The Difficulties the Constitutional Convention Had in Making this Plan
by James Madison
Federalist 37
In looking at the flaws of the existing confederation, it became clear that they couldn’t be fixed without a more powerful government than what was already in place. As the goal of these papers is to clearly and fully determine the merits of adopting this Constitution, we must take a holistic view in calculating its effects.
OriginalIN REVIEWING the defects of the existing Confederation, and showing that they cannot be supplied by a government of less energy than that before the public, several of the most important principles of the latter fell of course under consideration. But as the ultimate object of these papers is to determine clearly and fully the merits of this Constitution, and the expediency of adopting it, our plan cannot be complete without taking a more critical and thorough survey of the work of the convention, without examining it on all its sides, comparing it in all its parts, and calculating its probable effects.
In order to have a fair result, we must reflect and speaking candidly.
OriginalThat this remaining task may be executed under impressions conducive to a just and fair result, some reflections must in this place be indulged, which candor previously suggests.
Public measures often lack a balanced approach. The more impactful a subject is, the less likely people are to approach it with an open mind. The proposed Constitution, given its complexity and impact, is likely to stir strong emotions both for and against it. For some, it is obvious that they read it predisposed to condemn. Others read it with a predisposed opposite bias, also putting their opinions in question. I do not mean to depict these views as falsely equivalent, however, in the purity of their intentions. Those reading biased towards the Constitution might be driven by the urgency of the nation’s critical situation, which could be a more forgivable bias than that of the predetermined adversaries. These papers are not meant to address either of these types of people, but rather those who want their country to be happy and can make a fair judgement about it.
OriginalIt is a misfortune, inseparable from human affairs, that public measures are rarely investigated with that spirit of moderation which is essential to a just estimate of their real tendency to advance or obstruct the public good; and that this spirit is more apt to be diminished than promoted, by those occasions which require an unusual exercise of it. To those who have been led by experience to attend to this consideration, it could not appear surprising, that the act of the convention, which recommends so many important changes and innovations, which may be viewed in so many lights and relations, and which touches the springs of so many passions and interests, should find or excite dispositions unfriendly, both on one side and on the other, to a fair discussion and accurate judgment of its merits. In some, it has been too evident from their own publications, that they have scanned the proposed Constitution, not only with a predisposition to censure, but with a predetermination to condemn; as the language held by others betrays an opposite predetermination or bias, which must render their opinions also of little moment in the question. In placing, however, these different characters on a level, with respect to the weight of their opinions, I wish not to insinuate that there may not be a material difference in the purity of their intentions. It is but just to remark in favor of the latter description, that as our situation is universally admitted to be peculiarly critical, and to require indispensably that something should be done for our relief, the predetermined patron of what has been actually done may have taken his bias from the weight of these considerations, as well as from considerations of a sinister nature. The predetermined adversary, on the other hand, can have been governed by no venial motive whatever. The intentions of the first may be upright, as they may on the contrary be culpable. The views of the last cannot be upright, and must be culpable. But the truth is, that these papers are not addressed to persons falling under either of these characters. They solicit the attention of those only, who add to a sincere zeal for the happiness of their country, a temper favorable to a just estimate of the means of promoting it.
These types of people will examine the Constitution not attempting to exaggerate the flaws, and will be realistic in acknowledging that no plan can be entirely without faults given the complexities involved. The framers of the Constitution are only human, and one ought not assume their own opinions are infallible when critiquing the work of others; all are fallible.
OriginalPersons of this character will proceed to an examination of the plan submitted by the convention, not only without a disposition to find or to magnify faults; but will see the propriety of reflecting, that a faultless plan was not to be expected. Nor will they barely make allowances for the errors which may be chargeable on the fallibility to which the convention, as a body of men, were liable; but will keep in mind, that they themselves also are but men, and ought not to assume an infallibility in rejudging the fallible opinions of others.
Aside from having fair motives, many allowances should be made for the difficulties that come with the task given to the convention.
OriginalWith equal readiness will it be perceived, that besides these inducements to candor, many allowances ought to be made for the difficulties inherent in the very nature of the undertaking referred to the convention.
The task of creating the Constitution is startling. It has been shown in these papers that the existing Confederation is founded on faulty principles, and we must therefore change both the foundation and consequently the structure built upon it. Other possible example constitutions also were founded on poor principles. The best that the convention could do was to avoid the errors of the past and allow for a convenient system that is flexible to change over time as flaws become apparent.
OriginalThe novelty of the undertaking immediately strikes us. It has been shown in the course of these papers, that the existing Confederation is founded on principles which are fallacious; that we must consequently change this first foundation, and with it the superstructure resting upon it. It has been shown, that the other confederacies which could be consulted as precedents have been vitiated by the same erroneous principles, and can therefore furnish no other light than that of beacons, which give warning of the course to be shunned, without pointing out that which ought to be pursued. The most that the convention could do in such a situation, was to avoid the errors suggested by the past experience of other countries, as well as of our own; and to provide a convenient mode of rectifying their own errors, as future experiences may unfold them.
