abolished, gradually threw off the yoke and rose to sovereign independence. The imperial power could not restrain such mighty dependents or preserve the unity and peace of the empire. The most savage private wars, with every kind of calamity, were waged between the various princes and states. The imperial authority, unable to keep order, declined by degrees until it was nearly extinct in the anarchy that filled the long interval between the death of the last emperor of the Suabian line and the accession of the first of the Austrian line. In the eleventh century the emperors held full sovereignty; by the fifteenth they had little more than the symbols and trappings of power.
OriginalIn the early ages of Christianity, Germany was occupied by seven distinct nations, who had no common chief. The Franks, one of the number, having conquered the Gauls, established the kingdom which has taken its name from them. In the ninth century Charlemagne, its warlike monarch, carried his victorious arms in every direction; and Germany became a part of his vast dominions. On the dismemberment, which took place under his sons, this part was erected into a separate and independent empire. Charlemagne and his immediate descendants possessed the reality, as well as the ensigns and dignity of imperial power. But the principal vassals, whose fiefs had become hereditary, and who composed the national diets which Charlemagne had not abolished, gradually threw off the yoke and advanced to sovereign jurisdiction and independence. The force of imperial sovereignty was insufficient to restrain such powerful dependants; or to preserve the unity and tranquillity of the empire. The most furious private wars, accompanied with every species of calamity, were carried on between the different princes and states. The imperial authority, unable to maintain the public order, declined by degrees till it was almost extinct in the anarchy, which agitated the long interval between the death of the last emperor of the Suabian, and the accession of the first emperor of the Austrian lines. In the eleventh century the emperors enjoyed full sovereignty: In the fifteenth they had little more than the symbols and decorations of power.
Out of this feudal system, which itself has many features of a confederacy, grew the federal system of the Germanic empire. Its powers are lodged in a diet that represents the members of the confederacy; in the emperor, who is the executive magistrate, with a veto over the diet’s decrees; and in the imperial chamber and the aulic council, two courts with supreme jurisdiction over disputes concerning the empire or arising among its members.
OriginalOut of this feudal system, which has itself many of the important features of a confederacy, has grown the federal system which constitutes the Germanic empire. Its powers are vested in a diet representing the component members of the confederacy; in the emperor, who is the executive magistrate, with a negative on the decrees of the diet; and in the imperial chamber and the aulic council, two judiciary tribunals having supreme jurisdiction in controversies which concern the empire, or which happen among its members.
The diet holds the general power of legislating for the empire; of making war and peace; of forming alliances; of assessing quotas of troops and money; of building fortresses; of regulating coin; of admitting new members; and of placing disobedient members under the ban of the empire, by which the offender loses his sovereign rights and forfeits his possessions. The members are expressly forbidden to make compacts harmful to the empire, to lay tolls and duties on their trade with one another without the consent of emperor and diet, to alter the value of money, to wrong one another, or to shelter disturbers of the public peace; and the ban is threatened against any who break these rules. The members of the diet, as such, are in all cases subject to the judgment of emperor and diet, and in their private capacities to the aulic council and imperial chamber.
OriginalThe diet possesses the general power of legislating for the empire; of making war and peace; contracting alliances; assessing quotas of troops and money; constructing fortresses; regulating coin; admitting new members; and subjecting disobedient members to the ban of the empire, by which the party is degraded from his sovereign rights and his possessions forfeited. The members of the confederacy are expressly restricted from entering into compacts prejudicial to the empire; from imposing tolls and duties on their mutual intercourse, without the consent of the emperor and diet; from altering the value of money; from doing injustice to one another; or from affording assistance or retreat to disturbers of the public peace. And the ban is denounced against such as shall violate any of these restrictions. The members of the diet, as such, are subject in all cases to be judged by the emperor and diet, and in their private capacities by the aulic council and imperial chamber.
