Quilling illustration for Federalist Nos. 21-22
Federalist Nos. 21-22

Further Defects of the Current Articles of Confederation

Generated summaryHamilton catalogs the Confederation's structural failures: no way to enforce federal law or shield states from internal revolt, an unfair tax formula, no power over trade, deadlock-prone voting rules, no shared court, and a founding that never won direct popular consent.

Federalist 21

Generated summaryThe Confederation can neither punish a state that breaks its laws nor protect a state government against uprising. It also splits the tax burden by land or population, measures that track no state’s real ability to pay.
Key points
  • The Confederation’s chief defect is the want of a sanction: it can neither punish nor coerce a delinquent state.
  • The second article, which the opposition praises, reserves every power not expressly delegated, leaving the Union no shadow of authority to enforce its laws.
  • A further capital defect is the lack of any mutual guaranty: should usurpation seize a state, as it nearly did in Massachusetts, the Union could only look on.
  • State pride calls such a guaranty officious meddling, but it would bar only violent change, never lawful, peaceable reform.
  • Apportioning each state’s contribution by quota is a fundamental error, for neither land nor population measures a state’s real wealth.
  • That inequality would in time dissolve the Union; the true cure is to let the government raise its own revenue by taxes on consumption.
  • Consumption taxes carry their own check: set too high, they curb consumption and yield less, a natural barrier against oppression.

I turn now to our system’s chief defects; to judge the remedy we must know the disease. The next most palpable is the want of a sanction to our laws. The United States cannot punish a state that disobeys, and no article expressly grants force against a delinquent member. Any such right must be inferred against the second article, which reserves to each state every power not expressly delegated. The Constitution’s opponents now praise that clause. Honor it, and the Union has not the shadow of constitutional power to enforce its own laws.

Another capital defect, less pressing, is the want of a mutual guaranty of state governments. Usurpation may trample a state’s liberties, or a faction set up a tyranny, while the Union may lawfully do nothing but watch. Massachusetts shows these dangers are not merely speculative. State pride calls a guaranty meddling in state affairs. That scruple mistakes the guaranty and gives up a chief gain of union. It bars no lawful, peaceful reform by a majority; it acts only against change by violence. It guards as much against usurping rulers as against faction.

Setting each state’s share by quotas is another basic error. Neither the value of land nor the number of people is a just measure of a state’s wealth. Compare Virginia with North Carolina: what each can raise answers to neither. National wealth turns on causes past counting: soil, climate, trade, the nature of the government. So no common measure exists, and no fixed rule of what a state can pay. Split the burden by such a rule, and glaring inequality and oppression follow. Could such quotas be enforced, that alone would in time break up the Union; burdened states will not long bear what others scarcely feel. The evil cannot be separated from the principle.

The only escape is to let the national government raise its own revenue by duties on goods. Each citizen’s share rests in part on his own choice: the rich may be lavish, the poor frugal. Private oppression can always be avoided by choosing the taxed goods with care. What one duty makes uneven, another elsewhere will likely set right. Such taxes also fix their own limit. Pushed too high, they cut buying, invite evasion, and yield less than moderate rates. That is a complete barrier against real oppression, and a natural check on the power to lay them.

Indirect taxes must long furnish our chief revenue. Direct taxes on land and houses admit a rule of apportionment: land value or numbers. Numbers deserve the preference, being simple and sure, for valuing land is a herculean task in a country still settling. Where nothing limits what the government may do, a fixed rule may bring less trouble than a free hand.

Federalist 22

Generated summaryThe Confederation cannot regulate trade, raises men and money by unfair quotas, and lets a small minority block the whole government. It has no national court to keep the laws uniform, and rests on the state legislatures rather than on the people.
Key points
  • Still graver defects remain, and together they show the Confederation cannot be repaired, only replaced.
  • It cannot regulate commerce: no nation will bargain with a Union whose engagements any member may break, and which already grants every advantage for nothing.
  • Raising armies by requisition set the states bidding against each other for men, yielding a costly, fluctuating force and an unequal burden.
  • Equal voting among the states defies the republican maxim of the majority, for a majority of states may be a small minority of the people.
  • Requiring a supermajority poisons the government: like a Polish diet, a fraction the size of Delaware or Rhode Island can halt everything.
  • Unanimity, meant for safety, saps all energy and invites the foreign corruption and domestic faction to which republics are already prone.
  • The Confederation has no judiciary: without courts to expound them, laws are a dead letter, and treaties lie at the mercy of thirteen courts.
  • The system was never ratified by the people but only by the legislatures; national power must instead flow directly from the people themselves.

Other defects remain, no less important. One is the want of a power to regulate commerce. No nation will grant privileges to a Union whose promises any member may break, while it enjoys every advantage in our markets for nothing. Separate state bans have failed to move Britain, for want of a general authority. Meddling state rules already wrong their neighbors, and unchecked would breed discord and clog trade. From these gradual conflicts we may reasonably expect that each state’s citizens would at length be treated by the rest as foreigners.

Under the Articles, raising armies is only a power to ask the states for quotas of men. In the late war this bred an auction for men, with bounties growing huge. Levies came slow, enlistments short, and the shifting army lost its discipline. The burden fell unevenly: states near the war strained, while distant ones hung back. Quotas and requisitions, of men or money, breed weakness in the Union and injustice among its members.

Equal state suffrage is another defect. Rhode Island weighs as much as New York, against the republican maxim of majority rule. That sovereigns are equal is sophistry: a majority of states may be a small minority of the people. The larger states will not long take law from the smaller. The smaller, whose safety depends on the Union, should give up a claim that would prove fatal to it.

Some object that the weightiest measures need nine states, two thirds of the whole. But that does not cure the unequal vote: nine states may hold less than a majority of the people. Requiring more than a majority gives the minority a veto over the greater number. Congress has often stood like a Polish diet, halted by a single vote. Unanimity, meant for safety, saps the government’s energy and sets a corrupt junto above a respectable majority. Such a government must always savor of weakness, and sometimes border upon anarchy.

Such a rule invites more foreign corruption and domestic faction than majority rule. Where a large concurrence is required, we rest satisfied that nothing improper will pass, and forget how much good is prevented. Suppose we were at war beside an ally who would prolong it while our need was peace. His bribes could tie our hands more easily under a two-thirds rule than a bare majority. He has fewer to buy.

These evils are no fancy. Republics admit foreign corruption too easily. A hereditary monarch’s stake in his government leaves little for a foreign power to buy. But a citizen raised to high office may find rewards for betraying his trust that seem to outweigh his share in the common stock. In Sweden the parties were bought by turns by France and England, so openly that the nation’s disgust helped make Europe’s most limited monarch absolute in a day.

One defect crowns the rest: the want of a judiciary power. Laws are a dead letter without courts to fix their meaning, and treaties bind only as law of the land. For uniform rulings they must come at last to one supreme tribunal. The danger grows where state laws cross national ones, for local judges lean toward local views. Our treaties lie open to thirteen legislatures and as many final courts, leaving the Union’s faith and peace to local passions.

I have kept to the most material defects. To any unbiased man the system is too unsound to mend, and needs entire change. A single assembly may hold the slender powers now delegated to the federal head. It cannot hold the greater powers the Union requires. Pile them on, and the machine crumbles from its own weakness, or gathers all sovereignty into one body: the very tyranny our opponents fear, or profess to fear.

The present system was never ratified by the people, only by the state legislatures. Hence hard questions about its powers, and even the claim that a legislature may repeal its own ratification. Gross heresy though that is, respectable men have held it. Our government must rest deeper than delegated power, on the consent of the people, the fountain of all lawful authority.