The convention faced a difficult challenge in creating a government that would both protect liberty and maintain stability. An energetic government is crucial for national security and prompt execution of the laws. Stability is necessary for maintaining a national character and for the benefits that come with it. Laws that change regular are not evil in themselves so much as that they are frustrating to the people, and the people will never be satisfied until there is a cure for the unpredictability of the state governments. One may quickly see, however, the difficulty in mixing these valuable desires with the vital principles of liberty. Liberty requires that power comes from the people and that those in charge are changed often. But stability needs the same people in charge for a long time and power in one person’s hands.
OriginalAmong the difficulties encountered by the convention, a very important one must have lain in combining the requisite stability and energy in government, with the inviolable attention due to liberty and to the republican form. Without substantially accomplishing this part of their undertaking, they would have very imperfectly fulfilled the object of their appointment, or the expectation of the public; yet that it could not be easily accomplished, will be denied by no one who is unwilling to betray his ignorance of the subject. Energy in government is essential to that security against external and internal danger, and to that prompt and salutary execution of the laws which enter into the very definition of good government. Stability in government is essential to national character and to the advantages annexed to it, as well as to that repose and confidence in the minds of the people, which are among the chief blessings of civil society. An irregular and mutable legislation is not more an evil in itself than it is odious to the people; and it may be pronounced with assurance that the people of this country, enlightened as they are with regard to the nature, and interested, as the great body of them are, in the effects of good government, will never be satisfied till some remedy be applied to the vicissitudes and uncertainties which characterize the State administrations. On comparing, however, these valuable ingredients with the vital principles of liberty, we must perceive at once the difficulty of mingling them together in their due proportions. The genius of republican liberty seems to demand on one side, not only that all power should be derived from the people, but that those intrusted with it should be kept in independence on the people, by a short duration of their appointments; and that even during this short period the trust should be placed not in a few, but a number of hands. Stability, on the contrary, requires that the hands in which power is lodged should continue for a length of time the same. A frequent change of men will result from a frequent return of elections; and a frequent change of measures from a frequent change of men: whilst energy in government requires not only a certain duration of power, but the execution of it by a single hand.
It is difficult to say how successful the convention was in this task. From the brief view here, it is clear to have been difficult.
OriginalHow far the convention may have succeeded in this part of their work, will better appear on a more accurate view of it. From the cursory view here taken, it must clearly appear to have been an arduous part.
Not less difficult must have been drawing the lines between the federal and state governments; the more one has dealt with intricate issues the more this will be apparent. We have not been able to draw boundaries in domains of the mind even by the smartest scientists. Sense, perception, desire, memory, imagination are found to be separated by so small a gradation that its hard to see where one could draw a line. The lines in nature provide similar truths, the wisest naturalists have not yet succeeded in drawing a line between plants and animals. Even with these broad categories, there are further complexities that defy easy categorization.
OriginalNot less arduous must have been the task of marking the proper line of partition between the authority of the general and that of the State governments. Every man will be sensible of this difficulty, in proportion as he has been accustomed to contemplate and discriminate objects extensive and complicated in their nature. The faculties of the mind itself have never yet been distinguished and defined, with satisfactory precision, by all the efforts of the most acute and metaphysical philosophers. Sense, perception, judgment, desire, volition, memory, imagination, are found to be separated by such delicate shades and minute gradations that their boundaries have eluded the most subtle investigations, and remain a pregnant source of ingenious disquisition and controversy. The boundaries between the great kingdom of nature, and, still more, between the various provinces, and lesser portions, into which they are subdivided, afford another illustration of the same important truth. The most sagacious and laborious naturalists have never yet succeeded in tracing with certainty the line which separates the district of vegetable life from the neighboring region of unorganized matter, or which marks the termination of the former and the commencement of the animal empire. A still greater obscurity lies in the distinctive characters by which the objects in each of these great departments of nature have been arranged and assorted.
Transitioning from nature to government, the complexity in understanding human institutions arises both from the institutions themselves and from the limitations of human perception and understanding. Given these complexities and limitations, we should temper our expectations about what can be clearly understood or defined. Even the most basic elements of government—its three main branches—are not fully understood or easily delineated; within just the legislative branch there are complexities and ambiguities. Even the best experts in government have trouble understanding these matters and they often come up with questions that are hard to answer.
OriginalWhen we pass from the works of nature, in which all the delineations are perfectly accurate, and appear to be otherwise only from the imperfection of the eye which surveys them, to the institutions of man, in which the obscurity arises as well from the object itself as from the organ by which it is contemplated, we must perceive the necessity of moderating still further our expectations and hopes from the efforts of human sagacity. Experience has instructed us that no skill in the science of government has yet been able to discriminate and define, with sufficient certainty, its three great provinces the legislative, executive, and judiciary; or even the privileges and powers of the different legislative branches. Questions daily occur in the course of practice, which prove the obscurity which reins in these subjects, and which puzzle the greatest adepts in political science.