The emperor’s prerogatives are many. The chief are his exclusive right to lay proposals before the diet, to veto its resolutions, to name ambassadors, to grant dignities and titles, to fill vacant electorates, to found universities, to grant privileges not harmful to the states of the empire, to receive and spend the public revenues, and generally to watch over the public safety. In certain cases the electors form a council to advise him. As emperor he holds no territory within the empire and receives no revenue for his support; but his revenue and dominions in other capacities make him one of the most powerful princes in Europe.
OriginalThe prerogatives of the emperor are numerous. The most important of them are: his exclusive right to make propositions to the diet; to negative its resolutions; to name ambassadors; to confer dignities and titles; to fill vacant electorates; to found universities; to grant privileges not injurious to the states of the empire; to receive and apply the public revenues; and generally to watch over the public safety. In certain cases, the electors form a council to him. In quality of emperor, he possesses no territory within the empire, nor receives any revenue for his support. But his revenue and dominions, in other qualities, constitute him one of the most powerful princes in Europe.
From so grand a parade of constitutional powers in the head and representatives of this confederacy, one would naturally suppose it must be an exception to the character of its kindred systems. Nothing could be further from the truth. The basic principle on which it rests, that the empire is a community of sovereigns, that the diet represents sovereigns, and that the laws are addressed to sovereigns, makes the empire a nerveless body: unable to govern its own members, defenseless against outside dangers, and shaken by unceasing ferment within.
OriginalFrom such a parade of constitutional powers, in the representatives and head of this confederacy, the natural supposition would be, that it must form an exception to the general character which belongs to its kindred systems. Nothing would be further from the reality. The fundamental principle on which it rests, that the empire is a community of sovereigns, that the diet is a representation of sovereigns and that the laws are addressed to sovereigns, renders the empire a nerveless body, incapable of regulating its own members, insecure against external dangers, and agitated with unceasing fermentations in its own bowels.
The history of Germany is a history of wars: between the emperor and the princes and states, and among the princes and states themselves. It is a history of the license of the strong and the oppression of the weak, of foreign intrusions and foreign intrigues, of requisitions of men and money ignored or only partly met. It is a history of attempts to enforce them that failed entirely, or ended in slaughter and desolation that swept the innocent along with the guilty; a history of general weakness, confusion, and misery.
OriginalThe history of Germany is a history of wars between the emperor and the princes and states; of wars among the princes and states themselves; of the licentiousness of the strong, and the oppression of the weak; of foreign intrusions, and foreign intrigues; of requisitions of men and money disregarded, or partially complied with; of attempts to enforce them, altogether abortive, or attended with slaughter and desolation, involving the innocent with the guilty; of general imbecility, confusion, and misery.
In the sixteenth century the emperor, with one part of the empire on his side, was seen at war with the other princes and states. In one clash the emperor himself was put to flight and nearly captured by the elector of Saxony. The late king of Prussia was more than once matched against his imperial sovereign, and usually proved the stronger. Disputes and wars among the members have been so common that the German annals are crowded with their bloody pages. Before the Peace of Westphalia, Germany was laid waste by a war of thirty years, in which the emperor with half the empire stood on one side and Sweden with the other half on the opposite side. Peace was at last negotiated and dictated by foreign powers, and its articles, to which foreign powers are parties, became a fundamental part of the Germanic constitution.
OriginalIn the sixteenth century, the emperor, with one part of the empire on his side, was seen engaged against the other princes and states. In one of the conflicts, the emperor himself was put to flight, and very near being made prisoner by the elector of Saxony. The late king of Prussia was more than once pitted against his imperial sovereign; and commonly proved an overmatch for him. Controversies and wars among the members themselves have been so common, that the German annals are crowded with the bloody pages which describe them. Previous to the peace of Westphalia, Germany was desolated by a war of thirty years, in which the emperor, with one half of the empire, was on one side, and Sweden, with the other half, on the opposite side. Peace was at length negotiated, and dictated by foreign powers; and the articles of it, to which foreign powers are parties, made a fundamental part of the Germanic constitution.