Despite centuries of effort, even the most skilled legal minds have not been able to create a perfectly clear legal system. In Great Britain, various types of law still have indeterminate boundaries despite rigorous attempts to define them. Even well-crafted new laws are subject to interpretation and may not be fully understood until tested in court. Language itself is a source of complexity and ambiguity, complicating the task of creating clear laws; language is inherently limited in its ability to convey complex ideas with clarity. Even when God addresses mankind, His meaning, however clear in itself, is made dim and doubtful by the imperfect medium of language.
OriginalThe experience of ages, with the continued and combined labors of the most enlightened legislatures and jurists, has been equally unsuccessful in delineating the several objects and limits of different codes of laws and different tribunals of justice. The precise extent of the common law, and the statute law, the maritime law, the ecclesiastical law, the law of corporations, and other local laws and customs, remains still to be clearly and finally established in Great Britain, where accuracy in such subjects has been more industriously pursued than in any other part of the world. The jurisdiction of her several courts, general and local, of law, of equity, of admiralty, etc., is not less a source of frequent and intricate discussions, sufficiently denoting the indeterminate limits by which they are respectively circumscribed. All new laws, though penned with the greatest technical skill, and passed on the fullest and most mature deliberation, are considered as more or less obscure and equivocal, until their meaning be liquidated and ascertained by a series of particular discussions and adjudications. Besides the obscurity arising from the complexity of objects, and the imperfection of the human faculties, the medium through which the conceptions of men are conveyed to each other adds a fresh embarrassment. The use of words is to express ideas. Perspicuity, therefore, requires not only that the ideas should be distinctly formed, but that they should be expressed by words distinctly and exclusively appropriate to them. But no language is so copious as to supply words and phrases for every complex idea, or so correct as not to include many equivocally denoting different ideas. Hence it must happen that however accurately objects may be discriminated in themselves, and however accurately the discrimination may be considered, the definition of them may be rendered inaccurate by the inaccuracy of the terms in which it is delivered. And this unavoidable inaccuracy must be greater or less, according to the complexity and novelty of the objects defined. When the Almighty himself condescends to address mankind in their own language, his meaning, luminous as it must be, is rendered dim and doubtful by the cloudy medium through which it is communicated.
Here are three sources of vague and incorrect definitions; (1) the complexity of the matter, (2) the limitations of human understanding, and (3) the limits of language itself as a medium of conveying understanding. The convention, in trying to draw lines between the federal and state jurisdictions, must have experienced the full effect of them all.
OriginalHere, then, are three sources of vague and incorrect definitions: indistinctness of the object, imperfection of the organ of conception, inadequateness of the vehicle of ideas. Any one of these must produce a certain degree of obscurity. The convention, in delineating the boundary between the federal and State jurisdictions, must have experienced the full effect of them all.
In addition to these problems, there is also the issue of large and small states interfering for their benefit larger states, with greater wealth and importance, would naturally push for more representation and influence in the federal government. Smaller states, on the other hand, would be keen on maintaining the level of equality they currently enjoy. We may guess that neither side would fully give in to the other’s demands, making compromise the only solution. Even after reaching a compromise on representation, a new struggle would likely emerge, revolving around how to organize the government and distribute its powers in a way that would favor the interests of whichever side had gained more influence in the compromise. Due to these conflicting interests and the need for compromise, the convention would have had to make concessions that might not align with theoretical or ideal governance models.
OriginalTo the difficulties already mentioned may be added the interfering pretensions of the larger and smaller States. We cannot err in supposing that the former would contend for a participation in the government, fully proportioned to their superior wealth and importance; and that the latter would not be less tenacious of the equality at present enjoyed by them. We may well suppose that neither side would entirely yield to the other, and consequently that the struggle could be terminated only by compromise. It is extremely probable, also, that after the ratio of representation had been adjusted, this very compromise must have produced a fresh struggle between the same parties, to give such a turn to the organization of the government, and to the distribution of its powers, as would increase the importance of the branches, in forming which they had respectively obtained the greatest share of influence. There are features in the Constitution which warrant each of these suppositions; and as far as either of them is well founded, it shows that the convention must have been compelled to sacrifice theoretical propriety to the force of extraneous considerations.
Geographical location and local policies would also have led to different alliances or oppositions among states, complicating the process further. Within each state, there are also various districts and classes of citizens with their own interests and concerns, which can lead to internal conflicts. Likewise at a national level various states themselves have different interested that could lead to disagreement and jealousy. While a diversity of interests can be beneficial for the governance of a formed state, it poses significant challenges during the formation phase.
OriginalNor could it have been the large and small States only, which would marshal themselves in opposition to each other on various points. Other combinations, resulting from a difference of local position and policy, must have created additional difficulties. As every State may be divided into different districts, and its citizens into different classes, which give birth to contending interests and local jealousies, so the different parts of the United States are distinguished from each other by a variety of circumstances, which produce a like effect on a larger scale. And although this variety of interests, for reasons sufficiently explained in a former paper, may have a salutary influence on the administration of the government when formed, yet every one must be sensible of the contrary influence, which must have been experienced in the task of forming it.