If in some emergency the nation happens to be more united by the need for self-defense, its situation is still wretched. Military preparations must be preceded by so many tedious debates, born of the jealousies, pride, and clashing claims of sovereign bodies, that before the diet can settle its arrangements the enemy is in the field, and before the federal troops are ready to take it, the enemy is retiring into winter quarters.
OriginalIf the nation happens, on any emergency, to be more united by the necessity of self-defense, its situation is still deplorable. Military preparations must be preceded by so many tedious discussions, arising from the jealousies, pride, separate views, and clashing pretensions of sovereign bodies, that before the diet can settle the arrangements, the enemy are in the field; and before the federal troops are ready to take it, are retiring into winter quarters.
The small body of national troops judged necessary in time of peace is poorly kept up, badly paid, infected with local prejudices, and supported by irregular and unequal contributions to the treasury.
OriginalThe small body of national troops, which has been judged necessary in time of peace, is defectively kept up, badly paid, infected with local prejudices, and supported by irregular and disproportionate contributions to the treasury.
The impossibility of keeping order and dispensing justice among these sovereign subjects led to the experiment of dividing the empire into nine or ten circles, or districts, giving each an internal organization, and charging them with enforcing the laws against delinquent and defiant members. The experiment only showed the radical vice of the constitution more clearly. Each circle is a miniature of the deformities of this political monster. They either fail to carry out their commissions or carry them out with all the devastation of civil war. Sometimes whole circles are the defaulters, and then they add to the very mischief they were meant to cure.
OriginalThe impossibility of maintaining order and dispensing justice among these sovereign subjects, produced the experiment of dividing the empire into nine or ten circles or districts; of giving them an interior organization, and of charging them with the military execution of the laws against delinquent and contumacious members. This experiment has only served to demonstrate more fully the radical vice of the constitution. Each circle is the miniature picture of the deformities of this political monster. They either fail to execute their commissions, or they do it with all the devastation and carnage of civil war. Sometimes whole circles are defaulters; and then they increase the mischief which they were instituted to remedy.
We may judge this scheme of military coercion from an instance given by Thuanus. In Donawerth, a free imperial city of the circle of Suabia, the Abbe de St. Croix enjoyed certain reserved privileges. While exercising them on some public occasion, he was assaulted by the townspeople. The result was that the city was placed under the ban of the empire, and the Duke of Bavaria, though director of another circle, was appointed to enforce it. He soon appeared before the city with ten thousand troops, and finding it a fit occasion, as he had secretly meant all along, to revive an old claim, he took possession of the city in his own name, disarmed and punished the inhabitants, and annexed it to his own domains.
OriginalWe may form some judgment of this scheme of military coercion from a sample given by Thuanus. In Donawerth, a free and imperial city of the circle of Suabia, the Abbe de St. Croix enjoyed certain immunities which had been reserved to him. In the exercise of these, on some public occasions, outrages were committed on him by the people of the city. The consequence was that the city was put under the ban of the empire, and the Duke of Bavaria, though director of another circle, obtained an appointment to enforce it. He soon appeared before the city with a corps of ten thousand troops, and finding it a fit occasion, as he had secretly intended from the beginning, to revive an antiquated claim, on the pretext that his ancestors had suffered the place to be dismembered from his territory, he took possession of it in his own name, disarmed, and punished the inhabitants, and reannexed the city to his domains.
It may be asked what has so long kept this disjointed machine from falling entirely to pieces. The answer is plain. It is the weakness of most of the members, unwilling to expose themselves to the mercy of foreign powers; the weakness of the principal members compared with the great powers around them; the vast weight and influence the emperor draws from his own hereditary dominions; and the interest he takes in preserving a system tied to his family pride and making him the first prince in Europe. These causes prop up a feeble and precarious union, while the repellent quality inherent in sovereignty, growing stronger with time, blocks any reform founded on a proper consolidation. Nor is it likely, even if this obstacle could be overcome, that the neighboring powers would allow a change that gave the empire the strength it deserves. Foreign nations have long thought themselves interested in the shifts of this constitution, and have more than once shown their policy of keeping it weak and anarchic.