Would it be surprising if, considering all the troubles, the convention had to deviate from what a perfect theoretical constitution? The real wonder is that so many difficulties were overcome, and overcome with a unanimity almost as unprecedented as it was unexpected. It is impossible for an honest man to view this without astonishment, and for a religious man to not see in this the hand of God.
OriginalWould it be wonderful if, under the pressure of all these difficulties, the convention should have been forced into some deviations from that artificial structure and regular symmetry which an abstract view of the subject might lead an ingenious theorist to bestow on a Constitution planned in his closet or in his imagination? The real wonder is that so many difficulties should have been surmounted, and surmounted with a unanimity almost as unprecedented as it must have been unexpected. It is impossible for any man of candor to reflect on this circumstance without partaking of the astonishment. It is impossible for the man of pious reflection not to perceive in it a finger of that Almighty hand which has been so frequently and signally extended to our relief in the critical stages of the revolution.
In a previous paper, we discussed the multiple failed attempts to fix the well-known problems of the Dutch government. Most attempts to reconcile differing opinions and interests in deliberative bodies have ended in failure, marred by factionalism and discord. There are rare exceptions where deliberative bodies overcome these challenges, the convention being a singular instance of avoiding these destructive influences. Delegates were either content with the final Constitution or were willing to set aside their personal opinions and interests for the greater good.
OriginalWe had occasion, in a former paper, to take notice of the repeated trials which have been unsuccessfully made in the United Netherlands for reforming the baneful and notorious vices of their constitution. The history of almost all the great councils and consultations held among mankind for reconciling their discordant opinions, assuaging their mutual jealousies, and adjusting their respective interests, is a history of factions, contentions, and disappointments, and may be classed among the most dark and degraded pictures which display the infirmities and depravities of the human character. If, in a few scattered instances, a brighter aspect is presented, they serve only as exceptions to admonish us of the general truth; and by their lustre to darken the gloom of the adverse prospect to which they are contrasted. In revolving the causes from which these exceptions result, and applying them to the particular instances before us, we are necessarily led to two important conclusions. The first is, that the convention must have enjoyed, in a very singular degree, an exemption from the pestilential influence of party animosities the disease most incident to deliberative bodies, and most apt to contaminate their proceedings. The second conclusion is that all the deputations composing the convention were satisfactorily accommodated by the final act, or were induced to accede to it by a deep conviction of the necessity of sacrificing private opinions and partial interests to the public good, and by a despair of seeing this necessity diminished by delays or by new experiments.
Federalist 38
It is interesting that in every case reported by ancient history where government was established by deliberation and consent, the job of framing it was performed by a singularly wise man rather than a body of men.
OriginalIT IS not a little remarkable that in every case reported by ancient history, in which government has been established with deliberation and consent, the task of framing it has not been committed to an assembly of men, but has been performed by some individual citizen of preeminent wisdom and approved integrity.
Minos was the first to create the government of Crete, while Zaleucus did the same for the Locrians. Theseus, then Draco, then Solon, set up the government of Athens. Lycurgus was developed Spartan law. Rome was founded by Romulus and later developed by two other leaders, Numa and Tullus Hostilius. When the monarchy was abolished, Brutus led the way in making a new government by using a plan from Servius Tullius, which the senate and people agreed to. This idea is also relevant for confederate governments. Amphyction is the person credited with setting up the league with his name. The Achaean league was first started by Achaeus and later by Aratus.
OriginalMinos, we learn, was the primitive founder of the government of Crete, as Zaleucus was of that of the Locrians. Theseus first, and after him Draco and Solon, instituted the government of Athens. Lycurgus was the lawgiver of Sparta. The foundation of the original government of Rome was laid by Romulus, and the work completed by two of his elective successors, Numa and Tullius Hostilius. On the abolition of royalty the consular administration was substituted by Brutus, who stepped forward with a project for such a reform, which, he alleged, had been prepared by Tullius Hostilius, and to which his address obtained the assent and ratification of the senate and people. This remark is applicable to confederate governments also. Amphictyon, we are told, was the author of that which bore his name. The Achaean league received its first birth from Achaeus, and its second from Aratus.
It’s unclear how much power certain lawmakers had over their governments. In some cases, it was very regular. For example, the people of Athens gave Draco unlimited power to change the laws. Solon was chosen by everyone in Athens to reform their constitution. Lycurgus’ process was less formal, but people still wanted him to reform the government instead of having a group of citizens do it.
OriginalWhat degree of agency these reputed lawgivers might have in their respective establishments, or how far they might be clothed with the legitimate authority of the people, cannot in every instance be ascertained. In some, however, the proceeding was strictly regular. Draco appears to have been intrusted by the people of Athens with indefinite powers to reform its government and laws. And Solon, according to Plutarch, was in a manner compelled, by the universal suffrage of his fellow-citizens, to take upon him the sole and absolute power of new-modeling the constitution. The proceedings under Lycurgus were less regular; but as far as the advocates for a regular reform could prevail, they all turned their eyes towards the single efforts of that celebrated patriot and sage, instead of seeking to bring about a revolution by the intervention of a deliberative body of citizens.