OriginalIt may be asked, perhaps, what has so long kept this disjointed machine from falling entirely to pieces? The answer is obvious: The weakness of most of the members, who are unwilling to expose themselves to the mercy of foreign powers; the weakness of most of the principal members, compared with the formidable powers all around them; the vast weight and influence which the emperor derives from his separate and hereditary dominions; and the interest he feels in preserving a system with which his family pride is connected, and which constitutes him the first prince in Europe;--these causes support a feeble and precarious Union; whilst the repellant quality, incident to the nature of sovereignty, and which time continually strengthens, prevents any reform whatever, founded on a proper consolidation. Nor is it to be imagined, if this obstacle could be surmounted, that the neighboring powers would suffer a revolution to take place which would give to the empire the force and preeminence to which it is entitled. Foreign nations have long considered themselves as interested in the changes made by events in this constitution; and have, on various occasions, betrayed their policy of perpetuating its anarchy and weakness.
If more direct examples were needed, Poland, a government over local sovereigns, might fairly be cited. No proof could be more striking of the calamities such institutions bring. Unfit alike for self-government and self-defense, it has long lain at the mercy of its powerful neighbors, who have lately had the mercy to relieve it of a third of its people and territory.
OriginalIf more direct examples were wanting, Poland, as a government over local sovereigns, might not improperly be taken notice of. Nor could any proof more striking be given of the calamities flowing from such institutions. Equally unfit for self-government and self-defense, it has long been at the mercy of its powerful neighbors; who have lately had the mercy to disburden it of one third of its people and territories.
The connection among the Swiss cantons scarcely amounts to a confederacy, though it is sometimes cited as proof of the stability of such institutions.
OriginalThe connection among the Swiss cantons scarcely amounts to a confederacy; though it is sometimes cited as an instance of the stability of such institutions.
They have no common treasury, no common troops even in war, no common coin, no common court, nor any other common mark of sovereignty.
OriginalThey have no common treasury; no common troops even in war; no common coin; no common judicatory; nor any other common mark of sovereignty.
They are held together by their peculiar geography, by their individual weakness and smallness, and by the fear of powerful neighbors, to one of whom they were once subject. They are held together, too, by the few grounds for quarrel among a people of such simple and similar manners, by their shared interest in their dependent possessions, and by the mutual aid they need for suppressing insurrections, aid expressly promised and often given. And they are held together by the need for some regular way to settle disputes among the cantons. That provision is this: the parties at odds each choose four judges from the neutral cantons, who, if they disagree, choose an umpire. This tribunal, under an oath of impartiality, gives a final sentence that all the cantons must enforce. How well this works may be judged from a clause in their 1683 treaty with Victor Amadeus of Savoy, in which he binds himself to mediate disputes between the cantons and to use force, if need be, against the stubborn party.
OriginalThey are kept together by the peculiarity of their topographical position; by their individual weakness and insignificancy; by the fear of powerful neighbors, to one of which they were formerly subject; by the few sources of contention among a people of such simple and homogeneous manners; by their joint interest in their dependent possessions; by the mutual aid they stand in need of, for suppressing insurrections and rebellions, an aid expressly stipulated and often required and afforded; and by the necessity of some regular and permanent provision for accommodating disputes among the cantons. The provision is, that the parties at variance shall each choose four judges out of the neutral cantons, who, in case of disagreement, choose an umpire. This tribunal, under an oath of impartiality, pronounces definitive sentence, which all the cantons are bound to enforce. The competency of this regulation may be estimated by a clause in their treaty of 1683, with Victor Amadeus of Savoy; in which he obliges himself to interpose as mediator in disputes between the cantons, and to employ force, if necessary, against the contumacious party.
So far as their peculiar case allows comparison with the United States, it confirms the principle I mean to establish. Whatever force the union had in ordinary cases, it appears that the moment a serious cause of difference arose, one that tested its strength, it failed. The disputes over religion, which three times kindled violent and bloody contests, may be said in fact to have split the league. Since then the Protestant and Catholic cantons have held separate diets, where all the most important matters are settled, leaving the general diet little to do but manage the common dependencies.
OriginalSo far as the peculiarity of their case will admit of comparison with that of the United States, it serves to confirm the principle intended to be established. Whatever efficacy the union may have had in ordinary cases, it appears that the moment a cause of difference sprang up, capable of trying its strength, it failed. The controversies on the subject of religion, which in three instances have kindled violent and bloody contests, may be said, in fact, to have severed the league. The Protestant and Catholic cantons have since had their separate diets, where all the most important concerns are adjusted, and which have left the general diet little other business than to take care of the common bailages.
That separation had another consequence worth noting. It produced opposite foreign alliances: Berne, at the head of the Protestant group, with the United Provinces, and Luzerne, at the head of the Catholic group, with France.
OriginalThat separation had another consequence, which merits attention. It produced opposite alliances with foreign powers: of Berne, at the head of the Protestant association, with the United Provinces; and of Luzerne, at the head of the Catholic association, with France. PUBLIUS
Federalist 20
Generated summaryThe Dutch Republic's elaborate constitution, requiring unanimity among seven provinces, looks sound on paper but fails in practice, forcing officials to break their own rules just to function, proof that a government over governments cannot really govern at all.Key points
The Dutch confederacy confirms every lesson: weak government, discord among provinces, foreign influence, precarious in peace and calamitous in war.
On parchment the States-General and stadtholder hold broad powers, but every major act needs unanimity and the constituents’ consent.
In practice unanimity paralyzes it: quotas go unpaid, the constitution is waived, and deficiencies are collected at bayonet-point.
Foreign envoys defeat its measures by tampering with the provinces, and in emergencies the States-General must overleap their bounds.
A weak constitution ends in dissolution or usurpation; only the stadtholder and the pressure of neighbors have kept it alive.
Four times the patriots convened to reform these fatal vices, and four times they failed; the people now face convulsion and invasion.
Experience is the oracle: a government over governments, legislating for communities not individuals, is a solecism in theory and ruinous in practice.
The United Netherlands is a confederacy of republics, or rather of aristocracies, with a very remarkable structure, and it confirms every lesson drawn from the confederacies we have already reviewed.
OriginalTHE United Netherlands are a confederacy of republics, or rather of aristocracies of a very remarkable texture, yet confirming all the lessons derived from those which we have already reviewed.
The union is composed of seven coequal and sovereign provinces, and each province is itself a body of equal and independent cities. In all important cases, not only the provinces but the cities must be unanimous.
OriginalThe union is composed of seven coequal and sovereign states, and each state or province is a composition of equal and independent cities. In all important cases, not only the provinces but the cities must be unanimous.
The sovereignty of the union is represented by the States-General, about fifty deputies appointed by the provinces. Some sit for life, some for six, three, or one years, and two provinces keep theirs in office at pleasure.
OriginalThe sovereignty of the Union is represented by the States-General, consisting usually of about fifty deputies appointed by the provinces. They hold their seats, some for life, some for six, three, and one years; from two provinces they continue in appointment during pleasure.
The States-General may make treaties and alliances, make war and peace, raise armies and equip fleets, and set quotas and demand contributions. In all these cases, however, they need unanimity and the approval of their constituents. They also appoint and receive ambassadors, execute existing treaties, collect duties on imports and exports, regulate the mint, and govern the dependent territories. No province may, without general consent, make a foreign treaty, impose duties that injure others, or charge its neighbors more than its own subjects. A council of state, a chamber of accounts, and five colleges of admiralty support the federal administration.