How could people as protective of their freedom as the Greeks entrust their fate to one person? How could the Athenians, who would not let an army be run by fewer than ten generals and would be concerned for their liberties even just by one citizen gaining fame, think it would be better to have one respected person in charge of their future than a group of citizens? It is hard to explain why this was the case without believing that they were more worried about disagreements between people than they were of one person’s deceit or incompetence. History shows us the struggles the various famous reformers faced, as well as the expedients they had to use, in order to put their plans into effect. Solon admitted that he had not given his people the perfect government, but the one that was most acceptable to them. Lycurgus, more principled to his aim, had to use a combination of violence and religious power, and eventually had to renounce his country and then his life for the cause.
OriginalWhence could it have proceeded, that a people, jealous as the Greeks were of their liberty, should so far abandon the rules of caution as to place their destiny in the hands of a single citizen? Whence could it have proceeded, that the Athenians, a people who would not suffer an army to be commanded by fewer than ten generals, and who required no other proof of danger to their liberties than the illustrious merit of a fellow-citizen, should consider one illustrious citizen as a more eligible depositary of the fortunes of themselves and their posterity, than a select body of citizens, from whose common deliberations more wisdom, as well as more safety, might have been expected? These questions cannot be fully answered, without supposing that the fears of discord and disunion among a number of counsellors exceeded the apprehension of treachery or incapacity in a single individual. History informs us, likewise, of the difficulties with which these celebrated reformers had to contend, as well as the expedients which they were obliged to employ in order to carry their reforms into effect. Solon, who seems to have indulged a more temporizing policy, confessed that he had not given to his countrymen the government best suited to their happiness, but most tolerable to their prejudices. And Lycurgus, more true to his object, was under the necessity of mixing a portion of violence with the authority of superstition, and of securing his final success by a voluntary renunciation, first of his country, and then of his life.
These lessons teach us on one hand to admire the improvement made by America over the ancients in drafting constitutions, on the other hand they warn us of the difficulties related to such experiments and of the rashness of unnecessarily multiplying those problems.
OriginalIf these lessons teach us, on one hand, to admire the improvement made by America on the ancient mode of preparing and establishing regular plans of government, they serve not less, on the other, to admonish us of the hazards and difficulties incident to such experiments, and of the great imprudence of unnecessarily multiplying them.
Any errors in the plan proposed by the convention are more likely due to the lack of prior experience in dealing with such a complex subject, rather than a lack of diligence or accuracy in its formulation. Any such errors would more likely come from the lack of prior experience with so complex a task than from carelessness, and they will only be revealed once the plan is actually tried. This is rendered more likely by the particular case of the Articles of Confederation.
OriginalIs it an unreasonable conjecture, that the errors which may be contained in the plan of the convention are such as have resulted rather from the defect of antecedent experience on this complicated and difficult subject, than from a want of accuracy or care in the investigation of it; and, consequently such as will not be ascertained until an actual trial shall have pointed them out? This conjecture is rendered probable, not only by many considerations of a general nature, but by the particular case of the Articles of Confederation.
When the Articles of Confederation were submitted to the states for ratification, none of the objections or amendments suggested by the states pointed to what later turned out to be the Articles’ greatest flaws. New Jersey had specific objections, but these were based on its unique geographical situation rather than any deep insight into the Articles’ shortcomings; any state’s suggestions were not significant enough to warrant revising the Articles. Even though the states’ objections were not particularly significant, some states would have stubbornly stuck to their positions if they hadn’t been motivated by a stronger desire for self-preservation. One state, we may remember, held out on ratifying the Articles for several years, even while facing immediate threats, showing the extent to which local interests could override broader concerns. It eventually agreed to ratify the Articles, not because it changed its mind about them, but because it feared being blamed for prolonging the nation’s difficulties.
OriginalIt is observable that among the numerous objections and amendments suggested by the several States, when these articles were submitted for their ratification, not one is found which alludes to the great and radical error which on actual trial has discovered itself. And if we except the observations which New Jersey was led to make, rather by her local situation, than by her peculiar foresight, it may be questioned whether a single suggestion was of sufficient moment to justify a revision of the system. There is abundant reason, nevertheless, to suppose that immaterial as these objections were, they would have been adhered to with a very dangerous inflexibility, in some States, had not a zeal for their opinions and supposed interests been stifled by the more powerful sentiment of self-preservation. One State, we may remember, persisted for several years in refusing her concurrence, although the enemy remained the whole period at our gates, or rather in the very bowels of our country. Nor was her pliancy in the end effected by a less motive, than the fear of being chargeable with protracting the public calamities, and endangering the event of the contest. Every candid reader will make the proper reflections on these important facts.
A patient with a disorder that is getting worse each day needs an effective remedy quickly or it could be dangerous. After thinking it over and considering the different doctors, he chooses one he thinks is best and calls them in. They look at his case and all agree that it is critical, but if treated in time it can improve. They also all agree on the best remedy. Then, just as the remedy is prescribed, some people intervene and say that in fact it will be bad for him and could even kill him. Is it not reasonable for the patient to ask the dissenters to agree on an alternate remedy before following their advice? If these new advisers can’t agree among themselves on an alternative, the patient would be wise to go ahead with the original treatment that his chosen physicians had unanimously recommended.
OriginalA patient who finds his disorder daily growing worse, and that an efficacious remedy can no longer be delayed without extreme danger, after coolly revolving his situation, and the characters of different physicians, selects and calls in such of them as he judges most capable of administering relief, and best entitled to his confidence. The physicians attend; the case of the patient is carefully examined; a consultation is held; they are unanimously agreed that the symptoms are critical, but that the case, with proper and timely relief, is so far from being desperate, that it may be made to issue in an improvement of his constitution. They are equally unanimous in prescribing the remedy, by which this happy effect is to be produced. The prescription is no sooner made known, however, than a number of persons interpose, and, without denying the reality or danger of the disorder, assure the patient that the prescription will be poison to his constitution, and forbid him, under pain of certain death, to make use of it. Might not the patient reasonably demand, before he ventured to follow this advice, that the authors of it should at least agree among themselves on some other remedy to be substituted? And if he found them differing as much from one another as from his first counsellors, would he not act prudently in trying the experiment unanimously recommended by the latter, rather than be hearkening to those who could neither deny the necessity of a speedy remedy, nor agree in proposing one?
America is this patient. She is aware of her illness and has obtained a regular and unanimous advice from men of her own deliberate choice. And some others war against this advice, fearing death. Do these dissenting voices deny that America is in a dangerous situation? No. Do they deny the need for a quick and powerful solution? No. Can they agree on why they oppose the current solution, or what new constitution should be used instead? Let them speak for themselves.
OriginalSuch a patient and in such a situation is America at this moment. She has been sensible of her malady. She has obtained a regular and unanimous advice from men of her own deliberate choice. And she is warned by others against following this advice under pain of the most fatal consequences. Do the monitors deny the reality of her danger? No. Do they deny the necessity of some speedy and powerful remedy? No. Are they agreed, are any two of them agreed, in their objections to the remedy proposed, or in the proper one to be substituted? Let them speak for themselves.
One tell us that the constitution creates a government over individuals rather than a confederation of states. Another person agrees that the government should have power over individuals but thinks the proposed extent is too much. A third person is fine with the government’s scope but wants a bill of rights included. A fourth person also wants a bill of rights but thinks it should focus on states’ rights, not individual rights. A fifth person thinks a bill of rights is unnecessary but objects to the government’s power to regulate elections. An objector from a large state dislikes the equal representation in the Senate. An objector from a small state is concerned about unequal representation in the House. Some object due to the perceived high cost of running the new government. Others argue that the government is too small and should be expanded, even at greater cost. Someone from a non-trading state objects to the federal government’s power to levy direct taxes. Someone from a trading state is concerned that taxes will be levied on goods. Some see the constitution as leading to monarchy or aristocracy. Another group objects to the blending of the branches of government, seeing it as a threat to liberty. There’s no consensus among critics on what specifically is wrong with the proposed constitution or how to fix it.
OriginalThis one tells us that the proposed Constitution ought to be rejected, because it is not a confederation of the States, but a government over individuals. Another admits that it ought to be a government over individuals to a certain extent, but by no means to the extent proposed. A third does not object to the government over individuals, or to the extent proposed, but to the want of a bill of rights. A fourth concurs in the absolute necessity of a bill of rights, but contends that it ought to be declaratory, not of the personal rights of individuals, but of the rights reserved to the States in their political capacity. A fifth is of opinion that a bill of rights of any sort would be superfluous and misplaced, and that the plan would be unexceptionable but for the fatal power of regulating the times and places of election. An objector in a large State exclaims loudly against the unreasonable equality of representation in the Senate. An objector in a small State is equally loud against the dangerous inequality in the House of Representatives. From this quarter, we are alarmed with the amazing expense, from the number of persons who are to administer the new government. From another quarter, and sometimes from the same quarter, on another occasion, the cry is that the Congress will be but a shadow of a representation, and that the government would be far less objectionable if the number and the expense were doubled. A patriot in a State that does not import or export, discerns insuperable objections against the power of direct taxation. The patriotic adversary in a State of great exports and imports, is not less dissatisfied that the