OriginalThe States-General have authority to enter into treaties and alliances; to make war and peace; to raise armies and equip fleets; to ascertain quotas and demand contributions. In all these cases, however, unanimity and the sanction of their constituents are requisite. They have authority to appoint and receive ambassadors; to execute treaties and alliances already formed; to provide for the collection of duties on imports and exports; to regulate the mint, with a saving to the provincial rights; to govern as sovereigns the dependent territories. The provinces are restrained, unless with the general consent, from entering into foreign treaties; from establishing imposts injurious to others, or charging their neighbors with higher duties than their own subjects. A council of state, a chamber of accounts, with five colleges of admiralty, aid and fortify the federal administration.
The executive magistrate of the union is the stadtholder, now a hereditary prince. His weight comes from this independent title, his great family estates, his ties to some of the chief rulers of Europe, and above all from being stadtholder in each province as well as for the union. In the provinces he appoints town magistrates, executes provincial decrees, presides in the provincial courts when he pleases, and holds the power of pardon.
OriginalThe executive magistrate of the union is the stadtholder, who is now an hereditary prince. His principal weight and influence in the republic are derived from this independent title; from his great patrimonial estates; from his family connections with some of the chief potentates of Europe; and, more than all, perhaps, from his being stadtholder in the several provinces, as well as for the union; in which provincial quality he has the appointment of town magistrates under certain regulations, executes provincial decrees, presides when he pleases in the provincial tribunals, and has throughout the power of pardon.
As stadtholder of the union, however, he holds considerable powers of his own.
OriginalAs stadtholder of the union, he has, however, considerable prerogatives.
In his political capacity he settles disputes between the provinces when other methods fail, assists in the deliberations of the States-General, receives foreign ambassadors, and keeps his own agents at foreign courts.
OriginalIn his political capacity he has authority to settle disputes between the provinces, when other methods fail; to assist at the deliberations of the States-General, and at their particular conferences; to give audiences to foreign ambassadors, and to keep agents for his particular affairs at foreign courts.
In his military capacity he commands the federal troops, provides for garrisons, and regulates military affairs generally; he fills every appointment from colonel to ensign and assigns the governments of the fortified towns.
OriginalIn his military capacity he commands the federal troops, provides for garrisons, and in general regulates military affairs; disposes of all appointments, from colonels to ensigns, and of the governments and posts of fortified towns.
In his marine capacity he is admiral-general and directs everything relating to the naval forces. He presides in the admiralties, appoints the lieutenant-admirals and other officers, and establishes councils of war whose sentences take effect only with his approval.
OriginalIn his marine capacity he is admiral-general, and superintends and directs every thing relative to naval forces and other naval affairs; presides in the admiralties in person or by proxy; appoints lieutenant-admirals and other officers; and establishes councils of war, whose sentences are not executed till he approves them.
His revenue, apart from his private income, amounts to three hundred thousand florins, and the standing army he commands consists of about forty thousand men.
OriginalHis revenue, exclusive of his private income, amounts to three hundred thousand florins. The standing army which he commands consists of about forty thousand men.
Such is the celebrated Belgic confederacy as drawn on parchment. What characters has practice stamped upon it? Weakness in the government; discord among the provinces; foreign influence and insults; a precarious existence in peace, and peculiar calamities from war.
OriginalSuch is the nature of the celebrated Belgic confederacy, as delineated on parchment. What are the characters which practice has stamped upon it? Imbecility in the government; discord among the provinces; foreign influence and indignities; a precarious existence in peace, and peculiar calamities from war.
Grotius remarked long ago that nothing but his countrymen’s hatred of the house of Austria kept them from being ruined by the vices of their constitution.
OriginalIt was long ago remarked by Grotius, that nothing but the hatred of his countrymen to the house of Austria kept them from being ruined by the vices of their constitution.
Another respectable writer observes that the union of Utrecht gives the States-General authority seemingly sufficient to secure harmony, but each province’s jealousy makes the practice very different from the theory.
OriginalThe union of Utrecht, says another respectable writer, reposes an authority in the States-General, seemingly sufficient to secure harmony, but the jealousy in each province renders the practice very different from the theory.
The same instrument, a third writer says, obliges each province to levy contributions; but the inland provinces, having little commerce, cannot pay an equal quota, so the article never could and probably never will be executed.
OriginalThe same instrument, says another, obliges each province to levy certain contributions; but this article never could, and probably never will, be executed; because the inland provinces, who have little commerce, cannot pay an equal quota.
In matters of contribution, the practice is simply to waive the articles of the constitution. The danger of delay obliges the consenting provinces to pay their quotas at once and then seek reimbursement from the others however they can. Holland’s great wealth and influence enable her to do both.
OriginalIn matters of contribution, it is the practice to waive the articles of the constitution. The danger of delay obliges the consenting provinces to furnish their quotas, without waiting for the others; and then to obtain reimbursement from the others, by deputations, which are frequent, or otherwise, as they can. The great wealth and influence of the province of Holland enable her to effect both these purposes.
More than once the deficiencies have been collected at the point of the bayonet. That is practicable, though dreadful, where one member outweighs all the rest and the others are too small to resist. It is utterly impracticable where several members are equal in strength and each can mount a vigorous, persevering defense.
OriginalIt has more than once happened, that the deficiencies had to be ultimately collected at the point of the bayonet; a thing practicable, though dreadful, in a confederacy where one of the members exceeds in force all the rest, and where several of them are too small to meditate resistance; but utterly impracticable in one composed of members, several of which are equal to each other in strength and resources, and equal singly to a vigorous and persevering defense.
Sir William Temple, himself a foreign minister, says that foreign envoys defeat measures referred back to the provinces by tampering with the provinces and cities. In 1726 these arts delayed the treaty of Hanover a whole year; such instances are numerous and notorious.
OriginalForeign ministers, says Sir William Temple, who was himself a foreign minister, elude matters taken ad referendum, by tampering with the provinces and cities. In 1726, the treaty of Hanover was delayed by these means a whole year. Instances of a like nature are numerous and notorious.
In critical emergencies the States-General are often forced beyond their constitutional bounds. In 1688 they concluded a treaty on their own, at the risk of their heads. The treaty of Westphalia in 1648, which finally recognized their independence, was made without Zealand’s consent; even the recent peace treaty with Great Britain set aside the rule of unanimity.
A weak constitution must end in dissolution for want of proper powers, or in usurpation of the powers the public safety demands. Whether usurpation stops at a safe point or runs to a dangerous extreme depends on the accidents of the moment. Tyranny has perhaps more often grown from powers seized under a defective constitution than from the full exercise of the largest lawful powers.
OriginalIn critical emergencies, the States-General are often compelled to overleap their constitutional bounds. In 1688, they concluded a treaty of themselves at the risk of their heads. The treaty of Westphalia, in 1648, by which their independence was formerly and finally recognized, was concluded without the consent of Zealand. Even as recently as the last treaty of peace with Great Britain, the constitutional principle of unanimity was departed from. A weak constitution must necessarily terminate in dissolution, for want of proper powers, or the usurpation of powers requisite for the public safety. Whether the usurpation, when once begun, will stop at the salutary point, or go forward to the dangerous extreme, must depend on the contingencies of the moment. Tyranny has perhaps oftener grown out of the assumptions of power, called for, on pressing exigencies, by a defective constitution, than out of the full exercise of the largest constitutional authorities.
Despite the calamities the stadtholdership has produced, many suppose that without his influence in the provinces, the confederacy’s anarchy would long ago have dissolved it. The Abbe Mably says the union could never have survived without a spring within the provinces to quicken their slowness and force them to think alike; that spring is the stadtholder. Sir William Temple adds that when the stadtholdership lapsed, Holland’s riches and authority supplied its place and drew the others into a sort of dependence.