whole burden of taxes may be thrown on consumption. This politician discovers in the Constitution a direct and irresistible tendency to monarchy; that is equally sure it will end in aristocracy. Another is puzzled to say which of these shapes it will ultimately assume, but sees clearly it must be one or other of them; whilst a fourth is not wanting, who with no less confidence affirms that the Constitution is so far from having a bias towards either of these dangers, that the weight on that side will not be sufficient to keep it upright and firm against its opposite propensities. With another class of adversaries to the Constitution the language is that the legislative, executive, and judiciary departments are intermixed in such a manner as to contradict all the ideas of regular government and all the requisite precautions in favor of liberty. Whilst this objection circulates in vague and general expressions, there are but a few who lend their sanction to it. Let each one come forward with his particular explanation, and scarce any two are exactly agreed upon the subject. In the eyes of one the junction of the Senate with the President in the responsible function of appointing to offices, instead of vesting this executive power in the Executive alone, is the vicious part of the organization. To another, the exclusion of the House of Representatives, whose numbers alone could be a due security against corruption and partiality in the exercise of such a power, is equally obnoxious. With another, the admission of the President into any share of a power which ever must be a dangerous engine in the hands of the executive magistrate, is an unpardonable violation of the maxims of republican jealousy. No part of the arrangement, according to some, is more inadmissible than the trial of impeachments by the Senate, which is alternately a member both of the legislative and executive departments, when this power so evidently belonged to the judiciary department. "We concur fully," reply others, "in the objection to this part of the plan, but we can never agree that a reference of impeachments to the judiciary authority would be an amendment of the error. Our principal dislike to the organization arises from the extensive powers already lodged in that department." Even among the zealous patrons of a council of state the most irreconcilable variance is discovered concerning the mode in which it ought to be constituted. The demand of one gentleman is, that the council should consist of a small number to be appointed by the most numerous branch of the legislature. Another would prefer a larger number, and considers it as a fundamental condition that the appointment should be made by the President himself.
Let us suggest a hypothetical scenario where the critics of the federal constitution are assumed to be the most capable of creating a better plan. Let us further suppose that the country agrees with these critics and lets them form a second Constitutional Convention to revise the first. One can hardly take such a fiction seriously, but having seen all the disagreements just presented, they would have just as much discord in their deliberations. If the existing Constitution was adopted immediately and in force until a new constitution was drafted, it might be immortal!
OriginalAs it can give no umbrage to the writers against the plan of the federal Constitution, let us suppose, that as they are the most zealous, so they are also the most sagacious, of those who think the late convention were unequal to the task assigned them, and that a wiser and better plan might and ought to be substituted. Let us further suppose that their country should concur, both in this favorable opinion of their merits, and in their unfavorable opinion of the convention; and should accordingly proceed to form them into a second convention, with full powers, and for the express purpose of revising and remoulding the work of the first. Were the experiment to be seriously made, though it required some effort to view it seriously even in fiction, I leave it to be decided by the sample of opinions just exhibited, whether, with all their enmity to their predecessors, they would, in any one point, depart so widely from their example, as in the discord and ferment that would mark their own deliberations; and whether the Constitution, now before the public, would not stand as fair a chance for immortality, as Lycurgus gave to that of Sparta, by making its change to depend on his own return from exile and death, if it were to be immediately adopted, and were to continue in force, not until a BETTER, but until ANOTHER should be agreed upon by this new assembly of lawgivers.
It is both surprising and sad that critics focus solely on the new constitution’s flaws without comparing it to the existing, flawed system. It is not necessary that the former should be perfect: it is sufficient that the latter is more imperfect. No man would refuse to trade their brass for more valuable gold, just because the gold was slightly alloyed with other metals. No man would refuse to move from a shack to a mansion just because the mansion lacked a porch or otherwise wasn’t perfect to his desires. Most major criticisms of the new constitution apply even more strongly to the existing Articles of Confederation. Is an indefinite power to raise money dangerous in the hands of a federal government?Currently the states are constitutionally bound to furnish any requests for money by the federal government. Is an indefinite power to raise troops dangerous? The current congress has that power and has already begun to use it. Is it unsafe to mix the different powers of government in the same men? The current Congress, a single body of men, is the sole holder of all the federal powers. Is it particularly dangerous to give the keys of the treasury and the command of the military into the same hands? Again, the current confederation places both in the hands of Congress. Is a bill of rights essential to liberty? The current confederation has no such bill. Does the new Constitution gives too much treaty-making power to the Senate and the executive? The existing system already allows Congress to make treaties without checks or balances. Is the importation of slaves permitted by the new constitution for twenty years? The existing system permits it forever.