OriginalNotwithstanding the calamities produced by the stadtholdership, it has been supposed that without his influence in the individual provinces, the causes of anarchy manifest in the confederacy would long ago have dissolved it. "Under such a government," says the Abbe Mably, "the Union could never have subsisted, if the provinces had not a spring within themselves, capable of quickening their tardiness, and compelling them to the same way of thinking. This spring is the stadtholder." It is remarked by Sir William Temple, "that in the intermissions of the stadtholdership, Holland, by her riches and her authority, which drew the others into a sort of dependence, supplied the place."
These are not the only circumstances that have checked the tendency toward anarchy and dissolution. The surrounding powers make some degree of union absolutely necessary, even while their intrigues feed the constitutional vices that keep the republic always somewhat at their mercy.
OriginalThese are not the only circumstances which have controlled the tendency to anarchy and dissolution. The surrounding powers impose an absolute necessity of union to a certain degree, at the same time that they nourish by their intrigues the constitutional vices which keep the republic in some degree always at their mercy.
The true patriots have long mourned these fatal vices; four times they have convened extraordinary assemblies for the special purpose of applying a remedy. Each time their zeal has found it impossible to unite the public councils in reforming the acknowledged and fatal evils of the existing constitution. Let us pause, my fellow-citizens, over this melancholy and cautionary lesson of history. While we weep for the calamities brought on mankind by clashing opinions and selfish passions, let us thank Heaven for the happy concord that has marked our own political consultations.
OriginalThe true patriots have long bewailed the fatal tendency of these vices, and have made no less than four regular experiments by EXTRAORDINARY ASSEMBLIES, convened for the special purpose, to apply a remedy. As many times has their laudable zeal found it impossible to UNITE THE PUBLIC COUNCILS in reforming the known, the acknowledged, the fatal evils of the existing constitution. Let us pause, my fellow-citizens, for one moment, over this melancholy and monitory lesson of history; and with the tear that drops for the calamities brought on mankind by their adverse opinions and selfish passions, let our gratitude mingle an ejaculation to Heaven, for the propitious concord which has distinguished the consultations for our political happiness.
A plan was also formed to establish a general tax administered by the federal authority; it too had its adversaries and failed.
OriginalA design was also conceived of establishing a general tax to be administered by the federal authority. This also had its adversaries and failed.
This unhappy people now seem to face the crisis of their destiny: popular convulsions, dissensions among the states, and actual invasion by foreign arms. All nations have their eyes fixed on the awful spectacle. Humanity’s first wish is that this severe trial may end in a revolution of government establishing their union as the parent of tranquility, freedom, and happiness. The next is that our own country, where we trust these blessings will soon be secured, may receive and console them for the catastrophe of theirs.
OriginalThis unhappy people seem to be now suffering from popular convulsions, from dissensions among the states, and from the actual invasion of foreign arms, the crisis of their destiny. All nations have their eyes fixed on the awful spectacle. The first wish prompted by humanity is, that this severe trial may issue in such a revolution of their government as will establish their union, and render it the parent of tranquillity, freedom and happiness: The next, that the asylum under which, we trust, the enjoyment of these blessings will speedily be secured in this country, may receive and console them for the catastrophe of their own.
I make no apology for dwelling so long on these federal precedents. Experience is the oracle of truth, and where its answers are unequivocal they ought to be conclusive and sacred. Here it pronounces a great truth: a sovereignty over sovereigns, a government over governments, a legislation for communities rather than individuals, is a mistake in theory and ruinous in practice. It subverts the order and ends of civil society by substituting violence for law, the coercion of the sword for the mild coercion of the magistrate.
OriginalI make no apology for having dwelt so long on the contemplation of these federal precedents. Experience is the oracle of truth; and where its responses are unequivocal, they ought to be conclusive and sacred. The important truth, which it unequivocally pronounces in the present case, is that a sovereignty over sovereigns, a government over governments, a legislation for communities, as contradistinguished from individuals, as it is a solecism in theory, so in practice it is subversive of the order and ends of civil polity, by substituting VIOLENCE in place of LAW, or the destructive COERCION of the SWORD in place of the mild and salutary COERCION of the MAGISTRACY. PUBLIUS