OriginalIt is a matter both of wonder and regret, that those who raise so many objections against the new Constitution should never call to mind the defects of that which is to be exchanged for it. It is not necessary that the former should be perfect; it is sufficient that the latter is more imperfect. No man would refuse to give brass for silver or gold, because the latter had some alloy in it. No man would refuse to quit a shattered and tottering habitation for a firm and commodious building, because the latter had not a porch to it, or because some of the rooms might be a little larger or smaller, or the ceilings a little higher or lower than his fancy would have planned them. But waiving illustrations of this sort, is it not manifest that most of the capital objections urged against the new system lie with tenfold weight against the existing Confederation? Is an indefinite power to raise money dangerous in the hands of the federal government? The present Congress can make requisitions to any amount they please, and the States are constitutionally bound to furnish them; they can emit bills of credit as long as they will pay for the paper; they can borrow, both abroad and at home, as long as a shilling will be lent. Is an indefinite power to raise troops dangerous? The Confederation gives to Congress that power also; and they have already begun to make use of it. Is it improper and unsafe to intermix the different powers of government in the same body of men? Congress, a single body of men, are the sole depositary of all the federal powers. Is it particularly dangerous to give the keys of the treasury, and the command of the army, into the same hands? The Confederation places them both in the hands of Congress. Is a bill of rights essential to liberty? The Confederation has no bill of rights. Is it an objection against the new Constitution, that it empowers the Senate, with the concurrence of the Executive, to make treaties which are to be the laws of the land? The existing Congress, without any such control, can make treaties which they themselves have declared, and most of the States have recognized, to be the supreme law of the land. Is the importation of slaves permitted by the new Constitution for twenty years? By the old it is permitted forever.
Some may further object that however dangerous this mixture of powers may be in theory, it is actually harmless by the dependence of Congress on the states for implementation. I respond that the confederation has an even greater problem—that of declaring certain powers of the federal government to be absolutely necessary and at the same time rendering them absolutely ineffective. If the union is to survive under the existing system, Congress will need to either be granted or assume effective powers, making the current criticisms still applicable. Worse, out of this lifeless mass has already grown a power that threatens all the dangers feared from a poorly built central government. The western territories offer a significant source of future revenue, which Congress has begun to manage. Many states have already ceded land to the federal government and expects others to do the same. Congress has taken control of these lands and started to generate revenue from them. It has gone beyond its constitutional authority to manage these territories and form new states. A great, independent supply of money is passing into the hands of a single body of men who can raise an indefinite number of troops, and yet there are men who have not only been silent to this possibility but who advocate for the system, and at the same time urge against the new system with the objections that we have heard. Wouldn’t the critics be more consistent if they supported the new constitution as a safeguard against the potential dangers posed by the existing Congress?
OriginalI shall be told, that however dangerous this mixture of powers may be in theory, it is rendered harmless by the dependence of Congress on the State for the means of carrying them into practice; that however large the mass of powers may be, it is in fact a lifeless mass. Then, say I, in the first place, that the Confederation is chargeable with the still greater folly of declaring certain powers in the federal government to be absolutely necessary, and at the same time rendering them absolutely nugatory; and, in the next place, that if the Union is to continue, and no better government be substituted, effective powers must either be granted to, or assumed by, the existing Congress; in either of which events, the contrast just stated will hold good. But this is not all. Out of this lifeless mass has already grown an excrescent power, which tends to realize all the dangers that can be apprehended from a defective construction of the supreme government of the Union. It is now no longer a point of speculation and hope, that the Western territory is a mine of vast wealth to the United States; and although it is not of such a nature as to extricate them from their present distresses, or for some time to come, to yield any regular supplies for the public expenses, yet must it hereafter be able, under proper management, both to effect a gradual discharge of the domestic debt, and to furnish, for a certain period, liberal tributes to the federal treasury. A very large proportion of this fund has been already surrendered by individual States; and it may with reason be expected that the remaining States will not persist in withholding similar proofs of their equity and generosity. We may calculate, therefore, that a rich and fertile country, of an area equal to the inhabited extent of the United States, will soon become a national stock. Congress have assumed the administration of this stock. They have begun to render it productive. Congress have undertaken to do more: they have proceeded to form new States, to erect temporary governments, to appoint officers for them, and to prescribe the conditions on which such States shall be admitted into the Confederacy. All this has been done; and done without the least color of constitutional authority. Yet no blame has been whispered; no alarm has been sounded. A GREAT and INDEPENDENT fund of revenue is passing into the hands of a SINGLE BODY of men, who can RAISE TROOPS to an INDEFINITE NUMBER, and appropriate money to their support for an INDEFINITE PERIOD OF TIME. And yet there are men, who have not only been silent spectators of this prospect, but who are advocates for the system which exhibits it; and, at the same time, urge against the new system the objections which we have heard. Would they not act with more consistency, in urging the establishment of the latter, as no less necessary to guard the Union against the future powers and resources of a body constructed like the existing Congress, than to save it from the dangers threatened by the present impotency of that Assembly?
I do not mean to criticize what Congress has done. I understand that they had to act in the best interest of the public and had to go beyond their constitutional powers. But doesn’t this show how dangerous it is to have a government that does not have the power to do what it needs to do? It is always threatened by either being dissolved or taken over.
OriginalI mean not, by any thing here said, to throw censure on the measures which have been pursued by Congress. I am sensible they could not have done otherwise. The public interest, the necessity of the case, imposed upon them the task of overleaping their constitutional limits. But is not the fact an alarming proof of the danger resulting from a government which does not possess regular powers commensurate to its objects? A dissolution or usurpation is the dreadful dilemma to which it is continually exposed. PUBLIUS